Steve Arrowsmith is listed as a director on 8 SEC Form D filings by 1 issuer between Dec 2014 and Jan 2018: Kinesis Holdings I Ltd (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2014–2018; $413.6M reported sold to 23 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Adrian Ryan (8 shared filings), Christina Bell (8 shared filings), Richard Daley (8 shared filings), Colin Alexander (5 shared filings), Saphia Charters (4 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steve. Each name links to their own page.
The issuer belongs to the sponsor group Platform (7 issuers, $453.2M reported sold, 2010–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Platform has 7 companies on file and $453.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 8 public filings for Steve Arrowsmith and found 2 differences: 5 Form Ds were filed more than 15 days after the first sale; 8 offerings have no amendment in the last 12 months and may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.