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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:15 AM ET

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Stephen Collins

Named as an officer, director or promoter on SEC Form D filings · CA, CT, IL, FL, VA · May 6, 2016 → Oct 6, 2025

7deals (issuers)
$52.4Mreported sold
72investors
12Form D filings
2016–2025years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Collins is listed as an executive officer and director on 12 SEC Form D filings by 7 issuers between May 2014 and Oct 2026. Largest by amount reported sold: Engage Therapeutics, Inc. (Summit, NJ — pharmaceuticals — 2017–2019; $23.6M reported sold to 18 investors), Xalud Therapeutics, Inc. (Charlottesville, VA — biotechnology — 2015–2021; $18.2M reported sold to 12 investors), Spinifex Pharmaceuticals Inc (Stamford, United States (as filed: X1) — pharmaceuticals — 2014; $6.17M reported sold to 1 investors), Biscayne Pharmaceuticals Inc. (Miami, FL — pharmaceuticals — 2015; $2.63M reported sold to 23 investors), AtomBeam Technologies Inc. (Moraga, CA — computers — 2024–2025; $1.04M reported sold to 5 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $52.4M sold in total.

Listed alongside Charles Yeomans (3 shared filings), Christian Becker (3 shared filings), Chuba Udokwu (3 shared filings), Courtney Benham (3 shared filings), Greg Caltabiano (3 shared filings) and 33 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 1 state regulator order, 28 bankruptcy cases matching the name listed in Key records below.

What this means 30 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for Stephen Collins and found 17 differences, 5 worth asking the sponsor about: Regulator action naming a team member: Warren Lammert, Lars Soderberg, and Lance Newcomb (Jul 31, 2006); Regulator action: William A. Dickson and Stephen P. Collins (Mar 12, 2002); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Collins has not run yet — it is joining a line of 50,196 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 1 state regulator order

Order Of Dismissal IL · Illinois Secretary of State, Securities Department
Order date Mar 18, 2011 · Regulator: Illinois Secretary of State, Securities Department · File No. 1100141 · Parties (regulator's caption): Stephen R. Collins
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 6 people with this name in Form D filings; regulator in the person's filing state (IL)
William A. Dickson and Stephen P. Collins Administrative proceeding
SEC · Mar 12, 2002 · Parties as named in the release: William A. Dickson and Stephen P. Collins Read the release ↗
same full name in the release title; 6 people with this name in Form D filings; the person's filing state is named in the release
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Collins..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

28 cases: 3 open, 25 closed (disposition not in docket feed)

