Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:53 AM ET

No photo found yet (own website and image search run after this page is viewed)

Stephen John Warren

Named as an officer, director or promoter on SEC Form D filings · Hong Kong (as filed: K3) · Mar 11, 2020 → Mar 11, 2020

1deal (issuers)

$14Mreported sold

2investors

1Form D filing

2020year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:46 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen John Warren is listed as a director on 1 SEC Form D filing by 1 issuer in Mar 2020: GPA Group Holding (New York, NY — industry reported as "Other" — 2020; $14M reported sold to 2 investors).

What this means One deal on file with the SEC, filed Mar 2020. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Daniel Adam Melton (1 shared filing), Henry Anthony DiRico (1 shared filing), Kwan Ting Martin Mok (1 shared filing), Tom Tao Wang (1 shared filing) and Ying Guo (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 42 bankruptcy cases matching the name listed in Key records below.

What this means 42 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for Stephen John Warren has not run yet — it is joining a line of 43,031 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:46 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen John Warren..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

42 cases: 2 open, 40 closed (disposition not in docket feed)

Stephen Warren open

United States Bankruptcy Court, N.D. Georgia · No. 25-56679 · Filed Jun 16, 2025

Role of Stephen Warren: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in GA (not a filing state)

Stephen C. Warren closed

United States Bankruptcy Court, D. Nebraska · No. 19-41605 · Filed Sep 23, 2019 · Closed Jan 28, 2020

Role of Stephen C. Warren: Debtor · Outcome: Case closed 2020-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); middle initial differs

Stephen T Warren closed

United States Bankruptcy Court, C.D. California · No. 1:18-bk-11747 · Filed Jul 12, 2018 · Closed Oct 23, 2018

Role of Stephen T Warren: Debtor · Outcome: Case closed 2018-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in CA (not a filing state); middle initial differs

Stephen C. Warren open

United States Bankruptcy Court, D. Colorado · No. 17-15356 · Filed Jun 8, 2017

Role of Stephen C. Warren: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in CO (not a filing state); middle initial differs

Stephen R Warren and Andrea C Warren closed

United States Bankruptcy Court, D. Utah · No. 16-28618 · Filed Sep 28, 2016 · Closed Oct 5, 2017

Role of Stephen R Warren and Andrea C Warren: Debtor · Outcome: Case closed 2017-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in UT (not a filing state); middle initial differs

Stephen Warren closed

United States Bankruptcy Court, M.D. Florida · No. 3:15-bk-03476 · Filed Jul 31, 2015 · Closed Nov 23, 2015

Role of Stephen Warren: Debtor · Outcome: Case closed 2015-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in FL (not a filing state)

Stephen D. Warren closed

United States Bankruptcy Court, E.D. Tennessee · No. 3:15-bk-32005 · Filed Jun 26, 2015 · Closed Nov 24, 2015

Role of Stephen D. Warren: Debtor · Outcome: Case closed 2015-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in TN (not a filing state); middle initial differs

Stephen F Warren closed

United States Bankruptcy Court, D. Massachusetts · No. 14-13058 · Filed Jun 27, 2014 · Closed Oct 15, 2014

Role of Stephen F Warren: Debtor · Outcome: Case closed 2014-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in MA (not a filing state); middle initial differs

Stephen C Warren and Julie A Warren closed

United States Bankruptcy Court, S.D. Ohio · No. 1:14-bk-12336 · Filed May 30, 2014 · Closed Dec 15, 2015

Role of Stephen C Warren and Julie A Warren: Debtor · Outcome: Case closed 2015-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in OH (not a filing state); middle initial differs

Stephen N. Warren and Lauren N. Warren closed

United States Bankruptcy Court, N.D. Oklahoma · No. 11-10971 · Filed Apr 11, 2011 · Closed Aug 4, 2011

Role of Stephen N. Warren and Lauren N. Warren: Debtor · Outcome: Case closed 2011-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in OK (not a filing state); middle initial differs

Stephen W. Warren closed

United States Bankruptcy Court, S.D. Florida. · No. 10-34889 · Filed Aug 23, 2010 · Closed Mar 25, 2014

Role of Stephen W. Warren: Debtor · Outcome: Case closed 2014-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in FL (not a filing state); middle initial differs

Stephen L Warren closed

United States Bankruptcy Court, D. Oregon · No. 10-60642 · Filed Feb 11, 2010 · Closed Aug 3, 2011

Role of Stephen L Warren: Debtor · Outcome: Case closed 2011-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in OR (not a filing state); middle initial differs

Stephen Warren, Sr. and Belinda Warren closed

United States Bankruptcy Court, E.D. Michigan · No. 09-68083 · Filed Sep 10, 2009 · Closed Feb 2, 2010

Role of Stephen Warren, Sr.: Debtor · Outcome: Case closed 2010-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in MI (not a filing state)

Stephen C. Warren closed

United States Bankruptcy Court, D. Colorado · No. 08-30639 · Filed Dec 29, 2008 · Closed Mar 24, 2010

