PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:03 AM ET

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SQ
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Stephen Quake

Named as an officer, director or promoter on SEC Form D filings · CA · Jun 21, 2021 → Aug 1, 2025

2deals (issuers)
$93Mreported sold
39investors
3Form D filings
2021–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:49 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Quake is listed as a director on 3 SEC Form D filings by 2 issuers between Jun 2021 and Aug 2025: ClearNote Health, Inc. (San Diego, CA — biotechnology — 2021–2025; $69.3M reported sold to 14 investors) and Mirvie, Inc. (South San Francisco, CA — industry reported as "Other" — 2025; $23.7M reported sold to 25 investors).

What this means 2 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $93M sold in total.

Listed alongside Samuel Levy (2 shared filings), Tina S. Nova (2 shared filings), David Mullarkey (1 shared filing), Johan Mattias Westerman (1 shared filing), Johan Mattias Westman (1 shared filing) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Stephen Quake and found 4 differences, 1 worth asking the sponsor about: Form D filed 824 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Quake has not run yet — it is joining a line of 5,148 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

8 cases: 3 closed (disposition not in docket feed), 4 dismissed, 1 judgment

Quake Global, Inc. v. Kosloski closed
District Court, S.D. California · No. 3:20-cv-02468 · Filed Dec 18, 2020 · Closed Jan 3, 2022 · Nature of suit: Defend Trade Secrets Act (of 2016) · Cause: 18:1836(b) Civil Action to Protect Trade Secrets
Role of Quake Global, Inc.: Plaintiff · Outcome: Terminated 2022-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 15 federal dockets); surname only in the caption; court in the person's filing state (CA)
Reo v. Quake Energy LLC dismissed
District Court, N.D. Ohio · No. 1:18-cv-02219 · Filed Sep 26, 2018 · Closed Dec 28, 2018 · Nature of suit: 890 Other Statutory Actions · Cause: 47:227 Violation of the Telephone Consumer Protection Act/Junk Fax Prevention Act
Role of Quake Energy LLC: Defendant · Outcome: Terminated 2018-12-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 15 federal dockets); surname only in the caption; court in OH (not a filing state)
Quake Global, Inc. v. Burlington Medical, LLC closed
District Court, E.D. Virginia · No. 3:16-mc-00003 · Filed Jul 13, 2016 · Closed Aug 12, 2016
Role of Quake Global, Inc.: Plaintiff · Outcome: Terminated 2016-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 15 federal dockets); surname only in the caption; court in VA (not a filing state)
Quake Global, Inc. v. ORBCOMM, LLC. dismissed
District Court, D. Maryland · No. 1:06-cv-02356 · Filed Sep 11, 2006 · Closed May 2, 2007 · Nature of suit: 410 Anti-Trust · Cause: Motion to Quash
Role of Quake Global, Inc.: Plaintiff · Outcome: Terminated 2007-05-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 15 federal dockets); surname only in the caption; court in MD (not a filing state)
Mobiapps Inc v. Quake Global Inc judgment
District Court, S.D. California · No. 3:06-cv-01745 · Filed Aug 25, 2006 · Closed Sep 15, 2008 · Nature of suit: Contract: Other · Cause: 28:1332oc Diversity-Other Contract
Role of Quake Global Inc: Defendant · Outcome: Terminated 2008-09-15 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for unknown Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 15 federal dockets); surname only in the caption; court in the person's filing state (CA)
Quake Global Inc v. Mobiapps Inc dismissed
District Court, S.D. California · No. 3:06-cv-01574 · Filed Aug 7, 2006 · Closed Jan 22, 2007 · Nature of suit: Contract: Other · Cause: 28:1332bc Diversity-Breach of Contract
Role of Quake Global Inc: Plaintiff · Outcome: Terminated 2007-01-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 15 federal dockets); surname only in the caption; court in the person's filing state (CA)
Mobiapps, Inc. v. Quake Global, Inc. closed
District Court, D. Maryland · No. 8:06-cv-01071 · Filed Apr 28, 2006 · Closed Aug 8, 2006 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of Quake Global, Inc.: Defendant · Outcome: Terminated 2006-08-08 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 15 federal dockets); surname only in the caption; court in MD (not a filing state)
Quake Global Inc v. Orbcomm LLC dismissed
District Court, C.D. California · No. 2:05-cv-01410 · Filed Feb 24, 2005 · Closed May 14, 2007 · Nature of suit: 410 Anti-Trust · Cause: 15:0001 Antitrust Litigation
Role of Quake Global Inc: Plaintiff · Outcome: Terminated 2007-05-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 15 federal dockets); surname only in the caption; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Quake..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Safe T Quake Corporation closed
United States Bankruptcy Court, C.D. California · No. 1:04-bk-14431 · Filed Jun 28, 2004 · Closed Sep 29, 2004
Role of Safe T Quake Corporation: Debtor · Outcome: Case closed 2004-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 15 federal dockets); different first name (safe); court in the person's filing state (CA)
The Official Committee Of Unsecured Creditors of H v. Quake City Casuals Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 03-03287 · Filed Jul 30, 2003 · Closed Nov 25, 2003
Role of Quake City Casuals Inc: Defendant · Outcome: Case closed 2003-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 15 federal dockets); surname only in the caption; court in IL (not a filing state)
First Quake Entertainment, Inc closed
United States Bankruptcy Court, C.D. California · No. 1:00-bk-13427 · Filed Apr 6, 2000 · Closed Jul 27, 2000
Role of First Quake Entertainment, Inc: Debtor · Outcome: Case closed 2000-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 15 federal dockets); different first name (first); court in the person's filing state (CA)
Decker v. Quake International Corp. closed
United States Bankruptcy Court, N.D. California · No. 98-05160 · Filed May 8, 1998 · Closed Jun 28, 1999
Role of Quake International Corp.: Defendant · Outcome: Case closed 1999-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 15 federal dockets); surname only in the caption; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Stephen Quake — 1 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Mar 20, 2019 – Jun 21, 2021