Stephen D. Collins open
United States Bankruptcy Court, D. New Jersey · No. 24-16897 · Filed Jul 10, 2024
Role of Stephen D. Collins: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NJ)
Stephen P Collins and Elizabeth A Collins open
United States Bankruptcy Court, M.D. Florida · No. 6:24-bk-02900 · Filed Jun 10, 2024
Role of Stephen P Collins and Elizabeth A Collins: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (FL)
Beverly Collins and Stephen M. Collins open
United States Bankruptcy Court, D. Connecticut · No. 23-50594 · Filed Sep 29, 2023
Role of Stephen M. Collins: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CT)
Stephen P. Collins and Elizabeth A. Collins closed
United States Bankruptcy Court, M.D. Florida · No. 6:23-bk-03755 · Filed Sep 12, 2023 · Closed Feb 26, 2024
Role of Stephen P. Collins and Elizabeth A. Collins: Debtor · Outcome: Case closed 2024-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (FL)
Stephen Collins closed
United States Bankruptcy Court, E.D. California · No. 18-12326 · Filed Jun 8, 2018 · Closed Oct 19, 2018
Role of Stephen Collins: Debtor · Outcome: Case closed 2018-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Stephen D. Collins closed
United States Bankruptcy Court, C.D. California · No. 2:16-bk-17014 · Filed May 26, 2016 · Closed Sep 7, 2016
Role of Stephen D. Collins: Debtor · Outcome: Case closed 2016-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Stephen R. Collins and Caroline G. Collins closed
United States Bankruptcy Court, N.D. Illinois · No. 14-08050 · Filed Mar 7, 2014 · Closed Apr 20, 2018
Role of Stephen R. Collins and Caroline G. Collins: Debtor · Outcome: Case closed 2018-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (IL)
Stephen R. Collins closed
United States Bankruptcy Court, N.D. Illinois · No. 13-44120 · Filed Nov 13, 2013 · Closed Apr 7, 2014
Role of Stephen R. Collins: Debtor · Outcome: Case closed 2014-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (IL)
Stephen A Collins and Margaret Lois Collins closed
United States Bankruptcy Court, M.D. Florida · No. 8:11-bk-13904 · Filed Jul 22, 2011 · Closed May 4, 2012
Role of Stephen A Collins and Margaret Lois Collins: Debtor · Outcome: Case closed 2012-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (FL)
Stephen C Collins closed
United States Bankruptcy Court, E.D. California · No. 11-31594 · Filed May 10, 2011 · Closed Sep 27, 2011
Role of Stephen C Collins: Debtor · Outcome: Case closed 2011-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Stephen M. Collins and Lisa K. Collins closed
United States Bankruptcy Court, M.D. Florida · No. 8:10-bk-18280 · Filed Jul 30, 2010 · Closed Dec 9, 2010
Role of Stephen M. Collins and Lisa K. Collins: Debtor · Outcome: Case closed 2010-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (FL)
Stephen C. Collins closed
United States Bankruptcy Court, E.D. California · No. 10-34693 · Filed Jun 3, 2010 · Closed Sep 21, 2011
Role of Stephen C. Collins: Debtor · Outcome: Case closed 2011-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Stephen R. Collins and Diana L. Collins closed
United States Bankruptcy Court, M.D. Florida · No. 3:09-bk-10523 · Filed Dec 15, 2009 · Closed Mar 2, 2012
Role of Stephen R. Collins and Diana L. Collins: Debtor · Outcome: Case closed 2012-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (FL)
Stephen Collins and Mary Collins closed
United States Bankruptcy Court, N.D. Illinois · No. 08-30878 · Filed Nov 12, 2008 · Closed Feb 26, 2009
Role of Stephen Collins and Mary Collins: Debtor · Outcome: Case closed 2009-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (IL)
Stephen J. Collins and Debbie S. Collins closed
United States Bankruptcy Court, E.D. California · No. 08-91702 · Filed Aug 18, 2008 · Closed Mar 31, 2014
Role of Stephen J. Collins and Debbie S. Collins: Debtor · Outcome: Case closed 2014-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Stephen Collins closed
United States Bankruptcy Court, D. New Jersey · No. 05-51287 · Filed Oct 14, 2005 · Closed Dec 3, 2007
Role of Stephen Collins: Debtor · Outcome: Case closed 2007-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NJ)
Stephen J. Collins and Debbie S. Collins closed
United States Bankruptcy Court, E.D. California · No. 05-90298 · Filed Feb 18, 2005 · Closed Oct 30, 2008
Role of Stephen J. Collins and Debbie S. Collins: Debtor · Outcome: Case closed 2008-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Stephen Collins closed
United States Bankruptcy Court, E.D. Virginia · No. 01-23663 · Filed Nov 21, 2001 · Closed Mar 20, 2002
Role of Stephen Collins: Debtor · Outcome: Case closed 2002-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (VA)
Stephen Collins and Susan Collins closed
United States Bankruptcy Court, S.D. California · No. 00-09845 · Filed Oct 10, 2000 · Closed Jan 11, 2001
Role of Stephen Collins and Susan Collins: Debtor · Outcome: Case closed 2001-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Stephen B. Collins and Sharon A. Collins closed
United States Bankruptcy Court, S.D. Illinois · No. 00-40515 · Filed Mar 14, 2000 · Closed Jun 18, 2002
Role of Stephen B. Collins and Sharon A. Collins: Debtor · Outcome: Case closed 2002-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (IL)
Johnna Collins and Stephen S. Collins closed
United States Bankruptcy Court, E.D. Virginia · No. 96-14436 · Filed Aug 19, 1996 · Closed Dec 13, 1996
Role of Stephen S. Collins: Debtor · Outcome: Case closed 1996-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (VA)
Stephen Collins and Teresa Collins closed
United States Bankruptcy Court, C.D. California · No. 6:96-bk-16609 · Filed Apr 25, 1996 · Closed Apr 19, 2000
Role of Stephen Collins and Teresa Collins: Debtor · Outcome: Case closed 2000-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Stephen D Collins and Marilyn L Collins closed
United States Bankruptcy Court, C.D. California · No. 6:95-bk-23946 · Filed Oct 5, 1995 · Closed Dec 17, 1996
Role of Stephen D Collins and Marilyn L Collins: Debtor · Outcome: Case closed 1996-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Stephen N. Collins closed
United States Bankruptcy Court, M.D. Florida · No. 3:91-bk-05261 · Filed Oct 8, 1991 · Closed Jun 17, 1992
Role of Stephen N. Collins: Debtor · Outcome: Case closed 1992-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (FL)
Stephen C. Collins and Kimberlee S. Collins closed
United States Bankruptcy Court, D. Connecticut · No. 90-21882 · Filed Sep 7, 1990 · Closed Apr 25, 1991
Role of Stephen C. Collins and Kimberlee S. Collins: Debtor · Outcome: Case closed 1991-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CT)
Stephen L Collins closed
United States Bankruptcy Court, N.D. Illinois · No. 90-09024 · Filed May 16, 1990 · Closed Oct 15, 1990
Role of Stephen L Collins: Debtor · Outcome: Case closed 1990-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (IL)
Stephen Collins closed
United States Bankruptcy Court, C.D. California · No. 1:89-bk-54880 · Filed Dec 6, 1989 · Closed May 24, 1990
Role of Stephen Collins: Debtor · Outcome: Case closed 1990-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Stephen C. Collins and Pamela K. Collins closed
United States Bankruptcy Court, D. Connecticut · No. 89-20902 · Filed Jul 13, 1989 · Closed Nov 16, 1989
Role of Stephen C. Collins and Pamela K. Collins: Debtor · Outcome: Case closed 1989-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 189 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CT)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Stephen Collins — 5 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · Jul 31, 2006

