PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:26 PM ET

Sponsor Check › Person

Stephen Squinto

Related person on Form D filings · address states as listed: CT, NH, NY, MA, PA, NJ · listed Oct 23, 2015 → Sep 29, 2026

16issuers
30Form D filings
2015–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

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1. Lawsuits

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2. Regulatory actions

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3. Bankruptcies

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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

1 of 21 offerings reports sales commissions totalling $4,700,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,710,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Sep 29, 2026 D/A
File 021-559127
$0 (est.)$0 (est.)$0 (est.)
The special limited partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
EDGAR ↗Sep 29, 2026 D/A
File 021-559129
$0 (est.)$0 (est.)$0 (est.)
The special shareholder is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
EDGAR ↗Sep 16, 2026 D
File 021-597633
$0 (est.)$0 (est.)$0 (est.)
The special limited partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
EDGAR ↗Sep 16, 2026 D
File 021-597634
$0 (est.)$0 (est.)$0 (est.)
The special limited partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
EDGAR ↗Mar 20, 2026 D/A
File 021-510828
$0$0$0None listed on this filing
EDGAR ↗Nov 13, 2023 D
File 021-496947
$0 (est.)$0 (est.)$0 (est.)
The special limited partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. BrokerCheck CRD 102920 ↗
JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED no CRD number reported
JPMORGAN ASSET MANAGEMENT (EUROPE) S.A.R.L. BrokerCheck CRD 304190 ↗
JPMORGAN ASSET MANAGEMENT (UK) LIMITED no CRD number reported
EDGAR ↗Sep 5, 2023 D
File 021-491365
$0 (est.)$0 (est.)$0 (est.)
The special limited partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
JPMorgan Asset Management (UK) Limited BrokerCheck CRD 135960 ↗
JPMorgan Asset Management (Japan) Limited no CRD number reported
JPMorgan Asset Management (Europe) S.a r.l. BrokerCheck CRD 304190 ↗
EDGAR ↗Sep 5, 2023 D
File 021-491366
$0 (est.)$0 (est.)$0 (est.)
The special shareholder is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
J.P. Morgan Institutional Investments Inc. BrokerCheck CRD 102920 ↗
JPMorgan Asset Management (UK) Limited BrokerCheck CRD 135960 ↗
JPMorgan Asset Management (Japan) Limited no CRD number reported
JPMorgan Asset Management (Europe) S.a r.l. BrokerCheck CRD 304190 ↗
EDGAR ↗Dec 8, 2022 D
File 021-466966
$0$0$0None listed on this filing
EDGAR ↗Dec 28, 2021 D/A
File 021-400266
$0$0$0None listed on this filing
EDGAR ↗Jul 1, 2020 D
File 021-370112
$0$0$0None listed on this filing
EDGAR ↗Jul 1, 2020 D
File 021-370115
$4,700,000$0$0Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
B. Riley FBR, Inc. BrokerCheck CRD 25027 ↗
Katalyst Securities LLC BrokerCheck CRD 112494 ↗
EDGAR ↗Sep 6, 2019 D
File 021-348117
$0$0$0None listed on this filing
EDGAR ↗Apr 12, 2019 D
File 021-337163
$0$0$0None listed on this filing
EDGAR ↗May 10, 2018 D
File 021-312119
$0$0$0 (est.)None listed on this filing
EDGAR ↗Apr 5, 2018 D
File 021-309449
$0$0$0
No payments other than ordinary course employment compensation is being paid to officers or managers.
None listed on this filing
EDGAR ↗Mar 9, 2018 D/A
File 021-114791
$0$0$0None listed on this filing
EDGAR ↗Mar 9, 2018 D/A
File 021-176983
$0$0$0None listed on this filing
EDGAR ↗Sep 1, 2017 D
File 021-293982
$0$0$0None listed on this filing
EDGAR ↗Sep 21, 2016 D/A
File 021-242888
$0$0$1,710,000 (est.)None listed on this filing
EDGAR ↗Oct 23, 2015 D
File 021-249974
$0$0$0
No payments other than ordinary course employment compensation is being paid to officers or directors.
None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗270 Healthcare Growth Fund I LP
group: Comvest
Executive OfficerSep 29, 2026D/AIndefinite
similar: $155,000–$5,250,000
$113,926,00027
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗270 Healthcare Growth Fund I (LUX) SCSp-RAIF
group: Comvest
Executive OfficerSep 29, 2026D/AIndefinite
similar: $155,000–$5,250,000
$113,926,00018
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗270 Life Sciences Private Capital Fund II (Cayman) LP
group: Comvest
Executive OfficerSep 16, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗270 Life Sciences Private Capital Fund II (US) LP
group: Comvest
