Sponsor Check › Person
Related person on Form D filings · address states as listed: CA, MA · listed Nov 15, 2019 → Nov 8, 2023
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Search queued. Results are added automatically; check back later or follow this page to be notified.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
11 of 16 offerings report sales commissions totalling $189,918,877; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jul 31, 2025 D File 021-553397 | $18,000,000 (est.) | $0 | $0 (est.) | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ PJT Partners LP BrokerCheck CRD 171058 ↗ |
| EDGAR ↗ | Dec 23, 2024 D File 021-533178 | $8,325,000 (est.) | $0 | $0 (est.) | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ PJT Partners LP BrokerCheck CRD 171058 ↗ |
| EDGAR ↗ | Dec 23, 2024 D File 021-533183 | $11,570 (est.) | $0 | $0 (est.) | PJT Partners LP BrokerCheck CRD 171058 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ |
| EDGAR ↗ | Dec 23, 2024 D File 021-533193 | $11,570 (est.) | $0 | $0 (est.) | PJT Partners LP BrokerCheck CRD 171058 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ |
| EDGAR ↗ | May 17, 2024 D File 021-513676 | $27,000,000 (est.) | $0 | $0 (est.) The General Partner or its affiliates are entitled to operating service fees, promote and other incentive equity, as further detailed in the Issuer's offering documents. | PJT Partners LP BrokerCheck CRD 171058 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ |
| EDGAR ↗ | May 17, 2024 D File 021-513681 | $27,000,000 (est.) | $0 | $0 (est.) The General Partner or its affiliates are entitled to operating service fees, promote and other incentive equity, as further detailed in the Issuer's offering documents. | PJT Partners LP BrokerCheck CRD 171058 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ |
| EDGAR ↗ | Nov 8, 2023 D File 021-496830 | $0 (est.) | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ |
| EDGAR ↗ | Jun 23, 2022 D File 021-450047 | $28,000,000 (est.) | $0 (est.) | $0 (est.) The General Partner or its affiliates will be entitled to operating service fees, promote and other incentive equity, as further detailed in the Issuer's offering documents. | Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ |
| EDGAR ↗ | Jun 23, 2022 D File 021-450051 | $28,000,000 (est.) | $0 (est.) | $0 (est.) The General Partner or its affiliates will be entitled to operating service fees, promote and other incentive equity, as further detailed in the Issuer's offering documents. | Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ |
| EDGAR ↗ | Sep 9, 2021 D/A File 021-375154 | $30,000,000 (est.) | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ Wells Fargo Securities, LLC BrokerCheck CRD 126292 ↗ |
| EDGAR ↗ | Aug 21, 2020 D File 021-373874 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 5, 2020 D File 021-359859 | $5,750 | $0 | $0 | H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Charles B. Harrison (CRD 3071551 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Scott Harrison (CRD 4981070 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Patrick J. Whelchel (CRD 5389090 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Lori Mayfield (CRD 4899271 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Charles Mathes (CRD 5980160 ↗) |
| EDGAR ↗ | Nov 15, 2019 D File 021-353546 | $23,564,987 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ |
| EDGAR ↗ | Nov 7, 2019 D File 021-352885 | $0 (est.) | $0 (est.) | $0 (est.) Payment amounts are to be negotiated and are currently unknown. | None listed on this filing |
| EDGAR ↗ | Nov 7, 2019 D File 021-352887 | $0 (est.) | $0 (est.) | $0 (est.) Payment amounts are to be negotiated and are currently unknown. | None listed on this filing |
| EDGAR ↗ | Oct 17, 2019 D File 021-351324 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | IQHQ, Inc. group: Iqhq | Executive Officer, Director, Promoter Co-Chief Executive Officer | Jul 31, 2025 | D | Indefinite similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | IQHQ, LP group: Iqhq | Executive Officer, Promoter Co-Chief Executive Officer | Dec 23, 2024 | D | $600,180 similar: $1,815,000–$10,000,000 | $0 | 0 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | IQHQ Holdings, LP group: Iqhq | Executive Officer, Promoter Co-Chief Executive Officer | Dec 23, 2024 | D | $600,180 similar: $1,815,000–$10,000,000 | $0 | 0 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | IQHQ, Inc. group: Iqhq | Executive Officer, Director, Promoter Co-Chief Executive Officer | Dec 23, 2024 | D | $400,000,000 similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | IQHQ Holdings, LP group: Iqhq | Executive Officer, Promoter Chief Executive Officer of General Partner of Issuer | May 17, 2024 | D | Indefinite similar: $1,815,000–$10,000,000 | $0 | 0 similar: 7–33 | $1,000,000 similar: $20,000–$50,000 |
| EDGAR ↗ | IQHQ, LP group: Iqhq | Executive Officer, Promoter Co-Chief Executive Officer of the Managing Member of the General Partner of the Issuer | May 17, 2024 | D | Indefinite similar: $1,815,000–$10,000,000 | $0 | 0 similar: 7–33 | $1,000,000 similar: $20,000–$50,000 |
| EDGAR ↗ | IQHQ, Inc. group: Iqhq | Director, Executive Officer | Nov 8, 2023 | D | Indefinite similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | IQHQ Holdings, LP group: Iqhq | Executive Officer, Promoter Chief Executive Officer of General Partner of Issuer | Jun 23, 2022 | D | Indefinite similar: $1,815,000–$10,000,000 | $0 | 0 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | IQHQ, LP group: Iqhq | Executive Officer, Promoter Chief Executive Officer of Sole Trustee of General Partner of Issuer | Jun 23, 2022 | D | Indefinite similar: $1,815,000–$10,000,000 | $0 | 0 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | IQHQ, Inc. group: Iqhq | Executive Officer, Director | Sep 9, 2021 | D/A | $742,182,839 similar: $125,000–$125,000 | $217,939,561 | 78 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | IQHQ, Inc. group: Iqhq | Executive Officer | Sep 9, 2020 | D | $742,182,839 similar: $125,000–$125,000 | $92,908,384 | 62 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | IQHQ Investors, LLC group: Iqhq | Executive Officer Chief Executive Officer of Managing Member of Issuer | Aug 21, 2020 | D | Indefinite similar: $1,815,000–$10,000,000 | $0 | 0 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | IQHQ, Inc. group: Iqhq | Executive Officer | Feb 5, 2020 | D | $115,000 similar: $125,000–$125,000 | $115,000 | 115 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | IQHQ, Inc. group: Iqhq | Executive Officer | Nov 15, 2019 | D | $670,700,055 similar: $125,000–$125,000 | $412,749,775 | 50 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | CSP Fenway Center Development, LLC group: Iqhq | Executive Officer Chief Executive Officer of General Partner of Managing Member of Managing Member of Issuer | Nov 7, 2019 | D | Indefinite similar: $1,500,000–$10,000,000 | $0 | 0 similar: 3–26 | No minimum reported similar: $25,000–$200,000 |
| EDGAR ↗ | CSP Fenway Center, LLC group: Iqhq | Executive Officer Chief Executive Officer of General Partner of Managing Member of Issuer | Nov 7, 2019 | D | Indefinite similar: $1,500,000–$10,000,000 | $0 | 0 similar: 3–26 | No minimum reported similar: $25,000–$200,000 |
| EDGAR ↗ | IQHQ Investors, LLC group: Iqhq | Executive Officer Chief Executive Officer of Managing Member of Issuer | Oct 17, 2019 | D | Indefinite similar: $1,815,000–$10,000,000 | $0 | 0 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); Commercial / 506(b) (6,713 filings); Construction / 506(b) (313 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Stephen A. Rosetta. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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