Regulator action naming a team member: Warren Lammert, Lars Soderberg, and Lance Newcomb (Jul 31, 2006)

A ap release dated Jul 31, 2006 names Warren Lammert (listed on the same filings). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Worth asking · Mar 12, 2002

Regulator action: William A. Dickson and Stephen P. Collins (Mar 12, 2002)

A ap release dated Mar 12, 2002 names Stephen Collins. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Worth asking · Mar 18, 2011

IL securities regulator order of dismissal naming Stephen Collins (Mar 18, 2011)

Illinois Secretary of State, Securities Department issued a Order Of Dismissal dated Mar 18, 2011. Respondents as listed: Stephen R. Collins. Matched to Stephen Collins. Our match estimate: 44%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

Sources
Note · Sep 19, 2016 – Apr 27, 2017

Bankruptcy case: Swift Financial Corporation d/b/a Swift Capital v. Devinsky — filed Sep 19, 2016

United States Bankruptcy Court, D. New Jersey docket "Swift Financial Corporation d/b/a Swift Capital v. Devinsky" filed Sep 19, 2016, closed Apr 27, 2017. Orrin Devinsky (listed on the same filings) is listed as Defendant ("Devinsky"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · May 7, 2014 – May 6, 2016

Stephen Collins appears on 3 deals that stopped filing before reaching their target

