Stephen Portlock is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Apr 2009: CLEARCHOICE HOLDINGS LLC (Greenwood Village, CO — other health care — 2009; $7.11M reported sold to 32 investors).
What this means One deal on file with the SEC, filed Apr 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Donald P. Miloni (1 shared filing), Ole Jensen (1 shared filing) and Stephen D. Boyd (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
The issuer belongs to the sponsor group Sun (26 issuers, $7.64B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Sun has 26 companies on file and $7.64B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Stephen Portlock and found 1 difference: No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.