Executive OfficerSep 16, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Averna Therapeutics Inc.DirectorMar 20, 2026D/A$85,000,000
similar: $829,831–$9,999,998
$84,999,99513
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗270 Healthcare Growth Fund I (LUX) SCSp-RAIF
group: Comvest
Executive OfficerSep 29, 2025DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗270 Healthcare Growth Fund I LP
group: Comvest
Executive OfficerSep 29, 2025DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Averna Therapeutics Inc.DirectorApr 21, 2025D/A$85,000,000
similar: $829,831–$9,999,998
$43,769,22713
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Averna Therapeutics Inc.DirectorApr 17, 2024D$85,000,000
similar: $829,831–$9,999,998
$38,769,22713
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗270 Life Sciences Private Capital Employee Fund I LP
group: Comvest
Executive OfficerNov 13, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗270 Life Sciences Private Capital Fund I (Lux) SCSp-RAIF
group: Comvest
Executive OfficerSep 5, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗270 Life Sciences Private Capital Fund I LP
group: Comvest
Executive OfficerSep 5, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Gennao Bio, Inc.
group: Comvest
Executive Officer, Director, Promoter
Dr. Squinto is the Executive Chairman of the Issuer.
Dec 8, 2022D$40,000,000
similar: $2,000,000–$19,999,994
$14,999,9973
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Gennao Bio, Inc.
group: Comvest
Executive Officer, Director, Promoter
Dr. Squinto is the Chief Executive Officer, Executive Chairman, President and Treasurer.
Dec 28, 2021D/A$55,000,012
similar: $2,000,000–$19,999,994
$32,500,0087
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Gennao Bio, Inc.
group: Comvest
Executive Officer, Director, Promoter
Dr. Squinto is the Executive Executive Officer, Chairman, President, Treasurer and Secretary of the Issuer.
May 21, 2021D$40,000,019
similar: $2,000,000–$19,999,994
$10,000,0053
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Compass Therapeutics, Inc.DirectorJul 1, 2020D$70,000,000
similar: $500,000–$7,000,000
$60,482,210110
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Compass Therapeutics, Inc.DirectorJul 1, 2020D$195,276,780
similar: $500,000–$7,000,000
$195,276,780114
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Passage BIO, Inc.
group: Comvest
Executive Officer, DirectorSep 6, 2019D$110,000,000
similar: $829,831–$9,999,998
$109,999,97415
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗SpringWorks Therapeutics, Inc.DirectorApr 12, 2019D$125,003,152
similar: $829,831–$9,999,998
$125,003,15226
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗UCAN CoDirectorMay 10, 2018D$5,749,976
similar: $2,000,000–$19,999,994
$5,749,9769
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗ARVINAS, INC.
group: Arvinas
Director
Manager
Apr 5, 2018D$55,000,000
similar: $2,000,000–$19,999,994
$55,000,00022
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗UCAN CoDirectorMar 9, 2018D/A$2,515,103
similar: $2,000,000–$19,999,994
$2,515,10314
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗UCAN CoDirectorMar 9, 2018D/A$2,519,976
similar: $2,000,000–$19,999,994
$2,519,97646
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗SpringWorks Therapeutics, LLCDirectorSep 1, 2017D$103,000,000
similar: $829,831–$9,999,998
$12,815,5354
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Compass Therapeutics LLCDirectorSep 21, 2016D/A$170,205,999
similar: $2,000,000–$19,999,994
$45,977,73817
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗ARVINAS, INC.
group: Arvinas
DirectorOct 23, 2015D$41,609,999
similar: $2,000,000–$19,999,994
$41,609,99916
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Compass Therapeutics LLCDirectorJul 1, 2015D$120,977,535
similar: $2,000,000–$19,999,994
$15,977,53511
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗UCAN CoDirectorApr 19, 2012D$2,500,000
similar: $2,000,000–$19,999,994
$620,62814
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗UCAN CoDirectorDec 9, 2010D/A$2,499,999
similar: $2,000,000–$19,999,994
$1,859,31646
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗UCAN CoDirectorDec 24, 2009D$2,499,999
similar: $2,000,000–$19,999,994
$624,44622
similar: 2–16
No minimum reported
similar: $10,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Health Care / 506(b) (4,189 filings); Biotechnology / 506(b) (3,253 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (3 management entities, 37 people)

