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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:48 AM ET

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Stephen Huges

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Mar 1, 2021 → Mar 1, 2021

1deal (issuers)
$10Mreported sold
5investors
1Form D filing
2021year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:48 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Huges is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Mar 2021: C3 Metals Inc. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2021; $10M reported sold to 5 investors).

What this means One deal on file with the SEC, filed Mar 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Alar Soever (1 shared filing), Alec Rowlands (1 shared filing), Antony Manini (1 shared filing), Christopher Irwin (1 shared filing), Fernando Pickman (1 shared filing) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 1 state regulator order, 2 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Stephen Huges and found 3 differences, 2 worth asking the sponsor about: AR securities regulator cease & desist order naming Stephen Huges (Jun 21, 2007); 3 court cases name Stephen Huges; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Huges has not run yet — it is joining a line of 61,041 names; searches run around the clock at the hosts' allowed rate. Searched so far: 709 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 3 closed (disposition not in docket feed)

Huges v. Atrium Medical Corporation closed
District Court, D. New Hampshire · No. 1:21-cv-00936 · Filed Nov 11, 2021 · Closed Jun 14, 2024
Role of Huges: Plaintiff · Outcome: Terminated 2024-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 6 federal dockets); surname only in the caption; court in NH (not a filing state)
United States v. A-American Self Storage, Unit F22, 4242 Huges Lane, Bakesfield, CA closed
District Court, E.D. California · No. 5:05-sw-00015 · Filed Jun 21, 2005 · Closed Oct 31, 2008
Role of A-American Self Storage, Unit F22, 4242 Huges Lane, Bakesfield, CA: Defendant · Outcome: Terminated 2008-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 6 federal dockets); surname only in the caption; court in CA (not a filing state)
United States v. A-American Self Storage, Unit F22, 4242 Huges Lane, Bakesfield, CA closed
District Court, E.D. California · No. 5:05-sw-00015 · Filed Jun 21, 2005 · Closed Oct 31, 2008
Role of A-American Self Storage, Unit F22, 4242 Huges Lane, Bakesfield, CA: Defendant · Outcome: Terminated 2008-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 6 federal dockets); surname only in the caption; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Cease & Desist Order AR · Arkansas Securities Department
Order date Jun 21, 2007 · Regulator: Arkansas Securities Department · S-07-026-07-CD01 · Parties (regulator's caption): NEXPLORE TECHNOLOGIES, INC., EDWARD W. MANDEL, PAUL O. WILLIAMS, SKINNER G. LAYNE, EDDY A. LAYNE, R. SCOTT GRIZZLE, HUGES-ROTH FINANCIAL GROUP, INC., HUGHES-ROTH CAPITAL MARKETS, INC., RELEVANCE SEARCH PARTNERS, LLC, RELEVANCE SEARCH PARTNERS II, LLC, RELEVANCE SEARCH PARTNERS III, LLC, TEXAS SEARCH SOLUTIONS, LLC, RIVER FLUSH, LLC, AND INTERNET GAMBLERS, LLC
As listed by the regulator: Cease & Desist Order based on evidence received by the Department indicating that Nexplore Technologies, Inc. among others have violated provisions of the Arkansas Securities Act codified at Ark. Code Ann. § 23-42-101 Order / docket ↗ Regulator's list ↗
same rare surname (4 people in Form D filings); surname only; regulator in AR (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Huges..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

DAVID WAYNE SNIDER and LINDA SUE HUGES closed
United States Bankruptcy Court, D. Nevada · No. 98-31403 · Filed May 20, 1998 · Closed Sep 1, 1998
Role of DAVID WAYNE SNIDER and LINDA SUE HUGES: Debtor · Outcome: Case closed 1998-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 6 federal dockets); different first name (sue); court in NV (not a filing state)
MANUEL GONZALEZ RIVERA and GLADYS HUGES CALVO closed
United States Bankruptcy Court, D. Puerto Rico · No. 98-01134 · Filed Feb 2, 1998 · Closed Aug 2, 2001
Role of MANUEL GONZALEZ RIVERA and GLADYS HUGES CALVO: Debtor · Outcome: Case closed 2001-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 6 federal dockets); different first name (gladys); court in PR (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Stephen Huges — 2 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Jun 21, 2007

AR securities regulator cease & desist order naming Stephen Huges (Jun 21, 2007)

Arkansas Securities Department issued a Cease & Desist Order dated Jun 21, 2007. Respondents as listed: NEXPLORE TECHNOLOGIES, INC., EDWARD W. MANDEL, PAUL O. WILLIAMS, SKINNER G. LAYNE, EDDY A. LAYNE, R. SCOTT GRIZZLE, HUGES-ROTH FINANCIAL GROUP, INC., HUGHES-ROTH CAPITAL MARKETS, INC., RELEVANCE SEARCH PARTNERS, LLC, RELEVANCE SEARCH PARTNERS II, LLC, RELEVANCE SEARCH PARTNERS III, LLC, TEXAS SEARCH SOLUTIONS, LLC, RIVER FLUSH, LLC, AND INTERNET GAMBLERS, LLC. Outcome as listed: Cease & Desist Order based on evidence received by the Department indicating that Nexplore Technologies, Inc. among others have violated provisions of the Arkansas Securities Act codified at Ark. Code Ann. § 23-42-101. Matched to Stephen Huges. Our match estimate: 40%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

Sources
Worth asking · Jun 21, 2005 – Nov 11, 2021

3 court cases name Stephen Huges — 2 as defendant

By role: plaintiff in 1, defendant in 2. Newest: "Huges v. Atrium Medical Corporation" (District Court, D. New Hampshire, Nov 11, 2021); "United States v. A-American Self Storage, Unit F22, 4242 Huges Lane, Bakesfield, CA" (District Court, E.D. California, Jun 21, 2005); "United States v. A-American Self Storage, Unit F22, 4242 Huges Lane, Bakesfield, CA" (District Court, E.D. California, Jun 21, 2005). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Sources
Note · Feb 12, 2021 – Mar 1, 2021

Form D filed 17 days after the first sale — C3 Metals Inc.

The filing says the first sale was Feb 12, 2021. The Form D was filed Mar 1, 2021 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 1 reports finder's fees totalling $144,814; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 1, 2021 D
C3 Metals Inc.
File 021-390849
$0$144,814$0Eight Capital Corp. BrokerCheck CRD 39759 ↗
Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗
Canaccord Genuity LLC BrokerCheck CRD 1020 ↗
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Stephen Huges on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

C3 Metals Inc.

Toronto, Ontario, Canada (as filed: A6) · Mar 1, 2021
  • Mar 1, 2021 · D · $2,068,776 sold of $2,068,776 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $10M from 5 investors (100% of the $2.07M target) as of the latest filing. Stephen is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Stephen 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John McNeice

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Huges. Their page shows their other deals.

CI
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Irwin

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Huges. Their page shows their other deals.

KT
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Tomlinson

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Huges. Their page shows their other deals.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Kimberly Ann Arntson

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Huges. Their page shows their other deals.

YS
No photo found yet (own website and image search run after this page is viewed)
Person

Yale Simpson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Huges. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alar Soever

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Huges. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Ackert

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Huges. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Antony Manini

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Huges. Their page shows their other deals.

ZM
No photo found yet (own website and image search run after this page is viewed)
Person

Zimi Meka

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Huges. Their page shows their other deals.

FP
No photo found yet (own website and image search run after this page is viewed)
Person

Fernando Pickman

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Huges. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Alec Rowlands

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Huges. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Huges by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Huges is listed on: none on file. No website or social profile named in C3 Metals Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #40,735 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Business registries

Change history

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