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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:48 AM ET

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Stephen Arnold

Named as an officer, director or promoter on SEC Form D filings · TN · Nov 14, 2014 → Aug 29, 2018

2deals (issuers)
$34.5Mreported sold
45investors
4Form D filings
2014–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Arnold is listed as an executive officer on 4 SEC Form D filings by 2 issuers between Nov 2014 and Aug 2018: ProNova Solutions, LLC (Knoxville, TN — biotechnology — 2014; $30M reported sold to 20 investors) and Arkis BioSciences Inc. (Knoxville, TN — biotechnology — 2018; $4.48M reported sold to 25 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $34.5M sold in total.

Listed alongside Chad E. Seaver (2 shared filings), Clif Moyers (2 shared filings), James A. Killeffer, M.D. (2 shared filings), Joseph Matteo (2 shared filings), Ken Woody (2 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 38 bankruptcy cases matching the name listed in Key records below.

What this means 39 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Stephen Arnold and found 11 differences, 1 worth asking the sponsor about: Form D filed 230 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Arnold has not run yet — it is #53,848 of 61,179 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 712 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

UNITED STATES OF AMERICA v. STEPHEN C. ARNOLD dismissed
District Court, M.D. Florida · No. · Filed Jun 15, 1987 · Closed Aug 7, 1987 · Nature of suit: 153 Recovery of overpayments of vet benefits
Role of STEPHEN C. ARNOLD: Defendant · Outcome: Terminated 1987-08-07 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Arnold..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

38 cases: 38 closed (disposition not in docket feed)

