Stephen Block is listed as an executive officer and director on 7 SEC Form D filings by 3 issuers between Aug 2009 and May 2020: ChromaDex Corp. (Los Angeles, CA — biotechnology — 2012–2020; $25M reported sold to 45 investors), myLAB Box, Inc. (Los Angeles, CA — other health care — 2017–2018; $2.27M reported sold to 46 investors) and MASHER MEDIA INC. (Calabassas, CA — other technology — 2009; $300K reported sold to 14 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $27.6M sold in total.
Listed alongside Frank L. Jaksch (4 shared filings), Jeff Baxter (3 shared filings), Kevin M. Farr (3 shared filings), Kurt Gustafson (3 shared filings), Mark Friedman (3 shared filings) and 19 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
1 of the issuers belongs to the sponsor group Chromadex (2 issuers, $3.1M reported sold, 2010–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Chromadex has 2 companies on file and $3.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for Stephen Block and found 9 differences: Offering amount changed between filings; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.