Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:46 AM ET

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STEPHEN SIMS

Named as an officer, director or promoter on SEC Form D filings · TX · Aug 4, 2022 → Aug 5, 2026

10deals (issuers)

$1.01Breported sold

77investors

12Form D filings

2022–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

STEPHEN SIMS is listed as an executive officer on 12 SEC Form D filings by 10 issuers between Aug 2022 and Aug 2026. Largest by amount reported sold: BRAEMONT PARTNERS I (ANCHOR PARALLEL) LP (Dallas, TX — pooled investment fund — 2024; $525.6M reported sold to 2 investors), Braemont Partners I LP (Dallas, TX — pooled investment fund — 2022–2023; $485.5M reported sold to 75 investors), Phoenix Holdings Co-Invest I LP (Dallas, TX — pooled investment fund — 2026), Braemont Companion CIV LP (Dallas, TX — pooled investment fund — 2026), Palm Holdings Co-Invest I LP (Dallas, TX — pooled investment fund — 2026) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $1.01B sold in total.

Listed alongside BRAEMONT CAPITAL MANAGEMENT LLC (12 shared filings, management entity), ROBERT COVINGTON (12 shared filings), BRAEMONT PARTNERS LLC (9 shared filings, management entity), Braemont Partners GP LP (3 shared filings, management entity), BRAEMONT PARTNERS II GP LP (2 shared filings, management entity) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around STEPHEN. Each name links to their own page.

All 10 issuers belong to the sponsor group Braemont (10 issuers, $1.01B reported sold, 2021–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Braemont has 10 companies on file and $1.01B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 25 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for STEPHEN SIMS and found 3 differences, 1 worth asking the sponsor about: Bankruptcy case: Stephen Sims; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for STEPHEN SIMS has not run yet — it is joining a line of 40,641 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 dismissed

Stephen Sims v. Stillwater Insurance Company (JRG2) closed

District Court, E.D. Tennessee · No. 1:22-cv-00116 · Filed May 12, 2022 · Closed Nov 4, 2022

Role of Stephen Sims: Plaintiff · Outcome: Terminated 2022-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in TN (not a filing state)

Stephen Sims v. Aetna Life Insurance Company dismissed

District Court, C.D. California · No. 5:08-cv-00435 · Filed Apr 1, 2008 · Closed Sep 24, 2009 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Stephen Sims: Plaintiff · Outcome: Terminated 2009-09-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched STEPHEN SIMS..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

25 cases: 24 closed (disposition not in docket feed), 1 open

Stephen B Sims closed

United States Bankruptcy Court, S.D. California · No. 21-00673 · Filed Feb 25, 2021 · Closed May 26, 2021

Role of Stephen B Sims: Debtor · Outcome: Case closed 2021-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in CA (not a filing state)

STEPHEN J SIMS open

United States Bankruptcy Court, D. Arizona · No. 4:16-bk-13338 · Filed Nov 22, 2016

Role of STEPHEN J SIMS: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in AR (not a filing state)

Stephen L. Sims and Melinda A. Sims closed

United States Bankruptcy Court, M.D. Florida · No. 3:11-bk-06373 · Filed Aug 29, 2011 · Closed Sep 27, 2012

Role of Stephen L. Sims and Melinda A. Sims: Debtor · Outcome: Case closed 2012-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in FL (not a filing state)

Stephen B. Sims closed

United States Bankruptcy Court, S.D. California · No. 10-07728 · Filed May 5, 2010 · Closed Aug 16, 2010

Role of Stephen B. Sims: Debtor · Outcome: Case closed 2010-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in CA (not a filing state)

Stephen Sims closed

United States Bankruptcy Court, N.D. Texas · No. 10-42689 · Filed Apr 20, 2010 · Closed Jun 28, 2011

Role of Stephen Sims: Debtor · Outcome: Case closed 2011-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in the person's filing state (TX)

Stephen A. Sims and Judith L. Sims closed

United States Bankruptcy Court, S.D. Ohio · No. 3:10-bk-30612 · Filed Feb 5, 2010 · Closed Apr 16, 2012

Role of Stephen A. Sims and Judith L. Sims: Debtor · Outcome: Case closed 2012-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in OH (not a filing state)

