Sponsor Check › Person
Related person on Form D filings · address state as listed: Y7 · listed Mar 15, 2010 → Mar 8, 2019
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 12 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Mar 8, 2019 D/A File 021-69360 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 8, 2019 D/A File 021-156806 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 6, 2019 D/A File 021-69361 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 10, 2017 D/A File 021-129770 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 11, 2016 D/A File 021-139716 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 10, 2016 D/A File 021-81816 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 10, 2016 D/A File 021-114259 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 10, 2016 D/A File 021-113748 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 13, 2015 D/A File 021-139590 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 14, 2013 D/A File 021-129778 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 14, 2012 D File 021-174899 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 17, 2010 D File 021-139718 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Emerging Markets Fund of the Genesis Group Trust for Employee Benefit Plans group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,675,191,318 | 91 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Business Trust group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $244,243,131 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets, L .P. group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 6, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,687,594,298 | 106 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Fund of the Genesis Group Trust for Employee Benefit Plans group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,675,191,318 | 91 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Business Trust group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $218,887,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets, L .P. group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 2, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,687,594,298 | 106 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Fund of the Genesis Group Trust for Employee Benefit Plans group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,675,191,318 | 91 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS SMALLER COMPANIES SICAV group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,216,615,705 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Business Trust group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $218,887,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets, L .P. group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 2, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,637,094,298 | 105 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Fund of the Genesis Group Trust for Employee Benefit Plans group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,675,191,318 | 91 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Indian Investment Co Ltd group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,271,300,000 | 41 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS SMALLER COMPANIES SICAV group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,216,615,705 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Business Trust group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $218,887,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD II group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 10, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $134,875,227 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD III group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer. | Mar 10, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $148,379,855 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets, L .P. group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 10, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,032,265,853 | 104 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 10, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $637,558,657 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets, L .P. group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,032,265,853 | 104 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Opportunities Fund Plc group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $145,452,398 | 24 similar: 4–27 | $140,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD III group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer. | Mar 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $148,379,855 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD II group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $134,875,227 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $600,223,800 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Business Trust group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $218,887,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Indian Investment Co Ltd group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,271,300,000 | 41 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Fund of the Genesis Group Trust for Employee Benefit Plans group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,675,191,318 | 91 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS SMALLER COMPANIES SICAV group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,197,720,476 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Fund of the Genesis Group Trust for Employee Benefit Plans group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,510,191,318 | 91 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Indian Investment Co Ltd group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,271,300,000 | 41 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS SMALLER COMPANIES SICAV group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,150,782,417 | 35 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Business Trust group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $218,887,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Opportunities Fund Plc group: Genesis Emerging Markets | Executive Officer, Director, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $145,452,398 | 24 similar: 4–27 | $140,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD II group: Genesis Emerging Markets | Executive Officer, Director, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $134,098,977 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD III group: Genesis Emerging Markets | Executive Officer, Director, Promoter Operating Committee Member of Investment Manager of Issuer. | Mar 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $148,379,855 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD group: Genesis Emerging Markets | Executive Officer, Director, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $585,948,113 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets, L .P. group: Genesis Emerging Markets | Executive Officer Operating Committee Member of Investment Manager of Issuer | Mar 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,966,015,853 | 104 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Fund of the Genesis Group Trust for Employee Benefit Plans group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 14, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,187,691,317 | 91 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Indian Investment Co Ltd group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 14, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,271,300,000 | 41 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS SMALLER COMPANIES SICAV group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 14, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,135,290,593 | 34 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS VEBA TRUST group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 14, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $45,727,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Business Trust group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 14, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $218,887,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets, L .P. group: Genesis Emerging Markets | Executive Officer Operating Committee Member of Investment Manager of Issuer | Mar 8, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,881,407,793 | 104 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD group: Genesis Emerging Markets | Executive Officer, Director, Promoter Operating Committee Member of Investment Manager of Issuer. | Mar 8, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $527,169,902 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD III group: Genesis Emerging Markets | Executive Officer, Director, Promoter Operating Committee Member of Investment Manager of Issuer. | Mar 8, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $142,777,214 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD II group: Genesis Emerging Markets | Executive Officer, Director, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 8, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $132,407,918 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Opportunities Fund Plc group: Genesis Emerging Markets | Executive Officer, Director, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 8, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $118,072,398 | 23 similar: 4–27 | $140,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Opportunities Fund Plc group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 19, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $63,200,000 | 23 similar: 4–27 | $140,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Business Trust group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 15, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $218,887,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS VEBA TRUST group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 15, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $45,727,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS SMALLER COMPANIES SICAV group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 15, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,013,600,000 | 34 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Indian Investment Co Ltd group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 15, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,271,300,000 | 41 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Fund of the Genesis Group Trust for Employee Benefit Plans group: Genesis Emerging Markets | Executive Officer, Promoter OPERATING COMMITTEE MEMBER OF INVESTMENT MANAGER OF ISSUER | Mar 15, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,604,800,000 | 90 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Opportunities Fund Plc group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 14, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $63,200,000 | 23 similar: 4–27 | $140,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD III group: Genesis Emerging Markets | Executive Officer, Director, Promoter Operating Committee Member of Investment Manager of Issuer. | Mar 14, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $130,800,000 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD II group: Genesis Emerging Markets | Executive Officer, Director, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 14, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $116,800,000 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD group: Genesis Emerging Markets | Executive Officer, Director, Promoter Operating Committee Member of Investment Manager of Issuer. | Mar 14, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $526,912,000 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets, L .P. group: Genesis Emerging Markets | Executive Officer Operating Committee Member of Investment Manager of Issuer | Mar 14, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,877,100,000 | 104 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Fund of the Genesis Group Trust for Employee Benefit Plans group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 16, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $6,188,105,000 | 84 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Indian Investment Co Ltd group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 16, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,178,000,000 | 41 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS SMALLER COMPANIES SICAV group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 16, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,753,618,000 | 31 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS VEBA TRUST group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 16, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $45,727,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Business Trust group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 16, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $218,887,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD II group: Genesis Emerging Markets | Director | Mar 15, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $101,807,000 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD group: Genesis Emerging Markets | Director | Mar 15, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $526,912,000 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD II group: Genesis Emerging Markets | Director | Mar 15, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $526,912,000 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD III group: Genesis Emerging Markets | Director | Mar 15, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets, L .P. group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 15, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,442,792,000 | 102 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Opportunities Fund Plc group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 15, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,923,000 | 21 similar: 4–27 | $140,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS VEBA TRUST group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 17, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $45,700,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Emerging Markets Fund of the Genesis Group Trust for Employee Benefit Plans group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 17, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $5,840,700,000 | 76 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS SMALLER COMPANIES SICAV group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 17, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,107,000,000 | 30 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Indian Investment Co Ltd group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 17, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $1,604,000,000 | 40 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets Business Trust group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 17, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $179,400,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Genesis Emerging Markets, L .P. group: Genesis Emerging Markets | Executive Officer, Promoter Operating Committee Member of Investment Manager of Issuer | Mar 15, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,218,333,000 | 89 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD III group: Genesis Emerging Markets | Director | Mar 15, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $120,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD II group: Genesis Emerging Markets | Director | Mar 15, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $95,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD group: Genesis Emerging Markets | Director | Mar 15, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $513,800,000 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Stephen Birkett. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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