Form D filed 824 days after the first sale — ClearNote Health, Inc.

The filing says the first sale was Mar 20, 2019. The Form D was filed Jun 21, 2021 — 824 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 809 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jun 21, 2021 ↗ClearNote Health, Inc. — PartnerFacts page ↗
Sources
Note · Jul 18, 2025 – Aug 1, 2025

No amendment in the last 12 months on an offering that may still be open — Mirvie, Inc. (latest filing Aug 1, 2025)

The latest filing for this offering is dated Aug 1, 2025 (first sale Jul 18, 2025). It reports $23,702,346 sold of $29,999,973 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 1, 2025 ↗Mirvie, Inc. — PartnerFacts page ↗
Sources
Note · May 27, 2025 – Jun 5, 2025

No amendment in the last 12 months on an offering that may still be open — ClearNote Health, Inc. (latest filing Jun 5, 2025)

The latest filing for this offering is dated Jun 5, 2025 (first sale May 27, 2025). It reports $21,784,827 sold of $60,534,812 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 5, 2025 ↗ClearNote Health, Inc. — PartnerFacts page ↗
Sources
Note · Mar 20, 2019 – Jun 21, 2021

No amendment in the last 12 months on an offering that may still be open — ClearNote Health, Inc. (latest filing Jun 21, 2021)

The latest filing for this offering is dated Jun 21, 2021 (first sale Mar 20, 2019). It reports $69,321,211 sold of $71,621,122 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 21, 2021 ↗ClearNote Health, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 1, 2025 D
Mirvie, Inc.
File 021-553462
$0$0$0None listed on this filingEDGAR ↗
Jun 5, 2025 D
ClearNote Health, Inc.
File 021-548171
$0$0$0None listed on this filingEDGAR ↗
Jun 21, 2021 D
ClearNote Health, Inc.
File 021-403516
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Stephen Quake on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

M
Other

Mirvie, Inc.

South San Francisco, CA · Aug 1, 2025
  • Aug 1, 2025 · D · $23,702,346 sold of $29,999,973 · 25 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $23.7M from 25 investors (79% of the $30M target) as of the latest filing. Stephen is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Biotechnology

ClearNote Health, Inc.

San Diego, CA · Jun 21, 2021 → Jun 5, 2025 · 2 filings
  • Jun 5, 2025 · D · $21,784,827 sold of $60,534,812 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 21, 2021 · D · $69,321,211 sold of $71,621,122 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $69.3M from 14 investors (100% of the $60.5M target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Stephen 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Tina S. Nova

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Quake. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Levy

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Quake. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Samir Kaul

Director · 1 shared filing (1 issuer) · also on 53 other issuers

Samir Kaul is on 54 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Min Cui

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Min Cui is on 5 issuers in total — a repeat sponsor. Their page lists every one.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

Naomi Kelman

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Quake. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Maneesh Jain

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Quake. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Johan Mattias Westerman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Quake. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Johan Mattias Westman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Quake. Their page shows their other deals.

LI
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Iverson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Quake. Their page shows their other deals.

UP
No photo found yet (own website and image search run after this page is viewed)
Person

Ursheet Parikh

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Quake. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Stanley Lapidus

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Quake. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Mullarkey

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Quake. Their page shows their other deals.

The team behind the deals

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Quake by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Quake is listed on: none on file. No website or social profile named in ClearNote Health, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #69,649 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Diego, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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