Oska, Inc. (last filing May 6, 2016; $754,998 sold of $1,999,998); Biscayne Pharmaceuticals Inc. (last filing Nov 4, 2015; $2,628,000 sold of $6,000,000); Spinifex Pharmaceuticals Inc (last filing May 7, 2014; $6,168,383 sold of $16,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · May 27, 2015 – Nov 13, 2024

4 Form Ds were filed more than 15 days after the first sale

Form D filed 155 days after the first sale — Oska, Inc. · Form D filed 19 days after the first sale — AtomBeam Technologies Inc. · Form D filed 24 days after the first sale — Xalud Therapeutics, Inc. · Form D filed 50 days after the first sale — Xalud Therapeutics, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Apr 23, 2014 – Nov 13, 2024

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — AtomBeam Technologies Inc. (latest filing Nov 13, 2024) · No amendment in the last 12 months on an offering that may still be open — AtomBeam Technologies Inc. (latest filing Oct 31, 2024) · No amendment in the last 12 months on an offering that may still be open — Xalud Therapeutics, Inc. (latest filing Jun 2, 2021) · No amendment in the last 12 months on an offering that may still be open — Xalud Therapeutics, Inc. (latest filing Mar 30, 2020) · No amendment in the last 12 months on an offering that may still be open — Engage Therapeutics, Inc. (latest filing Oct 29, 2019) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · May 7, 2014 – Nov 4, 2015

Stephen Collins is written 2 different ways on the filings

listed as "Stephen Collins" on 10 filings (from May 7, 2014), and "Stephen D. Collins" on 2 filings (from Nov 4, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Sep 25, 2026

Same name, different state: "Stephen Edward Collins" (CT) is a separate record

This page covers filings where the address state is CA or CT or IL or FL or VA. A separate record, "Stephen Edward Collins" with address state CT, is listed on 1 filing — most recently by Camp Hope, LLC (Sep 25, 2026). The two records do not overlap in time: this page runs May 6, 2016 to Oct 6, 2025; the other has one filing dated Sep 25, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 31, 2020 – Aug 27, 2026

Same name, different state: "Stephen Collins" (NJ) is a separate record

This page covers filings where the address state is CA or CT or IL or FL or VA. A separate record, "Stephen Collins" with address state NJ, is listed on 21 filings — most recently by PGIM Lending Fund (Foxtrot) (Rated Feeder Fund), L.P. (Aug 27, 2026). Both records have filings in the same period (Dec 31, 2020 to Oct 6, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 16, 2013 – Jun 14, 2016

Same name, different state: "Stephen Collins" (FL) is a separate record

This page covers filings where the address state is CA or CT or IL or FL or VA. A separate record, "Stephen Collins" with address state FL, is listed on 4 filings — most recently by Wheat Self-Storage Partners I, LP (Jun 14, 2016). Both records have filings in the same period (May 6, 2016 to Jun 14, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 21, 2011 – Oct 13, 2015

Same name, different state: "Stephen Collins" (TN or MA) is a separate record

This page covers filings where the address state is CA or CT or IL or FL or VA. A separate record, "Stephen Collins" with address state TN or MA, is listed on 8 filings — most recently by Mediaspectrum, Inc. (Oct 20, 2015). The two records do not overlap in time: this page runs May 6, 2016 to Oct 6, 2025; the other runs Dec 21, 2011 to Oct 13, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 25, 2012 – Nov 16, 2012

Same name, different state: "Stephen R. Collins" (TX) is a separate record

This page covers filings where the address state is CA or CT or IL or FL or VA. A separate record, "Stephen R. Collins" with address state TX, is listed on 2 filings — most recently by Bazaarvoice Inc (Nov 16, 2012). The two records do not overlap in time: this page runs May 6, 2016 to Oct 6, 2025; the other runs Jun 25, 2012 to Nov 16, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 30, 2020 – Jun 2, 2021

Address moved from Berkeley, CA to Charlottesville, VA — Xalud Therapeutics, Inc.