Stephen A. Sims and Olga E. Durette closed

United States Bankruptcy Court, E.D. California · No. 09-31803 · Filed Jun 10, 2009 · Closed Sep 25, 2009

Role of Stephen A. Sims and Olga E. Durette: Debtor · Outcome: Case closed 2009-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in CA (not a filing state)

Stephen D Sims closed

United States Bankruptcy Court, S.D. Florida. · No. 07-19196 · Filed Oct 27, 2007 · Closed Oct 7, 2010

Role of Stephen D Sims: Debtor · Outcome: Case closed 2010-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in FL (not a filing state)

Stephen E Sims closed

United States Bankruptcy Court, M.D. Alabama · No. 06-80797 · Filed Oct 2, 2006 · Closed Oct 4, 2010

Role of Stephen E Sims: Debtor · Outcome: Case closed 2010-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in AL (not a filing state)

Stephen Sims closed

United States Bankruptcy Court, E.D. California · No. 05-38941 · Filed Oct 13, 2005 · Closed Apr 3, 2006

Role of Stephen Sims: Debtor · Outcome: Case closed 2006-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in CA (not a filing state)

Stephen R Sims and Tuesday L Sims closed

United States Bankruptcy Court, M.D. North Carolina · No. 04-13015 · Filed Oct 4, 2004 · Closed Nov 10, 2005

Role of Stephen R Sims and Tuesday L Sims: Debtor · Outcome: Case closed 2005-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in NC (not a filing state)

Stephen J. Sims closed

United States Bankruptcy Court, D. Connecticut · No. 04-32785 · Filed Jun 10, 2004 · Closed Nov 3, 2004

Role of Stephen J. Sims: Debtor · Outcome: Case closed 2004-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in CT (not a filing state)

Stephen B Sims closed

United States Bankruptcy Court, W.D. Kentucky · No. 03-38058 · Filed Nov 19, 2003 · Closed Feb 18, 2004

Role of Stephen B Sims: Debtor · Outcome: Case closed 2004-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in KY (not a filing state)

Stephen G Sims closed

United States Bankruptcy Court, C.D. California · No. 2:00-bk-43777 · Filed Dec 5, 2000 · Closed Apr 6, 2001

Role of Stephen G Sims: Debtor · Outcome: Case closed 2001-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in CA (not a filing state)

Stephen Sims closed

United States Bankruptcy Court, E.D. Wisconsin · No. 00-28808 · Filed Sep 20, 2000 · Closed Jun 8, 2002

Role of Stephen Sims: Debtor · Outcome: Case closed 2002-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in WI (not a filing state)

Stephen R Sims and Rebecca L Sims closed

United States Bankruptcy Court, S.D. Ohio · No. 2:00-bk-53674 · Filed Apr 27, 2000 · Closed Jun 20, 2003

Role of Stephen R Sims and Rebecca L Sims: Debtor · Outcome: Case closed 2003-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in OH (not a filing state)

Stephen E Sims closed

United States Bankruptcy Court, M.D. Alabama · No. 00-00779 · Filed Feb 14, 2000 · Closed Nov 1, 2004

Role of Stephen E Sims: Debtor · Outcome: Case closed 2004-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in AL (not a filing state)

Stephen C. Sims closed

United States Bankruptcy Court, W.D. Oklahoma · No. 00-10355 · Filed Jan 19, 2000 · Closed May 9, 2002

Role of Stephen C. Sims: Debtor · Outcome: Case closed 2002-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in OK (not a filing state)

Stephen Sims, Jr. closed

United States Bankruptcy Court, D. New Jersey · No. 99-38260 · Filed Jul 22, 1999 · Closed Nov 19, 1999

Role of Stephen Sims, Jr.: Debtor · Outcome: Case closed 1999-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in NJ (not a filing state)

Stephen M. Sims closed

United States Bankruptcy Court, W.D. Oklahoma · No. 98-15891 · Filed Jun 15, 1998 · Closed Sep 13, 2000

Role of Stephen M. Sims: Debtor · Outcome: Case closed 2000-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in OK (not a filing state)

Stephen L. Sims closed

United States Bankruptcy Court, N.D. California · No. 97-47898 · Filed Aug 13, 1997 · Closed Nov 26, 1997

Role of Stephen L. Sims: Debtor · Outcome: Case closed 1997-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in CA (not a filing state)