Stephen R Arnold and Cheryl Lynn Arnold closed
United States Bankruptcy Court, W.D. Kentucky · No. 19-40003 · Filed Jan 3, 2019 · Closed Apr 9, 2019
Role of Stephen R Arnold and Cheryl Lynn Arnold: Debtor · Outcome: Case closed 2019-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in KY (not a filing state)
Stephen C Arnold closed
United States Bankruptcy Court, D. South Carolina · No. 18-02997 · Filed Jun 10, 2018 · Closed Oct 10, 2018
Role of Stephen C Arnold: Debtor · Outcome: Case closed 2018-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in SC (not a filing state)
Stephen C. Arnold and Terry A. Arnold closed
United States Bankruptcy Court, W.D. New York · No. 2-17-20323 · Filed Mar 31, 2017 · Closed Sep 8, 2017
Role of Stephen C. Arnold and Terry A. Arnold: Debtor · Outcome: Case closed 2017-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
STEPHEN ARNOLD closed
United States Bankruptcy Court, D. Arizona · No. 2:14-bk-09392 · Filed Jun 18, 2014 · Closed Oct 6, 2014
Role of STEPHEN ARNOLD: Debtor · Outcome: Case closed 2014-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AR (not a filing state)
Stephen L. Arnold closed
United States Bankruptcy Court, W.D. Tennessee · No. 13-13202 · Filed Dec 3, 2013 · Closed May 17, 2019
Role of Stephen L. Arnold: Debtor · Outcome: Case closed 2019-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
Stephen C Arnold closed
United States Bankruptcy Court, S.D. California · No. 13-07220 · Filed Jul 16, 2013 · Closed Oct 21, 2013
Role of Stephen C Arnold: Debtor · Outcome: Case closed 2013-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Stephen L. Arnold closed
United States Bankruptcy Court, N.D. Ohio · No. 13-12385 · Filed Apr 6, 2013 · Closed Aug 6, 2013
Role of Stephen L. Arnold: Debtor · Outcome: Case closed 2013-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in OH (not a filing state)
Stephen W Arnold and Beth E Arnold closed
United States Bankruptcy Court, N.D. New York · No. 12-31865 · Filed Oct 7, 2012 · Closed Feb 28, 2014
Role of Stephen W Arnold and Beth E Arnold: Debtor · Outcome: Case closed 2014-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Stephen R. Arnold and Sharon A. Arnold closed
United States Bankruptcy Court, N.D. Illinois · No. 12-19937 · Filed May 16, 2012 · Closed Oct 14, 2016
Role of Stephen R. Arnold and Sharon A. Arnold: Debtor · Outcome: Case closed 2016-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
Stephen R. Arnold closed
United States Bankruptcy Court, D. Rhode Island · No. 1:12-bk-10627 · Filed Feb 28, 2012 · Closed Jun 6, 2012
Role of Stephen R. Arnold: Debtor · Outcome: Case closed 2012-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in RI (not a filing state)
Stephen E Arnold closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 10-16904 · Filed Aug 17, 2010 · Closed Dec 9, 2010
Role of Stephen E Arnold: Debtor · Outcome: Case closed 2010-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
Stephen K. Arnold and Cristy Arnold closed
United States Bankruptcy Court, S.D. California · No. 09-04171 · Filed Mar 31, 2009 · Closed Oct 31, 2014
Role of Stephen K. Arnold and Cristy Arnold: Debtor · Outcome: Case closed 2014-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Stephen C. Arnold closed
United States Bankruptcy Court, E.D. Louisiana · No. 08-11301 · Filed Jun 9, 2008 · Closed Jan 4, 2012
Role of Stephen C. Arnold: Debtor · Outcome: Case closed 2012-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in LA (not a filing state)
Stephen H Arnold closed
United States Bankruptcy Court, M.D. Florida · No. 8:07-bk-00306 · Filed Jan 15, 2007 · Closed Apr 24, 2007
Role of Stephen H Arnold: Debtor · Outcome: Case closed 2007-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Stephen J. Arnold closed
United States Bankruptcy Court, D. Massachusetts · No. 06-14818 · Filed Dec 18, 2006 · Closed Jun 17, 2008
Role of Stephen J. Arnold: Debtor · Outcome: Case closed 2008-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in MA (not a filing state)
Stephen F Arnold, Jr. closed
United States Bankruptcy Court, N.D. Illinois · No. 06-06942 · Filed Jun 14, 2006 · Closed Oct 24, 2006
Role of Stephen F Arnold, Jr.: Debtor · Outcome: Case closed 2006-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
STEPHEN ARNOLD closed
United States Bankruptcy Court, D. Nevada · No. 04-20172 · Filed Sep 29, 2004 · Closed Jan 10, 2005
Role of STEPHEN ARNOLD: Debtor · Outcome: Case closed 2005-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in NV (not a filing state)
Stephen F Arnold closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:04-bk-04553 · Filed Jul 27, 2004 · Closed Dec 8, 2004
Role of Stephen F Arnold: Debtor · Outcome: Case closed 2004-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
STEPHEN ARNOLD and SHANNON ARNOLD closed
United States Bankruptcy Court, D. Nevada · No. 03-22981 · Filed Oct 16, 2003 · Closed Apr 13, 2004
Role of STEPHEN ARNOLD and SHANNON ARNOLD: Debtor · Outcome: Case closed 2004-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in NV (not a filing state)
Stephen G. Arnold closed
United States Bankruptcy Court, E.D. Missouri · No. 03-52725 · Filed Sep 23, 2003 · Closed Feb 11, 2004
Role of Stephen G. Arnold: Debtor · Outcome: Case closed 2004-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in MO (not a filing state)
