PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:33 AM ET

Sponsor Check › Person

SB
No photo found yet (own website and image search run after this page is viewed)

Stephen A. Block

Named as an officer, director or promoter on SEC Form D filings · CA · Jan 29, 2010 → Nov 29, 2017

2deals (issuers)
$40.8Mreported sold
107investors
10Form D filings
2010–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen A. Block is listed as a director on 10 SEC Form D filings by 2 issuers between Jan 2010 and Nov 2017: ChromaDex Corp. (Los Angeles, CA — biotechnology — 2013–2017; $25M reported sold to 45 investors) and Allylix Inc. (San Diego, CA — industry reported as "Other" — 2010–2012; $15.8M reported sold to 62 investors).

What this means 2 separate companies raised money with this person listed as director, over about 7 years. Across those companies the filings report $40.8M sold in total.

Listed alongside Frank L. Jaksch (6 shared filings), Stephen L. Allen (5 shared filings), Thomas Varvaro (5 shared filings), Carolyn Fritz (4 shared filings), David Kabakoff (4 shared filings) and 21 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

1 of the issuers belongs to the sponsor group Chromadex (2 issuers, $3.1M reported sold, 2010–2022).

What this means A sponsor group is one team that sets up a new company for each deal. Chromadex has 2 companies on file and $3.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 8 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Stephen A. Block and found 5 differences, 1 worth asking the sponsor about: Regulator action naming a team member: Hugh Dunkerley (Jun 13, 2019); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen A. Block has not run yet — it is joining a line of 56,237 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen A. Block..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Stephen S. Block closed
United States Bankruptcy Court, N.D. Illinois · No. 17-10738 · Filed Apr 5, 2017 · Closed Jul 24, 2017
Role of Stephen S. Block: Debtor · Outcome: Case closed 2017-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state); middle initial differs
Stephen Block and Sarah Block closed
United States Bankruptcy Court, W.D. Texas · No. 07-60209 · Filed Mar 2, 2007 · Closed Jun 6, 2007
Role of Stephen Block and Sarah Block: Debtor · Outcome: Case closed 2007-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 7 people with this name in Form D filings; court in TX (not a filing state); middle initial differs
Stephen J. Block closed
United States Bankruptcy Court, D. Massachusetts · No. 06-40655 · Filed Apr 27, 2006 · Closed Aug 10, 2006
Role of Stephen J. Block: Debtor · Outcome: Case closed 2006-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 7 people with this name in Form D filings; court in MA (not a filing state); middle initial differs
Stephen A. Block and Colleen Caye Block closed
United States Bankruptcy Court, D. Oregon · No. 00-39801 · Filed Dec 11, 2000 · Closed Mar 15, 2001
Role of Stephen A. Block and Colleen Caye Block: Debtor · Outcome: Case closed 2001-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 7 people with this name in Form D filings; court in OR (not a filing state)
Stephen H Block closed
United States Bankruptcy Court, N.D. Illinois · No. 00-15702 · Filed May 25, 2000 · Closed Sep 18, 2000
Role of Stephen H Block: Debtor · Outcome: Case closed 2000-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state); middle initial differs
Stephen P Block and Leandra Block closed
United States Bankruptcy Court, C.D. California · No. 6:98-bk-29482 · Filed Oct 2, 1998 · Closed Feb 5, 1999
Role of Stephen P Block and Leandra Block: Debtor · Outcome: Case closed 1999-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Stephen D. Block closed
United States Bankruptcy Court, D. Rhode Island · No. 1:96-bk-11813 · Filed Jun 5, 1996 · Closed Feb 4, 2008
Role of Stephen D. Block: Debtor · Outcome: Case closed 2008-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 7 people with this name in Form D filings; court in RI (not a filing state); middle initial differs
Stephen J. Block and Sandra J. Block closed
United States Bankruptcy Court, D. Connecticut · No. 95-21067 · Filed Mar 27, 1995 · Closed Aug 4, 1995
Role of Stephen J. Block and Sandra J. Block: Debtor · Outcome: Case closed 1995-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 7 people with this name in Form D filings; court in CT (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Stephen A. Block — 1 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Jun 13, 2019

Regulator action naming a team member: Hugh Dunkerley (Jun 13, 2019)

A ap release dated Jun 13, 2019 names Hugh Dunkerley (listed on the same filings). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Hugh Dunkerley ↗Hugh Dunkerley — PartnerFacts page ↗
Sources
Note · Jan 28, 2010 – Oct 24, 2013

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ChromaDex Corp. (latest filing Oct 24, 2013) · No amendment in the last 12 months on an offering that may still be open — Allylix Inc. (latest filing Mar 12, 2012) · No amendment in the last 12 months on an offering that may still be open — Allylix Inc. (latest filing Nov 16, 2011) · No amendment in the last 12 months on an offering that may still be open — Allylix Inc. (latest filing Apr 14, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 24, 2013 ↗ChromaDex Corp. — PartnerFacts page ↗Form D · Mar 12, 2012 ↗Allylix Inc. — PartnerFacts page ↗
Sources
Note · Jan 29, 2010 – Apr 14, 2010

Offering amount changed between filings — Allylix Inc.