STEPHEN E. SIMS and MARGIE E. SIMS closed

United States Bankruptcy Court, N.D. Alabama · No. 97-05295 · Filed Jul 23, 1997 · Closed Jul 11, 2000

Role of STEPHEN E. SIMS and MARGIE E. SIMS: Debtor · Outcome: Case closed 2000-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in AL (not a filing state)

Stephen B. Sims and Katherine Sims closed

United States Bankruptcy Court, M.D. Louisiana · No. 97-11216 · Filed Jun 9, 1997 · Closed Aug 11, 1999

Role of Stephen B. Sims and Katherine Sims: Debtor · Outcome: Case closed 1999-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in LA (not a filing state)

Stephen M Sims closed

United States Bankruptcy Court, W.D. Missouri · No. 96-40551 · Filed Feb 26, 1996 · Closed Jun 3, 1996

Role of Stephen M Sims: Debtor · Outcome: Case closed 1996-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in MO (not a filing state)

Stephen G. Sims closed

United States Bankruptcy Court, S.D. Florida. · No. 92-10226 · Filed Jan 14, 1992 · Closed Jul 1, 1992

Role of Stephen G. Sims: Debtor · Outcome: Case closed 1992-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); court in FL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for STEPHEN SIMS — 1 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · Apr 20, 2010 – Jun 28, 2011

Bankruptcy case: Stephen Sims — filed Apr 20, 2010

United States Bankruptcy Court, N.D. Texas docket "Stephen Sims" filed Apr 20, 2010, closed Jun 28, 2011. STEPHEN SIMS is listed as Debtor ("Stephen Sims"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Texas ↗

Sources

Docket · United States Bankruptcy Court, N.D. Texas ↗ (Apr 20, 2010)

Note · Jan 1, 2024 – Jan 12, 2024

No amendment in the last 12 months on an offering that may still be open — BRAEMONT PARTNERS I (ANCHOR PARALLEL) LP (latest filing Jan 12, 2024)

The latest filing for this offering is dated Jan 12, 2024 (first sale Jan 1, 2024). It reports $525,605,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 12, 2024 ↗BRAEMONT PARTNERS I (ANCHOR PARALLEL) LP — PartnerFacts page ↗

Sources

Form D · Jan 12, 2024 ↗ (Jan 12, 2024)
BRAEMONT PARTNERS I (ANCHOR PARALLEL) LP — PartnerFacts page ↗ (Jan 12, 2024)

Note · Aug 17, 2021 – Feb 9, 2023

No amendment in the last 12 months on an offering that may still be open — Braemont Partners I LP (latest filing Feb 9, 2023)

The latest filing for this offering is dated Feb 9, 2023 (first sale Aug 17, 2021). It reports $485,455,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Feb 9, 2023 ↗Braemont Partners I LP — PartnerFacts page ↗

Sources

Form D/A · Feb 9, 2023 ↗ (Feb 9, 2023)
Braemont Partners I LP — PartnerFacts page ↗ (Feb 9, 2023)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 10 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 5, 2026 D Phoenix Holdings Co-Invest I LP File 021-593196	$0 (est.)	$0 (est.)	$0 (est.) The general partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully disclosed in the Issuer's confidential offering materials.	None listed on this filing	EDGAR ↗
Jul 17, 2026 D Braemont Companion CIV LP File 021-591203	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jul 16, 2026 D Palm Holdings Co-Invest I LP File 021-591196	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jul 9, 2026 D Cardinal Holdings Co-Invest I LP File 021-590119	$0 (est.)	$0 (est.)	$0 (est.) The General Partner is entitled to carried interest. The Investment Manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.	None listed on this filing	EDGAR ↗
Nov 6, 2025 D Braemont Partners II (B) LP File 021-563301	$0 (est.)	$0 (est.)	$0 (est.) The General Partner is entitled to carried interest. The Investment Manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.	None listed on this filing	EDGAR ↗
Nov 6, 2025 D Braemont Partners II LP File 021-563304	$0 (est.)	$0 (est.)	$0 (est.) The General Partner is entitled to carried interest. The Investment Manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.	None listed on this filing	EDGAR ↗
Jan 18, 2024 D LM HOLDINGS CO-INVEST I LP File 021-502804	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 12, 2024 D BRAEMONT PARTNERS I (ANCHOR PARALLEL) LP File 021-502393	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Feb 9, 2023 D/A Braemont Partners I LP File 021-408878	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 9, 2023 D/A Elevation IC Holdings CV I LP File 021-465883	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Stephen Sims on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Braemont

