PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 2:21 AM ET

Sponsor Check › Person

Stephen SULLIVAN

Related person on Form D filings · address state as listed: MA · listed Jul 25, 2025 → Mar 2, 2026

3issuers
7Form D filings
2025–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 3 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Mar 2, 2026 D/A
File 021-286326
$0$0$0Invesco Distributors, Inc. BrokerCheck CRD 7369 ↗
via Invesco Distributors, Inc. (CRD 7369 ↗)
EDGAR ↗Jan 21, 2026 D/A
File 021-195917
$0$0$0Invesco Distributors, Inc. BrokerCheck CRD 7369 ↗
Invesco Hong Kong Limited BrokerCheck CRD 109923 ↗
EDGAR ↗Dec 23, 2025 D/A
File 021-69951
$0$0$0Invesco Distributors, Inc. BrokerCheck CRD 7369 ↗
Invesco Hong Kong Limited BrokerCheck CRD 109923 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Invesco Commercial Mortgage Income - U.S. Fund, L.P.
group: Invesco
Executive Officer
General Counsel and Vice President of Invesco Realty Inc.
Mar 2, 2026D/AIndefinite
similar: $500,000–$16,420,250
$2,141,342,09536
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Invesco U.S. Income Fund, L.P.
group: Invesco
Executive Officer
General Counsel and Vice President of Invesco Realty Inc.
Jan 21, 2026D/AIndefinite
similar: $500,000–$16,420,250
$4,371,351,22275
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Invesco Core Real Estate - U.S.A., L.P.
group: Invesco
Executive Officer
General Counsel and Vice President of Invesco Realty Inc.
Dec 23, 2025D/AIndefinite
similar: $500,000–$16,420,250
$12,592,161,171306
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Invesco U.S. Income Fund, L.P.
group: Invesco
Executive Officer
General Counsel and Vice President of Invesco Realty Inc.
Jul 29, 2025D/AIndefinite
similar: $155,000–$5,250,000
$3,811,101,81251
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Invesco Core Real Estate - U.S.A., L.P.
group: Invesco
Executive Officer
General Counsel and Vice President of Invesco Realty Inc.
Jul 29, 2025D/AIndefinite
similar: $155,000–$5,250,000
$10,604,075,207173
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Invesco Core Real Estate - U.S.A., L.P.
group: Invesco
Executive Officer
General Counsel and Vice President of Invesco Realty Inc.
Jul 25, 2025D/AIndefinite
similar: $155,000–$5,250,000
$10,604,075,207173
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Invesco U.S. Income Fund, L.P.
group: Invesco
Executive Officer
General Counsel and Vice President of Invesco Realty Inc.
Jul 25, 2025D/AIndefinite
similar: $155,000–$5,250,000
$3,811,101,81251
similar: 4–27
No minimum reported
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Stephen Sullivan — address state CA, 2 issuers, Jul 29, 2009 → May 24, 2016 · no shared issuer found
  • Stephen Sullivan — address state WY, 2 issuers, Mar 15, 2012 → Jan 19, 2024 · no shared issuer found
  • Stephen J. Sullivan — address state CT, 2 issuers, May 21, 2013 → Jul 2, 2015 · no shared issuer found
  • Stephen G. Sullivan — address state NY, 1 issuer, May 27, 2010 → May 27, 2010 · no shared issuer found
  • Stephen Sullivan — address state MI, 1 issuer, Oct 2, 2013 → Dec 23, 2014 · no shared issuer found
  • Stephen Sinclair Sullivan — address state UT, 1 issuer, Mar 25, 2015 → Mar 25, 2015 · no shared issuer found
  • Stephen J. Sullivan — address state NJ, 1 issuer, Jan 27, 2017 → Oct 16, 2024 · no shared issuer found
  • Stephen J. Sullivan — address state CA, 1 issuer, Jul 14, 2009 → Jul 22, 2009 · no shared issuer found
  • Stephen Sullivan — address state NY, 1 issuer, Sep 19, 2011 → Sep 19, 2011 · no shared issuer found
  • Stephen T. Sullivan — address state CA, 1 issuer, Aug 26, 2020 → Jun 25, 2026 · no shared issuer found
  • Stephen Sullivan — address state NJ, 1 issuer, Jun 19, 2017 → Sep 4, 2019 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 26 names on the same filings (6 management entities, 20 people)

People and management entities the issuers listed as related persons on the same Form D filings as Stephen SULLIVAN. Source: the EDGAR rows in the table above.

  • INVESCO REALTY, INC. entity — 7 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 20 other issuers
  • IRI CORE I, L.P. entity — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • IRI CORE-GP, LLC entity — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • IRI INCOME I, L.P. entity — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • IRI INCOME-GP, LLC entity — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • IRI CMIF, LLC entity — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • MARK W. GREGSON — 7 shared filings (3 issuers) · role as listed: Executive Officer
  • Bert Crouch — 7 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 15 other issuers
  • HALEY WALDRON — 7 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • Tina CAREW — 7 shared filings (3 issuers) · role as listed: Executive Officer
  • Kevin PIROZZOLI — 7 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • E Elizabeth Day — 7 shared filings (3 issuers) · role as listed: Executive Officer
  • R. Scott Dennis — 7 shared filings (3 issuers) · roles as listed: Executive Officer, Director · also listed on 22 other issuers
  • Chris Cleghorn — 7 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Rivka Altman — 7 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • Stephanie Holder — 7 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 5 other issuers
  • TONY WONG — 7 shared filings (3 issuers) · role as listed: Director · also listed on 4 other issuers
  • TERRY VACHERON — 7 shared filings (3 issuers) · role as listed: Director · also listed on 4 other issuers
  • Jay Hurley — 7 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 13 other issuers
  • Peter Feinberg — 7 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 20 other issuers
  • Michael Foy — 5 shared filings (3 issuers) · role as listed: Executive Officer
  • Courtney Popelka — 5 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • Daniel KUBIAK — 5 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Courney POPELKA — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Mixhael Foy — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • David KUBIAK — 2 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 1 other issuer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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