Stephen M. Arnold and Hazel M. Arnold closed
United States Bankruptcy Court, N.D. California · No. 02-54659 · Filed Aug 22, 2002 · Closed Nov 28, 2007
Role of Stephen M. Arnold and Hazel M. Arnold: Debtor · Outcome: Case closed 2007-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Stephen C. Arnold and Sharon A. Arnold closed
United States Bankruptcy Court, N.D. Iowa · No. 01-03625 · Filed Oct 25, 2001 · Closed Feb 20, 2002
Role of Stephen C. Arnold and Sharon A. Arnold: Debtor · Outcome: Case closed 2002-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in IA (not a filing state)
Stephen M. Arnold closed
United States Bankruptcy Court, E.D. Tennessee · No. 2:00-bk-22943 · Filed Oct 31, 2000 · Closed Apr 17, 2001
Role of Stephen M. Arnold: Debtor · Outcome: Case closed 2001-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
Stephen M. Arnold and Debra Renee Arnold closed
United States Bankruptcy Court, W.D. Virginia · No. 00-00373 · Filed Feb 11, 2000 · Closed May 8, 2000
Role of Stephen M. Arnold and Debra Renee Arnold: Debtor · Outcome: Case closed 2000-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in VA (not a filing state)
Stephen F. Arnold closed
United States Bankruptcy Court, W.D. Tennessee · No. 99-12444 · Filed Jul 30, 1999 · Closed Nov 29, 1999
Role of Stephen F. Arnold: Debtor · Outcome: Case closed 1999-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (TN)
Stephen E. Arnold and Sandra B. Arnold closed
United States Bankruptcy Court, N.D. California · No. 99-44221 · Filed May 19, 1999 · Closed Aug 24, 1999
Role of Stephen E. Arnold and Sandra B. Arnold: Debtor · Outcome: Case closed 1999-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Stephen L. Arnold and Brenda S. Arnold closed
United States Bankruptcy Court, D. Rhode Island · No. 1:99-bk-11550 · Filed Apr 26, 1999 · Closed Sep 27, 1999
Role of Stephen L. Arnold and Brenda S. Arnold: Debtor · Outcome: Case closed 1999-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in RI (not a filing state)
Stephen C. Arnold and Patricia M. Arnold closed
United States Bankruptcy Court, D. New Jersey · No. 97-21739 · Filed Feb 13, 1997 · Closed Nov 24, 1997
Role of Stephen C. Arnold and Patricia M. Arnold: Debtor · Outcome: Case closed 1997-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Stephen J. Arnold and Corinne H. Arnold closed
United States Bankruptcy Court, D. Massachusetts · No. 97-40468 · Filed Jan 24, 1997 · Closed Aug 22, 1997
Role of Stephen J. Arnold and Corinne H. Arnold: Debtor · Outcome: Case closed 1997-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in MA (not a filing state)
Stephen H. Arnold closed
United States Bankruptcy Court, D. Colorado · No. 95-13299 · Filed Apr 7, 1995 · Closed Mar 27, 1998
Role of Stephen H. Arnold: Debtor · Outcome: Case closed 1998-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CO (not a filing state)
Stephen Arnold and Lynn Arnold closed
United States Bankruptcy Court, N.D. Illinois · No. 94-19847 · Filed Oct 4, 1994 · Closed Mar 13, 1995
Role of Stephen Arnold and Lynn Arnold: Debtor · Outcome: Case closed 1995-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
Stephen C. Arnold and Judy Arnold closed
United States Bankruptcy Court, C.D. California · No. 9:92-bk-71761 · Filed Oct 20, 1992 · Closed May 5, 1993
Role of Stephen C. Arnold and Judy Arnold: Debtor · Outcome: Case closed 1993-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Stephen Arnold closed
United States Bankruptcy Court, E.D. North Carolina · No. 92-02280 · Filed Aug 3, 1992 · Closed Nov 20, 1992
Role of Stephen Arnold: Debtor · Outcome: Case closed 1992-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in NC (not a filing state)
Stephen C. Arnold and Terry A. Arnold closed
United States Bankruptcy Court, W.D. New York · No. 2-92-21715 · Filed Jun 19, 1992 · Closed Dec 18, 1992
Role of Stephen C. Arnold and Terry A. Arnold: Debtor · Outcome: Case closed 1992-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Stephen D. Arnold closed
United States Bankruptcy Court, C.D. California · No. 8:92-bk-13387 · Filed Mar 30, 1992 · Closed Jan 25, 1994
Role of Stephen D. Arnold: Debtor · Outcome: Case closed 1994-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Stephen J. Arnold and Janice E. Arnold closed
United States Bankruptcy Court, D. New Hampshire · No. 91-10416 · Filed Feb 20, 1991 · Closed May 11, 1992
Role of Stephen J. Arnold and Janice E. Arnold: Debtor · Outcome: Case closed 1992-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in NH (not a filing state)
Stephen R. Arnold and Tracy L. Arnold closed
United States Bankruptcy Court, N.D. Oklahoma · No. 88-00435 · Filed Feb 24, 1988 · Closed Oct 17, 1988
Role of Stephen R. Arnold and Tracy L. Arnold: Debtor · Outcome: Case closed 1988-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in OK (not a filing state)
Stephen A Arnold and Toni E Arnold closed
United States Bankruptcy Court, D. South Carolina · No. 88-00116 · Filed Jan 19, 1988 · Closed Nov 20, 1992
Role of Stephen A Arnold and Toni E Arnold: Debtor · Outcome: Case closed 1992-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in SC (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Stephen Arnold — 1 worth asking about (compared 4 filings on Oct 24, 2026)

