Stephen Wolff is listed as a director on 2 SEC Form D filings by 2 issuers between Feb 2010 and Nov 2010: TradeWeb Markets LLC (New York, NY — other banking and financial services — 2010; $610.5M reported sold to 40 investors) and TradeWeb NewMarkets LLC (Jersey City, NJ — other banking and financial services — 2010).
What this means 2 separate companies raised money with this person listed as director. Across those companies the filings report $610.5M sold in total.
Listed alongside Bradford S. Levy (2 shared filings), Colin J. Corgan (2 shared filings), David Turner (2 shared filings), Kemal Askar (2 shared filings), Lee H. Olesky (2 shared filings) and 29 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
All 2 issuers belong to the sponsor group Tradeweb (3 issuers, $612.3M reported sold, 2010–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Tradeweb has 3 companies on file and $612.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Stephen Wolff and found 4 differences, 2 worth asking the sponsor about: Bankruptcy case: Stephen R Wolff and Debra B Wolff; Bankruptcy case: Stephen C Wolff; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.