The people listed on the Mar 30, 2020 filing give Berkeley, CA; on the Jun 2, 2021 filing they give Charlottesville, VA. The address now on file (200 Garrett Street, Suite S, Charlottesville, VA) is a registered-agent or shared-office address used by 14 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Jul 16, 2015 – Mar 30, 2020

Address moved from San Francisco, CA to Berkeley, CA — Xalud Therapeutics, Inc.

The people listed on the Jul 16, 2015 filing give San Francisco, CA; on the Mar 30, 2020 filing they give Berkeley, CA. The address now on file (200 Garrett Street, Suite S, Charlottesville, VA) is a registered-agent or shared-office address used by 14 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Oct 10, 2017 – Oct 29, 2019

Address moved from New York, NY to Summit, NJ — Engage Therapeutics, Inc.

The people listed on the Oct 10, 2017 filing give New York, NY; on the Oct 29, 2019 filing they give Summit, NJ.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · May 7, 2014 – Oct 15, 2026

Stephen Collins is listed with 5 different address states: CT, IL, FL, CA, VA

CT on 1 filing (May 7, 2014); IL on 4 filings (Jul 16, 2015 to Oct 15, 2026); FL on 1 filing (Nov 4, 2015); CA on 5 filings (May 6, 2016 to Oct 6, 2025); VA on 1 filing (Jun 2, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 12 offerings reports sales commissions totalling $600,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $712,500. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 15, 2026 D
Immuno Cancer Biotherapeutics, Inc.
File 021-601448
$0$0$0None listed on this filingEDGAR ↗
Oct 6, 2025 D
AtomBeam Technologies Inc.
File 021-559887
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2024 D
AtomBeam Technologies Inc.
File 021-529264
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2024 D
AtomBeam Technologies Inc.
File 021-528353
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2021 D
Xalud Therapeutics, Inc.
File 021-401483
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2020 D
Xalud Therapeutics, Inc.
File 021-363916
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2019 D
Engage Therapeutics, Inc.
File 021-352070
$0$0$0None listed on this filingEDGAR ↗
Oct 10, 2017 D
Engage Therapeutics, Inc.
File 021-296279
$600,000$0$0LifeSci Capital LLC BrokerCheck CRD 168404 ↗EDGAR ↗
May 6, 2016 D
Oska, Inc.
File 021-262702
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2015 D
Biscayne Pharmaceuticals Inc.
File 021-250669
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2015 D
Xalud Therapeutics, Inc.
File 021-243880
$0$0$712,500 (est.)
Estimates salaries
None listed on this filingEDGAR ↗
May 7, 2014 D
Spinifex Pharmaceuticals Inc
File 021-216941
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Stephen Collins on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

Immuno Cancer Biotherapeutics, Inc.

Canton, SD · Oct 15, 2026
  • Oct 15, 2026 · D · $75,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $75K from 3 investors as of the latest filing. Stephen is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Computers

AtomBeam Technologies Inc.

Moraga, CA · Oct 31, 2024 → Oct 6, 2025 · 3 filings
  • Oct 6, 2025 · D · $0 sold of $10,000,000 · 0 investors · min. $15,000 · role: Executive Officer EDGAR ↗
  • Nov 13, 2024 · D · $1,037,902 sold of $10,000,000 · 5 investors · min. $10,000 · role: Executive Officer EDGAR ↗
  • Oct 31, 2024 · D · $937,902 sold of $10,000,000 · 4 investors · min. $10,000 · role: Executive Officer EDGAR ↗

Raised $1.04M from 5 investors (10% of the $10M target) as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Computers / 506(c) (57 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

Xalud Therapeutics, Inc.

Charlottesville, VA · Jul 16, 2015 → Jun 2, 2021 · 3 filings
  • Jun 2, 2021 · D · $18,178,983 sold of $30,000,001 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 30, 2020 · D · $5,000,000 sold of $25,150,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 16, 2015 · D · $7,300,000 sold of $7,300,000 · 1 investors · min. $7,300,000 · role: Executive Officer, Director EDGAR ↗

Raised $18.2M from 12 investors (61% of the $30M target) as of the latest filing. Stephen is listed as executive officer, director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pharmaceuticals

Engage Therapeutics, Inc.