Phoenix Holdings Co-Invest I LP

Dallas, TX · Aug 5, 2026

Aug 5, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Braemont

Braemont Companion CIV LP

Dallas, TX · Jul 17, 2026

Jul 17, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Braemont

Palm Holdings Co-Invest I LP

Dallas, TX · Jul 16, 2026

Jul 16, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Braemont

Cardinal Holdings Co-Invest I LP

Dallas, TX · Jul 9, 2026

Jul 9, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the Investment Manager) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Braemont

Braemont Partners II LP

Dallas, TX · Nov 6, 2025

Nov 6, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the Investment Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Braemont

Braemont Partners II (B) LP

Dallas, TX · Nov 6, 2025

Nov 6, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the Investment Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Braemont

LM HOLDINGS CO-INVEST I LP

Dallas, TX · Jan 18, 2024

Jan 18, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President; Chief Compliance Officer; Chief Operating Officer of the Investment Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Braemont

BRAEMONT PARTNERS I (ANCHOR PARALLEL) LP

Dallas, TX · Jan 12, 2024

Jan 12, 2024 · D · $525,605,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Chief Operating Officer and Chief Compliance Officer of the Manager) EDGAR ↗

Raised $525.6M from 2 investors as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Braemont

Elevation IC Holdings CV I LP

Dallas, TX · Nov 28, 2022 → Feb 9, 2023 · 2 filings

Feb 9, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President; Chief Compliance Officer; Chief Operating Officer of the Investment Manager of the Issuer) EDGAR ↗
Nov 28, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President; Chief Compliance Officer; Chief Operating Officer of the Investment Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Braemont

Braemont Partners I LP

Dallas, TX · Aug 4, 2022 → Feb 9, 2023 · 2 filings

Feb 9, 2023 · D/A · $485,455,000 sold of Indefinite · 75 investors · min. No minimum reported · role: Executive Officer (Vice President; Chief Compliance Officer; Chief Operating Officer of the Investment Manager of the Issuer) EDGAR ↗
Aug 4, 2022 · D/A · $474,985,000 sold of Indefinite · 67 investors · min. No minimum reported · role: Executive Officer (Chief Operating Officer and Chief Compliance Officer of the Manager) EDGAR ↗

Raised $485.5M from 75 investors as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

People around Stephen 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

BRAEMONT CAPITAL MANAGEMENT LLC

Executive Officer · 12 shared filings (10 issuers)

BRAEMONT CAPITAL MANAGEMENT LLC is on 10 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

BRAEMONT PARTNERS LLC

Executive Officer · 9 shared filings (8 issuers)

BRAEMONT PARTNERS LLC is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Braemont Partners GP LP

Director · 3 shared filings (2 issuers)

Listed on the same filings as Stephen Sims. Their page shows their other deals.

Management entity

BRAEMONT PARTNERS II GP LP

Director · 2 shared filings (2 issuers)

Listed on the same filings as Stephen Sims. Their page shows their other deals.

Management entity

Elevation IC Holdings CV I GP LP

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Sims. Their page shows their other deals.

Management entity

LM HOLDINGS CO-INVEST I GP LP

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Sims. Their page shows their other deals.

Management entity

PHOENIX HOLDINGS CO-INVEST I GP LP

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Sims. Their page shows their other deals.

Management entity

BRAEMONT COMPANION CIV GP LP

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Sims. Their page shows their other deals.

Management entity

PALM HOLDINGS CO-INVEST I GP LP

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Sims. Their page shows their other deals.

Management entity

CARDINAL HOLDINGS CO-INVEST I GP LP

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Sims. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

ROBERT COVINGTON

Executive Officer, Promoter · 12 shared filings (10 issuers)

ROBERT COVINGTON is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Benedict Keith

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Sims. Their page shows their other deals.