People and management entities the issuers listed as related persons on the same Form D filings as Stephen Squinto. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • 270 Healthcare Growth Fund I GP (Lux) S.a r.l. entity — 2 shared filings (1 issuer) · role as listed: Director
  • 270 Healthcare Growth Fund I GP LLC entity — 2 shared filings (1 issuer) · role as listed: Director
  • 270 Life Sciences Private Capital Fund II GP Ltd. entity — 2 shared filings (2 issuers) · role as listed: Director
  • Samantha Beattie — 9 shared filings (7 issuers) · role as listed: Executive Officer · also listed on 12 other issuers
  • Gaurav Gupta — 9 shared filings (7 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Patrick McGoldrick — 9 shared filings (7 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • Carl L. Gordon — 7 shared filings (5 issuers) · role as listed: Director · also listed on 57 other issuers
  • Anya Schiess — 7 shared filings (5 issuers) · role as listed: Executive Officer
  • David Feldman — 6 shared filings (1 issuer) · roles as listed: Director, Promoter, Executive Officer
  • Shoba Murali — 6 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter
  • Peter Kaufman — 6 shared filings (1 issuer) · roles as listed: Director, Executive Officer, Promoter
  • Kannankote (Sri) Srikanth — 6 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Ramesh Ratan — 5 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Philip Ferneau — 4 shared filings (2 issuers) · role as listed: Director · also listed on 11 other issuers
  • Thomas J. Schuetz — 4 shared filings (2 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 1 other issuer
  • Joseph Siletto — 4 shared filings (2 issuers) · role as listed: Executive Officer
  • Evan Sotiriou — 3 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Henry Chen — 3 shared filings (1 issuer) · role as listed: Director · also listed on 8 other issuers
  • Chris Duke — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Roy Amariglio — 3 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Dylan Morris — 3 shared filings (1 issuer) · role as listed: Director · also listed on 9 other issuers
  • Andrew Levin — 2 shared filings (1 issuer) · role as listed: Director · also listed on 20 other issuers
  • Sean Cassidy — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 5 other issuers
  • Chau Khuong — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Liam Ratcliffe — 2 shared filings (1 issuer) · role as listed: Director · also listed on 10 other issuers
  • Errik Anderson — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter · also listed on 16 other issuers
  • Jonathan Soderstrom — 2 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Ben Auspitz — 2 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Peter Keen — 2 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • Tim Shannon — 2 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Kush Parmar — 2 shared filings (1 issuer) · role as listed: Director · also listed on 16 other issuers
  • Julie Sunderland — 2 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • DEVAL PATRICK — 2 shared filings (2 issuers) · role as listed: Director · also listed on 3 other issuers
  • VERED BISKER-LEIB — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Daniel S. Lynch — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Saqib Islam — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Gary Sender — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Dale Ludwig — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Julie Hambleton — 2 shared filings (1 issuer) · role as listed: Director
  • Anuj Goswami — 2 shared filings (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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