Note · Dec 14, 2022 – Aug 31, 2023

Bankruptcy case: MTPC, LLC v. Pronova Solutions, LLC — filed Dec 14, 2022

United States Bankruptcy Court, M.D. Tennessee docket "MTPC, LLC v. Pronova Solutions, LLC" filed Dec 14, 2022, closed Aug 31, 2023. ProNova Solutions, LLC (related issuer) is listed as Defendant ("Pronova Solutions, LLC"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Nov 18, 2014

Stephen Arnold appears on 1 deal that stopped filing before reaching its target

ProNova Solutions, LLC (last filing Nov 18, 2014; $30,000,000 sold of $90,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Jan 11, 2018 – Aug 29, 2018

Form D filed 230 days after the first sale — Arkis BioSciences Inc.

The filing says the first sale was Jan 11, 2018. The Form D was filed Aug 29, 2018 — 230 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 215 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Nov 1, 2014 – Nov 18, 2014

Form D filed 17 days after the first sale — ProNova Solutions, LLC

The filing says the first sale was Nov 1, 2014. The Form D was filed Nov 18, 2014 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Nov 1, 2014 – Nov 18, 2014

No amendment in the last 12 months on an offering that may still be open — ProNova Solutions, LLC (latest filing Nov 18, 2014)

The latest filing for this offering is dated Nov 18, 2014 (first sale Nov 1, 2014). It reports $2,702,460 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Oct 30, 2014 – Nov 14, 2014

No amendment in the last 12 months on an offering that may still be open — ProNova Solutions, LLC (latest filing Nov 14, 2014)

The latest filing for this offering is dated Nov 14, 2014 (first sale Oct 30, 2014). It reports $30,000,000 sold of $90,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jul 22, 2009 – Jan 18, 2013

Same name, different state: "STEPHEN ARNOLD" (FL) is a separate record

This page covers filings where the address state is TN. A separate record, "STEPHEN ARNOLD" with address state FL, is listed on 3 filings — most recently by Sensus Healthcare, Inc. (Jan 18, 2013). The two records do not overlap in time: this page runs Nov 14, 2014 to Aug 29, 2018; the other runs Jul 22, 2009 to Jan 18, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 9, 2010 – Jul 26, 2012

Same name, different state: "Stephen Arnold" (WA) is a separate record

This page covers filings where the address state is TN. A separate record, "Stephen Arnold" with address state WA, is listed on 2 filings — most recently by IMPINJ INC (Jul 26, 2012). The two records do not overlap in time: this page runs Nov 14, 2014 to Aug 29, 2018; the other runs Jul 9, 2010 to Jul 26, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 3, 2009 – May 11, 2011

Same name, different state: "Stephen Arnold" (VA) is a separate record

This page covers filings where the address state is TN. A separate record, "Stephen Arnold" with address state VA, is listed on 3 filings — most recently by ePals Inc (May 11, 2011). The two records do not overlap in time: this page runs Nov 14, 2014 to Aug 29, 2018; the other runs Apr 3, 2009 to May 11, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 25, 2009 – Dec 1, 2010

