PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:49 AM ET

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Stephen Friedman

Named as an officer, director or promoter on SEC Form D filings · TN, CT · May 12, 2010 → Aug 3, 2015

4deals (issuers)
$1.76Breported sold
45investors
7Form D filings
2010–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Friedman is listed as an executive officer and director on 7 SEC Form D filings by 4 issuers between May 2010 and Aug 2015: Sedgwick, Inc. (Memphis, TN — insurance — 2010; $959.8M reported sold to 20 investors), NXT Capital Holdings, L.P. (Chicago, IL — other banking and financial services — 2010–2011; $800.5M reported sold to 25 investors), T-VI Co-Invest-A LP (Greenwich, CT — pooled investment fund — 2015) and Trident VI DE Parallel Fund, L.P. (Greenwich, CT — pooled investment fund — 2014).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $1.76B sold in total.

Listed alongside Nicolas Zerbib (6 shared filings), Bruce Alan Frank (4 shared filings), Christopher Doody (4 shared filings), Neil Andrew Rudd (4 shared filings), Robert E. Radway (4 shared filings) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

The issuers belong to 3 sponsor groups: Trident (74 issuers, $31.68B reported sold, 2010–2026), Alliant (9 issuers, $5.87B reported sold, 2009–2026) and Nxt (19 issuers, $2.77B reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 14 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Stephen Friedman and found 9 differences, 1 worth asking the sponsor about: 4 bankruptcy cases name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Friedman has not run yet — it is joining a line of 61,673 names; searches run around the clock at the hosts' allowed rate. Searched so far: 720 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

SECURITY PACIFIC BUSINESS CRED v. FRIEDMAN, STEPHEN L. dismissed
District Court, S.D. Texas · No. · Filed Nov 9, 1988 · Closed Sep 28, 1990 · Nature of suit: 140 Negotiable instruments
Role of FRIEDMAN, STEPHEN L.: Defendant · Outcome: Terminated 1990-09-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Friedman..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

Stephen J Friedman closed
United States Bankruptcy Court, N.D. Illinois · No. 18-05505 · Filed Feb 28, 2018 · Closed Jun 4, 2018
Role of Stephen J Friedman: Debtor · Outcome: Case closed 2018-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Stephen M Friedman closed
United States Bankruptcy Court, E.D. Michigan · No. 15-55247 · Filed Oct 19, 2015 · Closed Jan 29, 2016
Role of Stephen M Friedman: Debtor · Outcome: Case closed 2016-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Stephen Friedman closed
United States Bankruptcy Court, C.D. Illinois · No. 10-73846 · Filed Dec 30, 2010 · Closed Mar 30, 2012
Role of Stephen Friedman: Debtor · Outcome: Case closed 2012-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)
Stephen L Friedman closed
United States Bankruptcy Court, S.D. Florida. · No. 10-36009 · Filed Aug 31, 2010 · Closed May 24, 2017
Role of Stephen L Friedman: Debtor · Outcome: Case closed 2017-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Stephen M. Friedman and Jeanne E. Friedman closed
United States Bankruptcy Court, E.D. Missouri · No. 03-55863 · Filed Nov 24, 2003 · Closed Jun 27, 2005
Role of Stephen M. Friedman and Jeanne E. Friedman: Debtor · Outcome: Case closed 2005-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)
Stephen M. Friedman and Jeanne E. Friedman closed
United States Bankruptcy Court, E.D. Missouri · No. 03-40957 · Filed Jan 24, 2003 · Closed Jan 27, 2004
Role of Stephen M. Friedman and Jeanne E. Friedman: Debtor · Outcome: Case closed 2004-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)
Stephen M Friedman and Cynthie A Thomas closed
United States Bankruptcy Court, S.D. Texas · No. 02-41828 · Filed Oct 9, 2002 · Closed Feb 10, 2003
Role of Stephen M Friedman and Cynthie A Thomas: Debtor · Outcome: Case closed 2003-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Stephen L Friedman and Fern E Friedman closed
United States Bankruptcy Court, C.D. California · No. 1:02-bk-17617 · Filed Aug 26, 2002 · Closed Jun 8, 2006
Role of Stephen L Friedman and Fern E Friedman: Debtor · Outcome: Case closed 2006-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Stephen M. Friedman and Jeanne E. Friedman closed
United States Bankruptcy Court, E.D. Missouri · No. 02-45788 · Filed May 22, 2002 · Closed Feb 13, 2003
Role of Stephen M. Friedman and Jeanne E. Friedman: Debtor · Outcome: Case closed 2003-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)
Stephen R. Friedman and Deborah A. Friedman closed
United States Bankruptcy Court, D. New Jersey · No. 97-41031 · Filed Sep 23, 1997 · Closed Apr 15, 2003
Role of Stephen R. Friedman and Deborah A. Friedman: Debtor · Outcome: Case closed 2003-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Stephen W Friedman closed
United States Bankruptcy Court, E.D. New York · No. 1-97-18523 · Filed Jul 31, 1997 · Closed Apr 2, 2001
Role of Stephen W Friedman: Debtor · Outcome: Case closed 2001-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Stephen B. Friedman closed
United States Bankruptcy Court, D. New Jersey · No. 95-22350 · Filed Mar 31, 1995 · Closed Apr 21, 1998
Role of Stephen B. Friedman: Debtor · Outcome: Case closed 1998-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Stephen H. Friedman closed
United States Bankruptcy Court, D. New Jersey · No. 91-25475 · Filed Aug 7, 1991 · Closed Feb 27, 1992
Role of Stephen H. Friedman: Debtor · Outcome: Case closed 1992-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Stephen J. Friedman and Sheila S. Friedman closed
United States Bankruptcy Court, E.D. Virginia · No. 91-22785 · Filed May 10, 1991 · Closed Sep 30, 1991
Role of Stephen J. Friedman and Sheila S. Friedman: Debtor · Outcome: Case closed 1991-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Stephen Friedman — 1 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Mar 25, 1998 – Jun 4, 2018