Role of Stephen C. Warren: Debtor · Outcome: Case closed 2010-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in CO (not a filing state); middle initial differs

Stephen B Warren closed

United States Bankruptcy Court, E.D. Texas · No. 08-61116 · Filed Dec 1, 2008 · Closed Mar 25, 2010

Role of Stephen B Warren: Debtor · Outcome: Case closed 2010-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in TX (not a filing state); middle initial differs

Stephen L. Warren and Wanica R. Warren closed

United States Bankruptcy Court, N.D. Alabama · No. 08-05870 · Filed Nov 20, 2008 · Closed Nov 23, 2010

Role of Stephen L. Warren and Wanica R. Warren: Debtor · Outcome: Case closed 2010-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in AL (not a filing state); middle initial differs

Stephen R Warren and Marsha Mae Warren closed

United States Bankruptcy Court, M.D. Florida · No. 6:08-bk-08606 · Filed Sep 24, 2008 · Closed Jan 27, 2009

Role of Stephen R Warren and Marsha Mae Warren: Debtor · Outcome: Case closed 2009-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in FL (not a filing state); middle initial differs

Stephen M Warren closed

United States Bankruptcy Court, S.D. Illinois · No. 07-60638 · Filed Dec 21, 2007 · Closed Jan 25, 2010

Role of Stephen M Warren: Debtor · Outcome: Case closed 2010-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in IL (not a filing state); middle initial differs

Stephen E. Warren closed

United States Bankruptcy Court, E.D. Michigan · No. 07-45409 · Filed Mar 20, 2007 · Closed Feb 18, 2009

Role of Stephen E. Warren: Debtor · Outcome: Case closed 2009-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in MI (not a filing state); middle initial differs

Stephen E. Warren closed

United States Bankruptcy Court, E.D. Michigan · No. 06-56819 · Filed Nov 15, 2006 · Closed Jul 27, 2007

Role of Stephen E. Warren: Debtor · Outcome: Case closed 2007-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in MI (not a filing state); middle initial differs

Stephen Warren closed

United States Bankruptcy Court, C.D. California · No. 2:05-bk-28712 · Filed Aug 17, 2005 · Closed Feb 7, 2006

Role of Stephen Warren: Debtor · Outcome: Case closed 2006-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in CA (not a filing state)

Stephen A. Warren closed

United States Bankruptcy Court, N.D. Oklahoma · No. 05-10829 · Filed Feb 17, 2005 · Closed Jun 9, 2005

Role of Stephen A. Warren: Debtor · Outcome: Case closed 2005-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in OK (not a filing state); middle initial differs

Stephen Warren closed

United States Bankruptcy Court, C.D. California · No. 1:04-bk-16364 · Filed Sep 28, 2004 · Closed Jan 27, 2005

Role of Stephen Warren: Debtor · Outcome: Case closed 2005-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in CA (not a filing state)

Stephen L. Warren closed

United States Bankruptcy Court, M.D. Alabama · No. 04-32340 · Filed Aug 20, 2004 · Closed Jul 2, 2007

Role of Stephen L. Warren: Debtor · Outcome: Case closed 2007-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in AL (not a filing state); middle initial differs

Stephen J Warren closed

United States Bankruptcy Court, C.D. California · No. 2:04-bk-14279 · Filed Feb 26, 2004 · Closed Apr 15, 2004

Role of Stephen J Warren: Debtor · Outcome: Case closed 2004-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in CA (not a filing state)

Stephen G Warren and Carrie K Warren closed

United States Bankruptcy Court, C.D. California · No. 6:04-bk-10941 · Filed Jan 26, 2004 · Closed May 26, 2004

Role of Stephen G Warren and Carrie K Warren: Debtor · Outcome: Case closed 2004-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in CA (not a filing state); middle initial differs

Stephen Warren and Ella Mae Warren closed

United States Bankruptcy Court, E.D. Michigan · No. 03-23583 · Filed Sep 19, 2003 · Closed Aug 14, 2008

Role of Stephen Warren and Ella Mae Warren: Debtor · Outcome: Case closed 2008-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in MI (not a filing state); middle initial differs

Stephen Warren and Nicole Warren closed

United States Bankruptcy Court, N.D. Georgia · No. 03-97869 · Filed Jul 24, 2003 · Closed Oct 27, 2003

Role of Stephen Warren and Nicole Warren: Debtor · Outcome: Case closed 2003-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in GA (not a filing state); middle initial differs

Stephen M. Warren closed

United States Bankruptcy Court, S.D. Illinois · No. 02-42556 · Filed Nov 8, 2002 · Closed Feb 21, 2003

Role of Stephen M. Warren: Debtor · Outcome: Case closed 2003-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in IL (not a filing state); middle initial differs

Stephen B Warren and Candace L Warren closed

United States Bankruptcy Court, S.D. Ohio · No. 1:01-bk-17211 · Filed Sep 27, 2001 · Closed Feb 21, 2002