The Jan 29, 2010 filing says $6,000,000 offered; the Apr 14, 2010 Form D/A says $10,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 29, 2010 ↗Form D/A (later) · Apr 14, 2010 ↗Allylix Inc. — PartnerFacts page ↗
Sources
Note · May 27, 2010

Same name, different state: "Stephen A. Block" (CO) is a separate record

This page covers filings where the address state is CA. A separate record, "Stephen A. Block" with address state CO, is listed on 1 filing — most recently by ChromaDex Corp. (May 27, 2010). Both records have filings in the same period (May 27, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen A. Block (CO) — PartnerFacts page ↗Form D · May 27, 2010 ↗ChromaDex Corp. — PartnerFacts page ↗Stephen A. Block (CA) — this page ↗
Sources
Note · Jun 19, 2009

Same name, different state: "Stephen Block" (MO) is a separate record

This page covers filings where the address state is CA. A separate record, "Stephen Block" with address state MO, is listed on 1 filing — most recently by Green-Blue 1818, L.L.C. (Jun 19, 2009). The two records do not overlap in time: this page runs Jan 29, 2010 to Nov 29, 2017; the other has one filing dated Jun 19, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Block (MO) — PartnerFacts page ↗Form D · Jun 19, 2009 ↗Green-Blue 1818, L.L.C. — PartnerFacts page ↗Stephen A. Block (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 9 offerings reports sales commissions totalling $20,000; 2 report finder's fees totalling $500,000; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 29, 2017 D
ChromaDex Corp.
File 021-299636
$0$0$0None listed on this filingEDGAR ↗
Aug 31, 2017 D
ChromaDex Corp.
File 021-293893
$0$0$0Ladenburg Thalmann and Co. Inc. BrokerCheck CRD 505 ↗
via Ladenburg Thalmann and Co. Inc. (CRD 505 ↗)
EDGAR ↗
Jun 6, 2017 D
ChromaDex Corp.
File 021-288093
$0$255,000$0Ladenburg Thalmann and Co. Inc. BrokerCheck CRD 505 ↗
via Ladenburg Thalmann and Co. Inc. (CRD 505 ↗)
EDGAR ↗
May 5, 2017 D
ChromaDex Corp.
File 021-286157
$0$245,000$0Ladenburg Thalmann and Co. Inc. BrokerCheck CRD 505 ↗
via Ladenburg Thalmann and Co. Inc. (CRD 505 ↗)
EDGAR ↗
Oct 14, 2014 D
ChromaDex Corp.
File 021-226379
$0$0$0None listed on this filingEDGAR ↗
Oct 24, 2013 D
ChromaDex Corp.
File 021-205219
$20,000$0$0Palladium Capital Advisors, LLC BrokerCheck CRD 129400 ↗EDGAR ↗
Mar 12, 2012 D
Allylix Inc.
File 021-174771
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2011 D
Allylix Inc.
File 021-168814
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2010 D/A
Allylix Inc.
File 021-73070
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Stephen A. Block on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CC
Biotechnology · group: Chromadex

ChromaDex Corp.

Los Angeles, CA · Oct 24, 2013 → Nov 29, 2017 · 6 filings
  • Nov 29, 2017 · D · $22,999,996 sold of $22,999,996 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 31, 2017 · D · $5,110,084 sold of $5,110,084 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 6, 2017 · D · $16,389,916 sold of $16,389,916 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 5, 2017 · D · $3,500,000 sold of $3,500,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 14, 2014 · D · $445,000 sold of $445,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 24, 2013 · D · $3,000,000 sold of $3,500,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $25M from 45 investors (100% of the $23M target) as of the latest filing. Stephen is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Other

Allylix Inc.

San Diego, CA · Jan 29, 2010 → Mar 12, 2012 · 4 filings
  • Mar 12, 2012 · D · $15,765,712 sold of $16,015,713 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 16, 2011 · D · $1,000,000 sold of $2,592,324 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 14, 2010 · D/A · $8,923,897 sold of $10,000,000 · 62 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 29, 2010 · D · $6,000,000 sold of $6,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.8M from 62 investors (98% of the $16M target) as of the latest filing. Stephen is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stephen J. Block — MO, 3 issuers, Mar 21, 2014 → Jan 11, 2018 · no shared issuer
  • Stephen Block — CA, 3 issuers, Aug 6, 2009 → May 20, 2020 · shares 1 issuer with this record
  • Stephen Block — MO, 1 issuer, Jun 19, 2009 → Jun 19, 2009 · no shared issuer
  • Stephen A. Block — CO, 1 issuer, May 27, 2010 → May 27, 2010 · shares 1 issuer with this record
  • Stephen K. Block — MO, 1 issuer, Jan 17, 2017 → Jan 17, 2017 · no shared issuer
  • Stephen L. Block — CA, 1 issuer, Mar 3, 2021 → Mar 3, 2021 · shares 1 issuer with this record

People around Stephen 26

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

FJ
No photo found yet (own website and image search run after this page is viewed)
Person

Frank L. Jaksch

Executive Officer, Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

TV
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Varvaro

Executive Officer · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen L. Allen

Director · 5 shared filings (1 issuer)

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Rubin

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David Kabakoff

Director · 4 shared filings (1 issuer) · also on 11 other issuers

David Kabakoff is on 12 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Carolyn Fritz

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Barnes

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Jameson

Director · 4 shared filings (1 issuer)

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Baxter

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Fried

Executive Officer, Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Troy Rhonemus

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kurt Gustafson

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Meeusen

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Aki Georgacacos

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Aki Georgacacos is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn L. Halpryn

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

HD
No photo found yet (own website and image search run after this page is viewed)
Person

Hugh Dunkerley

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Reid Dabney

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Brauser

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Michael Brauser is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark S. Germain

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Honig

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Tsz Ho Tony Lau

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

WY
No photo found yet (own website and image search run after this page is viewed)
Person

Wing Tak Wendy Yu

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Curtis Lockshin

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Jurgensen

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Troy Thonemus

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin M. Farr

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen A. Block. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Chromadex

2 issuers · 21 filings · $3.1M reported sold · 2010–2022

One team, 2 deal companies. Stephen A. Block is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stephen A. Block.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen A. Block by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen A. Block is listed on: none on file. No website or social profile named in Allylix Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #317,621 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Diego, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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