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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:26 AM ET

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Stephen Stuart

Named as an officer, director or promoter on SEC Form D filings · LA · Jan 28, 2026 → Apr 8, 2026

1deal (issuers)
$20Mreported sold
11investors
2Form D filings
2026year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:59 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Stuart is listed as a director on 2 SEC Form D filings by 1 issuer between Jan 2026 and Apr 2026: OnPath Federal Credit Union (Metairie, LA — other banking and financial services — 2026; $20M reported sold to 11 investors).

What this means One deal on file with the SEC, filed Apr 2026. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Darlene Gibson (2 shared filings), Gisele Wheelock (2 shared filings), Greg Maurin (2 shared filings), James Ross (2 shared filings), Jared Freeman (2 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 15 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Stephen Stuart and found 3 differences: Form D filed 29 days after the first sale; Offering amount changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Stuart has not run yet — it is joining a line of 15,988 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:59 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Stuart..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

15 cases: 2 open, 13 closed (disposition not in docket feed)

STEPHEN STUART and CLAIRE STUART open
United States Bankruptcy Court, D. Arizona · No. 2:26-bk-04528 · Filed May 6, 2026
Role of STEPHEN STUART and CLAIRE STUART: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in AR (not a filing state)
Diana E. Rodemyer and Stephen J. Stuart closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:24-bk-00944 · Filed Apr 17, 2024 · Closed Jul 25, 2024
Role of Diana E. Rodemyer and Stephen J. Stuart: Debtor · Outcome: Case closed 2024-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in PA (not a filing state)
STEPHEN STUART open
United States Bankruptcy Court, D. Arizona · No. 3:23-bk-03645 · Filed May 31, 2023
Role of STEPHEN STUART: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in AR (not a filing state)
Stephen Stuart and Kristine Stuart closed
United States Bankruptcy Court, W.D. Arkansas · No. 4:10-bk-71691 · Filed Mar 31, 2010 · Closed Aug 4, 2010
Role of Stephen Stuart and Kristine Stuart: Debtor · Outcome: Case closed 2010-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in AR (not a filing state)
Stephen S. Stuart and Carrie L. Stuart closed
United States Bankruptcy Court, E.D. Texas · No. 05-45070 · Filed Sep 12, 2005 · Closed Jan 12, 2006
Role of Stephen S. Stuart and Carrie L. Stuart: Debtor · Outcome: Case closed 2006-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in TX (not a filing state)
Stephen L. Stuart and Patricia M. Stuart closed
United States Bankruptcy Court, E.D. Oklahoma · No. 03-74765 · Filed Dec 1, 2003 · Closed Mar 28, 2004
Role of Stephen L. Stuart and Patricia M. Stuart: Debtor · Outcome: Case closed 2004-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in OK (not a filing state)
Stephen D Stuart and Wendy E Stuart closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-22324 · Filed May 6, 2003 · Closed Jul 2, 2003
Role of Stephen D Stuart and Wendy E Stuart: Debtor · Outcome: Case closed 2003-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in CA (not a filing state)
STEPHEN H STUART closed
United States Bankruptcy Court, M.D. Tennessee · No. 2:03-bk-04065 · Filed Mar 25, 2003 · Closed Jan 4, 2005
Role of STEPHEN H STUART: Debtor · Outcome: Case closed 2005-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in TN (not a filing state)
STEPHEN A STUART and KAREN NUCKOLLS STUART closed
United States Bankruptcy Court, S.D. Mississippi · No. 02-04856 · Filed Aug 30, 2002 · Closed May 2, 2006
Role of STEPHEN A STUART and KAREN NUCKOLLS STUART: Debtor · Outcome: Case closed 2006-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in MS (not a filing state)
Stephen A. Stuart closed
United States Bankruptcy Court, W.D. Tennessee · No. 02-20912 · Filed Jan 15, 2002 · Closed Jun 25, 2003
Role of Stephen A. Stuart: Debtor · Outcome: Case closed 2003-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in TN (not a filing state)
Stephen A. Stuart closed
United States Bankruptcy Court, W.D. Tennessee · No. 01-26043 · Filed Apr 25, 2001 · Closed Jan 23, 2002
Role of Stephen A. Stuart: Debtor · Outcome: Case closed 2002-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in TN (not a filing state)
Stephen L. Stuart and Kristine A. Stuart closed
United States Bankruptcy Court, W.D. Arkansas · No. 4:01-bk-14052 · Filed Jan 29, 2001 · Closed May 24, 2001
Role of Stephen L. Stuart and Kristine A. Stuart: Debtor · Outcome: Case closed 2001-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in AR (not a filing state)
Stephen A. Stuart closed
United States Bankruptcy Court, W.D. Tennessee · No. 96-21099 · Filed Jan 24, 1996 · Closed May 13, 1996
Role of Stephen A. Stuart: Debtor · Outcome: Case closed 1996-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in TN (not a filing state)
Stephen A. Stuart closed
United States Bankruptcy Court, W.D. Tennessee · No. 95-33770 · Filed Dec 12, 1995 · Closed Apr 8, 1996
Role of Stephen A. Stuart: Debtor · Outcome: Case closed 1996-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in TN (not a filing state)
Stephen T. Stuart and Karen S. Stuart closed
United States Bankruptcy Court, M.D. Florida · No. 6:93-bk-04662 · Filed Sep 28, 1993 · Closed Jul 13, 1995
Role of Stephen T. Stuart and Karen S. Stuart: Debtor · Outcome: Case closed 1995-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:59 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Stephen Stuart (compared 2 filings on Oct 24, 2026)

Note · Dec 30, 2025 – Jan 28, 2026

Form D filed 29 days after the first sale — OnPath Federal Credit Union

The filing says the first sale was Dec 30, 2025. The Form D was filed Jan 28, 2026 — 29 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 14 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jan 28, 2026 – Apr 8, 2026

Offering amount changed between filings — OnPath Federal Credit Union

The Jan 28, 2026 filing says $8,500,000 offered; the Apr 8, 2026 Form D/A says $20,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jan 28, 2026 – Apr 8, 2026

Minimum investment changed between filings — OnPath Federal Credit Union

The Jan 28, 2026 filing lists a minimum of $500,000; the Apr 8, 2026 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $400,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 8, 2026 D/A
OnPath Federal Credit Union
File 021-571471
$400,000$0$0Olden Lane Securities, LLC BrokerCheck CRD 173847 ↗
The Baker Group BrokerCheck CRD 7888 ↗
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Stephen Stuart on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Banking and Financial Services

OnPath Federal Credit Union

Metairie, LA · Jan 28, 2026 → Apr 8, 2026 · 2 filings
  • Apr 8, 2026 · D/A · $20,000,000 sold of $20,000,000 · 11 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 28, 2026 · D · $8,500,000 sold of $8,500,000 · 4 investors · min. $500,000 · role: Director EDGAR ↗

Raised $20M from 11 investors (100% of the $20M target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Stephen 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gisele Wheelock

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jared Freeman

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Darlene Gibson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Lucien Gauff

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Maurin

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Raiza Pitre

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Tina Dixon-Williams

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Martha Castillo

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

James Ross

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Hernandez

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Plaisance

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Weinberg

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Louie Duet

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Chantal Waguespack

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Stuart. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Stuart by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Stuart is listed on: none on file. No website or social profile named in OnPath Federal Credit Union's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #33,742 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Metairie, LA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Members get an email when Stephen Stuart appears on a new Form D, or when a court case or SEC action is matched to them. See plans →