Role of Stephen B Warren and Candace L Warren: Debtor · Outcome: Case closed 2002-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in OH (not a filing state); middle initial differs

Stephen Warren and Raeann Warren closed

United States Bankruptcy Court, E.D. North Carolina · No. 00-02385 · Filed Oct 26, 2000 · Closed Nov 10, 2003

Role of Stephen Warren and Raeann Warren: Debtor · Outcome: Case closed 2003-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in NC (not a filing state); middle initial differs

Stephen F. Warren and Gracie M. Warren closed

United States Bankruptcy Court, D. Kansas · No. 00-11492 · Filed Apr 24, 2000 · Closed Dec 11, 2001

Role of Stephen F. Warren and Gracie M. Warren: Debtor · Outcome: Case closed 2001-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in KS (not a filing state); middle initial differs

Stephen J. Warren closed

United States Bankruptcy Court, S.D. Illinois · No. 99-42143 · Filed Nov 16, 1999 · Closed Feb 22, 2000

Role of Stephen J. Warren: Debtor · Outcome: Case closed 2000-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in IL (not a filing state)

Stephen J. Warren closed

United States Bankruptcy Court, N.D. Georgia · No. 99-76480 · Filed Nov 3, 1999 · Closed Mar 2, 2004

Role of Stephen J. Warren: Debtor · Outcome: Case closed 2004-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in GA (not a filing state)

Stephen C. Warren closed

United States Bankruptcy Court, M.D. Florida · No. 6:99-bk-05079 · Filed Jun 15, 1999 · Closed Oct 14, 1999

Role of Stephen C. Warren: Debtor · Outcome: Case closed 1999-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in FL (not a filing state); middle initial differs

Stephen C. Warren closed

United States Bankruptcy Court, W.D. Texas · No. 99-10907 · Filed Mar 17, 1999 · Closed Jun 30, 1999

Role of Stephen C. Warren: Debtor · Outcome: Case closed 1999-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in TX (not a filing state); middle initial differs

Stephen J. Warren closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:97-bk-02352 · Filed Jun 3, 1997 · Closed Aug 28, 1997

Role of Stephen J. Warren: Debtor · Outcome: Case closed 1997-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in PA (not a filing state)

Stephen W. Warren and Carol Ann Warren closed

United States Bankruptcy Court, D. Maryland · No. 96-16321 · Filed Aug 9, 1996 · Closed Nov 19, 1996

Role of Stephen W. Warren and Carol Ann Warren: Debtor · Outcome: Case closed 1996-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in MD (not a filing state); middle initial differs

Stephen Warren closed

United States Bankruptcy Court, W.D. Tennessee · No. 96-22983 · Filed Mar 5, 1996 · Closed Aug 19, 1998

Role of Stephen Warren: Debtor · Outcome: Case closed 1998-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in TN (not a filing state)

Stephen L. Warren and Lisa A. Warren closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 95-14961 · Filed Jun 29, 1995 · Closed May 24, 1996

Role of Stephen L. Warren and Lisa A. Warren: Debtor · Outcome: Case closed 1996-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in PA (not a filing state); middle initial differs

STEPHEN WARREN closed

United States Bankruptcy Court, M.D. Tennessee · No. 2:93-bk-09217 · Filed Nov 29, 1993 · Closed Apr 25, 1994

Role of STEPHEN WARREN: Debtor · Outcome: Case closed 1994-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in TN (not a filing state)

Stephen A. Warren and Suzanne M. Warren closed

United States Bankruptcy Court, W.D. Michigan · No. 93-82999 · Filed Jun 17, 1993 · Closed Jan 13, 1994

Role of Stephen A. Warren and Suzanne M. Warren: Debtor · Outcome: Case closed 1994-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 95 federal dockets); court in MI (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:46 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for Stephen John Warren (compared 1 filing on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 11, 2020 D GPA Group Holding File 021-362543	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Stephen John Warren on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

GPA Group Holding

New York, NY · Mar 11, 2020

Mar 11, 2020 · D · $14,000,000 sold of $14,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14M from 2 investors (100% of the $14M target) as of the latest filing. Stephen is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Stephen 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Ying Guo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen John Warren. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Daniel Adam Melton

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen John Warren. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Henry Anthony DiRico

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen John Warren. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kwan Ting Martin Mok

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen John Warren. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Tom Tao Wang

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen John Warren. Their page shows their other deals.

The team behind the deals

Same business address

5 other issuers file from the same address

Negosh, Inc. New York, NY · 2026
VIRELTO LTD. New York, NY · 2026
Stellar Health Group, Inc. New York, NY · 2019
MAZ SYSTEMS INC. New York, NY · 2015
Signpost, Inc. New York, NY · 2010

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen John Warren by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen John Warren is listed on: none on file. No website or social profile named in GPA Group Holding's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #218,385 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Stephen John Warren

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 1

GPA Group Holding

People around Stephen 5

Ying Guo

Daniel Adam Melton

Henry Anthony DiRico

Kwan Ting Martin Mok

Tom Tao Wang

The team behind the deals

5 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person