Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · VA · Mar 25, 2009 → Aug 28, 2013
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:03 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Stephen Fredrick is listed as a director on 5 SEC Form D filings by 3 issuers between Mar 2009 and Aug 2013: Urjanet, Inc. (Atlanta, GA — other technology — 2012–2013; $20M reported sold to 7 investors), Invincea, Inc. (Fairfax, VA — other technology — 2009; $17.3M reported sold to 12 investors) and Parsely, Inc. (New York, NY — other technology — 2013; $6.81M reported sold to 10 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $44.1M sold in total.
Listed alongside David Ratcliffe (3 shared filings), I. Sigmund Mosley (3 shared filings), Sanjoy Malik (2 shared filings), Andrew Montalenti (1 shared filing), Anup K. Ghosh (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
1 of the issuers belongs to the sponsor group Proof (137 issuers, $822M reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Proof has 137 companies on file and $822M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Stephen Fredrick and found 11 differences, 1 worth asking the sponsor about: Form D filed 110 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Stephen Fredrick has not run yet — it is joining a line of 29,069 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:03 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Fredrick..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:03 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
11 differences found between the filings for Stephen Fredrick — 1 worth asking about (compared 5 filings on Oct 24, 2026)
The Mar 25, 2009 Form D reports $1,099,993 sold and $250,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
The filing says the first sale was Mar 6, 2013. The Form D was filed Jun 24, 2013 — 110 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 95 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Aug 24, 2012. The Form D was filed Sep 11, 2012 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The latest filing for this offering is dated Dec 14, 2012 (first sale Aug 24, 2012). It reports $6,000,001 sold of $6,500,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Mar 25, 2009 (first sale Mar 10, 2009). It reports $1,099,993 sold of $2,100,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The Sep 11, 2012 filing says $3,999,999 offered; the Dec 14, 2012 Form D/A says $6,500,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
This page covers filings where the address state is VA. A separate record, "Stephen Fredrick" with address state CO, is listed on 2 filings — most recently by Notable Systems, Inc. (Jun 1, 2026). The two records do not overlap in time: this page runs Mar 25, 2009 to Aug 28, 2013; the other runs Dec 22, 2025 to Jun 1, 2026.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is VA. A separate record, "Stephen Fredrick" with address state MD or MO or NY, is listed on 8 filings — most recently by ShardSecure, Inc. (Feb 19, 2025). The two records do not overlap in time: this page runs Mar 25, 2009 to Aug 28, 2013; the other runs Jan 29, 2014 to Feb 9, 2024.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is VA. A separate record, "Stephen Fredrick" with address state GA, is listed on 3 filings — most recently by Speedscale Inc. (Mar 9, 2023). Both records have filings in the same period (May 7, 2009 to Aug 28, 2013).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is VA. A separate record, "STEPHEN M. FREDRICK" with address state VA or MD, is listed on 7 filings — most recently by Grotech AK Holdings, LLC (Feb 8, 2023). Both records have filings in the same period (Sep 29, 2011 to Aug 28, 2013).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is VA. A separate record, "Stephen M Fredrick" with address state NY, is listed on 2 filings — most recently by Emerging Media Group, Inc. (Apr 30, 2010). Both records have filings in the same period (Aug 14, 2009 to Apr 30, 2010).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 4 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $250,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Aug 28, 2013 D Parsely, Inc. File 021-201961 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 24, 2013 D Urjanet, Inc. File 021-198477 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 14, 2012 D/A Urjanet, Inc. File 021-183940 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 25, 2009 D Invincea, Inc. File 021-128621 | $0 | $0 | $250,000 (est.) | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Stephen Fredrick on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $6.81M from 10 investors (100% of the $5.23M target) as of the latest filing. Stephen is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $20M from 7 investors (100% of the $41 target) as of the latest filing. Stephen is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $17.3M from 12 investors (100% of the $2.1M target) as of the latest filing. Stephen is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Stephen Fredrick. Their page shows their other deals.
I. Sigmund Mosley is on 12 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Stephen Fredrick. Their page shows their other deals.
JOHN C BACKUS JR is on 133 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Stephen Fredrick. Their page shows their other deals.
David Blumberg is on 20 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Stephen Fredrick. Their page shows their other deals.
Listed on the same filings as Stephen Fredrick. Their page shows their other deals.
Listed on the same filings as Stephen Fredrick. Their page shows their other deals.
One team, 137 deal companies. Stephen Fredrick is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stephen Fredrick.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Stephen Fredrick by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Stephen Fredrick is listed on: none on file. No website or social profile named in Parsely, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #267,395 of 374,652 in line (1,376 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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Free. Logged with status: received → under review → fixed / confirmed with source.
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