The team behind the deals

Sponsor group

Braemont

10 issuers · 13 filings · $1.01B reported sold · 2021–2026

PH Phoenix Holdings Co-Invest I LP Pooled Investment Fund · 2026 · listed
BC Braemont Companion CIV LP Pooled Investment Fund · 2026 · listed
PH Palm Holdings Co-Invest I LP Pooled Investment Fund · 2026 · listed
CH Cardinal Holdings Co-Invest I LP Pooled Investment Fund · 2026 · listed
BP Braemont Partners II (B) LP Pooled Investment Fund · 2025 · listed
BP Braemont Partners II LP Pooled Investment Fund · 2025 · listed
LH LM HOLDINGS CO-INVEST I LP Pooled Investment Fund · 2024 · listed
BP BRAEMONT PARTNERS I (ANCHOR PARALLEL) LP Pooled Investment Fund · $525.6M sold · 2024 · listed
BP Braemont Partners I LP Pooled Investment Fund · $485.5M sold · 2021 · listed
EI Elevation IC Holdings CV I LP Pooled Investment Fund · 2022 · listed

One team, 10 deal companies. Stephen Sims is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name STEPHEN SIMS.

Same business address

29 other issuers file from the same address

AI Continuation Vehicle I, LLC Dallas, TX · 2026
BWC CDP, LLC Dallas, TX · 2026
Dalfort Capital Partners Fund II, L.P. Dallas, TX · 2026
Drover Ventures Fund I, LLC Dallas, TX · 2026
Willow Hill Fintech I LLC Dallas, TX · 2025
Opportunity Dallas Fund Founders Ed., LP Dallas, TX · 2024
Willow Hill CRE Capital Solutions Fund LP Dallas, TX · 2025
MB3 Investors, LLC Dallas, TX · 2023
DalFort Capital Partners Fund I-A, L.P. Dallas, TX · 2022
COG Dallas Homes III, LLC Dallas, TX · 2022
DalFort Capital Partners Fund I, L.P. Dallas, TX · 2021
PLANT PRODUCTS INVESTMENT 1, LLC Dallas, TX · 2021
IRON HORSE PREFERRED, LLC Dallas, TX · 2021
Curative Ventures V LLC Dallas, TX · 2018
Instil Bio, Inc. Dallas, TX · 2019
IRON HORSE CAPITAL, LLC Dallas, TX · 2020
Newstone Capital Partners IV-B, L.P. Dallas, TX · 2018
Newstone Capital Partners IV, L.P. Dallas, TX · 2018
AG SEQUENCING REVOLUTION LP Dallas, TX · 2019
COG Dallas Homes II, LLC Dallas, TX · 2018
Brenham Capital Fund, L.P. Dallas, TX · 2012
Scalar Gauge Fund, LP Dallas, TX · 2017
Montgomery Street Partners GP Acquisition Fund, L.P. Dallas, TX · 2016
COG Dallas Homes, LLC Dallas, TX · 2015
Hirzel Capital Fund (Non-Qualified) LP Dallas, TX · 2012
Hirzel Capital Fund LP Dallas, TX · 2012
Hirzel HLSE5, LLC Dallas, TX · 2012
Traveller Capital Partners I, LP Dallas, TX · 2014
HBC Acquisition Corp Dallas, TX · 2011

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 10 of the 10 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Phoenix Holdings Co-Invest I LP, Braemont Companion CIV LP, Palm Holdings Co-Invest I LP, Cardinal Holdings Co-Invest I LP, Braemont Partners II LP, Braemont Partners II (B) LP, LM HOLDINGS CO-INVEST I LP, BRAEMONT PARTNERS I (ANCHOR PARALLEL) LP, Braemont Partners I LP, Elevation IC Holdings CV I LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to STEPHEN SIMS by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Sims is listed on: none on file. No website or social profile named in BRAEMONT PARTNERS I (ANCHOR PARALLEL) LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #108,528 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dallas, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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STEPHEN SIMS

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Stephen Sims — filed Apr 20, 2010

No amendment in the last 12 months on an offering that may still be open — BRAEMONT PARTNERS I (ANCHOR PARALLEL) LP (latest filing Jan 12, 2024)

No amendment in the last 12 months on an offering that may still be open — Braemont Partners I LP (latest filing Feb 9, 2023)

5. Money to insiders

Deals 10

People around Stephen 12

The team behind the deals

29 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person