STEPHEN D. ROYER is listed as an executive officer, director, and promoter on 15 SEC Form D filings by 13 issuers between Jul 2010 and Dec 2025. Largest by amount reported sold: SHAMROCK CCF II CO-INVEST I, L.P. (Los Angeles, CA — pooled investment fund — 2020; $115M reported sold to 5 investors), Learfield Communications Holdings, Inc. (Los Angeles, CA — industry reported as "Other" — 2011; $50.6M reported sold to 12 investors), Isolation Network Inc (San Francisco, CA — other technology — 2010–2012; $20M reported sold to 2 investors), SHAMROCK CCF II CO-INVEST I-A, L.P. (Los Angeles, CA — pooled investment fund — 2020; $10M reported sold to 1 investors), Shamrock Capital Content Fund IV, L.P. (Los Angeles, CA — pooled investment fund — 2025) and 8 more (all listed below).
What this means That is a lot of deals — 13 separate companies raised money with this person listed as executive officer, director, and promoter, over about 15 years. Across those companies the filings report $195.6M sold in total.
Listed alongside MICHAEL A. LASALLE (13 shared filings), ANDREW J. HOWARD (11 shared filings), PATRICK A. RUSSO (10 shared filings), Al Teller (3 shared filings), Amanda Marks (3 shared filings) and 21 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around STEPHEN. Each name links to their own page.
11 of the issuers belong to the sponsor group Shamrock (17 issuers, $246.7M reported sold, 2011–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Shamrock has 17 companies on file and $246.7M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 15 public filings for STEPHEN D. ROYER and found 4 differences, 1 worth asking the sponsor about: STEPHEN D. ROYER appears on 6 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.