4 bankruptcy cases name the subject or team members

Bankruptcy case: Stephen J Friedman — filed Feb 28, 2018 · Bankruptcy case: Stephen Friedman — filed Dec 30, 2010 · Bankruptcy case: Richard C. Breeden, Esq. v. Wermuth — filed Mar 26, 1998 · Bankruptcy case: Richard C. Breeden, Esq. v. Wermuth — filed Mar 25, 1998

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗Docket · United States Bankruptcy Court, C.D. Illinois ↗Docket · United States Bankruptcy Court, N.D. New York ↗David J. Wermuth — PartnerFacts page ↗
Sources
Note · Apr 29, 2010 – Aug 3, 2011

No amendment in the last 12 months on an offering that may still be open — NXT Capital Holdings, L.P. (latest filing Aug 3, 2011)

The latest filing for this offering is dated Aug 3, 2011 (first sale Apr 29, 2010). It reports $800,476,151 sold of $843,589,815 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 3, 2011 ↗NXT Capital Holdings, L.P. — PartnerFacts page ↗
Sources
Note · Nov 12, 2010 – Aug 3, 2011

Offering amount changed between filings — NXT Capital Holdings, L.P.

The Nov 12, 2010 filing says $528,700,100 offered; the Aug 3, 2011 Form D/A says $843,589,815.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Nov 12, 2010 ↗Form D/A (later) · Aug 3, 2011 ↗NXT Capital Holdings, L.P. — PartnerFacts page ↗
Sources
Note · May 28, 2010 – Nov 12, 2010

Offering amount changed between filings — NXT Capital Holdings, L.P.

The May 28, 2010 filing says $303,700,000 offered; the Nov 12, 2010 Form D/A says $528,700,100.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 28, 2010 ↗Form D/A (later) · Nov 12, 2010 ↗NXT Capital Holdings, L.P. — PartnerFacts page ↗
Sources
Note · May 12, 2010 – Nov 12, 2010

Reported revenue range changed between filings — NXT Capital Holdings, L.P.

"No Revenues" (May 12, 2010); then "Decline to Disclose" (Nov 12, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 12, 2010 ↗Form D/A · Nov 12, 2010 ↗NXT Capital Holdings, L.P. — PartnerFacts page ↗
Sources
Note · Jun 10, 2010

Formed in 2014 per the latest filing, but activity is dated 2010 — Sedgwick, Inc.