Summit, NJ · Oct 10, 2017 → Oct 29, 2019 · 2 filings
  • Oct 29, 2019 · D · $6,999,999 sold of $12,000,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 10, 2017 · D · $23,600,000 sold of $23,600,000 · 16 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $23.6M from 18 investors (100% of the $12M target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Oska, Inc.

Vista, CA · May 6, 2016
  • May 6, 2016 · D · $754,998 sold of $1,999,998 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $755K from 10 investors (38% of the $2M target) as of the latest filing. Stephen is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pharmaceuticals

Biscayne Pharmaceuticals Inc.

Miami, FL · Nov 4, 2015
  • Nov 4, 2015 · D · $609,000 sold of $2,000,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.63M from 23 investors (100% of the $2M target) as of the latest filing. Stephen is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pharmaceuticals

Spinifex Pharmaceuticals Inc

Stamford, United States (as filed: X1) · May 7, 2014
  • May 7, 2014 · D · $6,168,383 sold of $16,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.17M from 1 investor (39% of the $16M target) as of the latest filing. Stephen is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stephen Collins — NJ, 15 issuers, Dec 31, 2020 → Aug 27, 2026 · no shared issuer
  • Stephen Collins — TN, MA, 4 issuers, Dec 21, 2011 → Oct 13, 2015 · no shared issuer
  • Stephen Collins — FL, 2 issuers, Aug 16, 2013 → Jun 14, 2016 · no shared issuer
  • Stephen R. Collins — TX, 1 issuer, Jun 25, 2012 → Nov 16, 2012 · no shared issuer
  • Stephen Edward Collins — CT, 1 issuer, Sep 25, 2026 → Sep 25, 2026 · no shared issuer

People around Stephen 38

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Courtney Benham

Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

CU
No photo found yet (own website and image search run after this page is viewed)
Person

Chuba Udokwu

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Becker

Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mojgan Haddad

Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

CY
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Yeomans

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Rajiv Bhagat

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Caltabiano

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Collins. Their page shows their other deals.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

Heath Lukatch

Director · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Stephen Collins. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

Warren Lammert

Director · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Stephen Collins. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Stalfort

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Sean Stalfort is on 7 issuers in total — a repeat sponsor. Their page lists every one.

OD
No photo found yet (own website and image search run after this page is viewed)
Person

Orrin Devinsky

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Orrin Devinsky is on 6 issuers in total — a repeat sponsor. Their page lists every one.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Manning

Director · 2 shared filings (1 issuer) · also on 8 other issuers

Paul Manning is on 9 issuers in total — a repeat sponsor. Their page lists every one.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Mayes

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 4 other issuers

Gregory Mayes is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gerry Brunk

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Gerry Brunk is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JI
No photo found yet (own website and image search run after this page is viewed)
Person

Jouko Isojarvi

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Cooper

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Julien Dersy

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jayson Rieger

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Collins. Their page shows their other deals.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

Diem Nguyen

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Collins. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Rogers

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Collins. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Brent Ahrens

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Brent Ahrens is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel J. Reich

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Collins. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Levine

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Collins. Their page shows their other deals.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Norman Block

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Tom McCarthy

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Nave

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Funder

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Brower

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen Collins. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Heinecke

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

Linda Watkins

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Chavez

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John Forsayeth

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Les Cross

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Collins. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Darren Wedge

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Houlgate

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Declan Doogan

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Declan Doogan is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Theeuwes

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen Collins. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

James Robl

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Collins. Their page shows their other deals.

The team behind the deals

Same business address

19 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Collins by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Collins is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Summit, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

atombeamtech.com ↗ found on AtomBeam Technologies Inc. (atombeamtech.com — Form C 0002070024-26-000024 (issuer website as filed))

Change history

No corrections have been requested for this page.

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