Same name, different state: "Stephen W. Arnold" (MI) is a separate record

This page covers filings where the address state is TN. A separate record, "Stephen W. Arnold" with address state MI, is listed on 2 filings — most recently by COMMONWEALTH ASSOCIATES INC (Dec 1, 2010). The two records do not overlap in time: this page runs Nov 14, 2014 to Aug 29, 2018; the other runs Nov 25, 2009 to Dec 1, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 29, 2009 – Mar 5, 2010

Same name, different state: "Stephen Arnold" (PA) is a separate record

This page covers filings where the address state is TN. A separate record, "Stephen Arnold" with address state PA, is listed on 2 filings — most recently by Inspired Technologies Inc (Mar 5, 2010). The two records do not overlap in time: this page runs Nov 14, 2014 to Aug 29, 2018; the other runs Jun 29, 2009 to Mar 5, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 29, 2018 D/A
Arkis BioSciences Inc.
File 021-266708
$0$0$0None listed on this filingEDGAR ↗
Aug 29, 2018 D
Arkis BioSciences Inc.
File 021-320303
$0$0$0None listed on this filingEDGAR ↗
Nov 18, 2014 D
ProNova Solutions, LLC
File 021-228536
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2014 D
ProNova Solutions, LLC
File 021-228407
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Stephen Arnold on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

Arkis BioSciences Inc.

Knoxville, TN · Aug 29, 2018 → Aug 29, 2018 · 2 filings
  • Aug 29, 2018 · D · $4,483,500 sold of $4,483,500 · 25 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 29, 2018 · D/A · $3,352,500 sold of $3,352,500 · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $4.48M from 25 investors (100% of the $4.48M target) as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

ProNova Solutions, LLC

Knoxville, TN · Nov 14, 2014 → Nov 18, 2014 · 2 filings
  • Nov 18, 2014 · D · $2,702,460 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 14, 2014 · D · $30,000,000 sold of $90,000,000 · 20 investors · min. $49,950 · role: Executive Officer EDGAR ↗

Raised $30M from 20 investors as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • STEPHEN ARNOLD — FL, 2 issuers, Jul 22, 2009 → Jan 18, 2013 · no shared issuer
  • Stephen Arnold — VA, 1 issuer, Apr 3, 2009 → May 11, 2011 · no shared issuer
  • Stephen W. Arnold — MI, 1 issuer, Nov 25, 2009 → Dec 1, 2010 · no shared issuer
  • Stephen Arnold — WA, 1 issuer, Jul 9, 2010 → Jul 26, 2012 · no shared issuer
  • Stephen Grady Arnold — TN, 1 issuer, Nov 7, 2025 → Nov 7, 2025 · no shared issuer
  • Stephen Arnold — PA, 1 issuer, Jun 29, 2009 → Mar 5, 2010 · no shared issuer

People around Stephen 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Woody

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Ken Woody is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Terry Douglass

Executive Officer, Director · 2 shared filings (1 issuer) · also on 4 other issuers

Terry Douglass is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Lou DuBois

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Arnold. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas E Welch

Executive Officer, Director · 2 shared filings (1 issuer) · also on 7 other issuers

Thomas E Welch is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Matteo

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Arnold. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Tracy Dobbs

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Arnold. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Sommi

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Arnold. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Chad E. Seaver

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Arnold. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James A. Killeffer, M.D.

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Arnold. Their page shows their other deals.

QA
No photo found yet (own website and image search run after this page is viewed)
Person

Quentin Aten

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Arnold. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Clif Moyers

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Arnold. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Blankemeyer

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Arnold. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Kuhn

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Arnold. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Blankmeyer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Arnold. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Arnold by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Arnold is listed on: none on file. No website or social profile named in ProNova Solutions, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #310,350 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Knoxville, TN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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