The issuer's latest filing says it was formed in 2014. The Jun 10, 2010 filing says the first sale was May 28, 2010 — before that year.

What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.

Form D · Jun 10, 2010 ↗Sedgwick, Inc. — PartnerFacts page ↗
Sources
Note · Sep 30, 2020

Same name, different state: "Stephen Friedman" (AL) is a separate record

This page covers filings where the address state is TN or CT. A separate record, "Stephen Friedman" with address state AL, is listed on 1 filing — most recently by Elysee Scientific Cosmetics, Inc. (Sep 30, 2020). The two records do not overlap in time: this page runs May 12, 2010 to Aug 3, 2015; the other has one filing dated Sep 30, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Friedman (AL) — PartnerFacts page ↗Form D · Sep 30, 2020 ↗Elysee Scientific Cosmetics, Inc. — PartnerFacts page ↗Stephen Friedman (TN,CT) — this page ↗
Sources
Note · May 12, 2011

Same name, different state: "Stephen Friedman" (NY) is a separate record

This page covers filings where the address state is TN or CT. A separate record, "Stephen Friedman" with address state NY, is listed on 1 filing — most recently by GOLDMAN SACHS GROUP INC (May 12, 2011). Both records have filings in the same period (May 12, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Friedman (NY) — PartnerFacts page ↗Form D · May 12, 2011 ↗GOLDMAN SACHS GROUP INC — PartnerFacts page ↗Stephen Friedman (TN,CT) — this page ↗
Sources
Note · May 12, 2010 – Aug 3, 2015

Stephen Friedman is listed with 2 different address states: CT, TN

CT on 6 filings (May 12, 2010 to Aug 3, 2015); TN on 1 filing (Jun 10, 2010).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 12, 2010 ↗Form D · Jun 10, 2010 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 3, 2015 D
T-VI Co-Invest-A LP
File 021-245007
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2014 D
Trident VI DE Parallel Fund, L.P.
File 021-210979
$0$0$0None listed on this filingEDGAR ↗
Aug 3, 2011 D/A
NXT Capital Holdings, L.P.
File 021-141904
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2010 D
Sedgwick, Inc.
File 021-143252
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Stephen Friedman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TV
Pooled Investment Fund · group: Trident

T-VI Co-Invest-A LP

Greenwich, CT · Aug 3, 2015
  • Aug 3, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Sole Member of SF Trident VI, LLC, a general partner of Trident Capital VI, L.P., the general partner of T-VI Co-Invest-A LP) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TV
Pooled Investment Fund · group: Trident

Trident VI DE Parallel Fund, L.P.

Greenwich, CT · Jan 30, 2014
  • Jan 30, 2014 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Sole Member of SF Trident VI, LLC, a general partner of Trident Capital VI, L.P., the general partner of Trident VI DE Parallel Fund, L.P.) EDGAR ↗

No sales reported yet as of the latest filing. Stephen is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NC
Other Banking and Financial Services · group: Nxt

NXT Capital Holdings, L.P.

Chicago, IL · May 12, 2010 → Aug 3, 2011 · 4 filings
  • Aug 3, 2011 · D/A · $800,476,151 sold of $843,589,815 · 25 investors · min. No minimum reported · role: Director (Designated Member Representative (in connection with NXT Capital GP, LLC?s status as a member-managed LLC)) EDGAR ↗
  • Nov 12, 2010 · D/A · $224,546,991 sold of $528,700,100 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 28, 2010 · D/A · $100,308,333 sold of $303,700,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 12, 2010 · D · $25,308,333 sold of $303,700,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $800.5M from 25 investors (95% of the $843.6M target) as of the latest filing. Stephen is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

S
Business Services · group: Alliant

Sedgwick, Inc.

Memphis, TN · Jun 10, 2010
  • Jun 10, 2010 · D · $7,310,000 sold of $7,310,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $959.8M from 20 investors (100% of the $7.31M target) as of the latest filing. Stephen is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stephen Friedman — NY, 1 issuer, May 12, 2011 → May 12, 2011 · no shared issuer
  • Stephen Friedman — AL, 1 issuer, Sep 30, 2020 → Sep 30, 2020 · no shared issuer

People around Stephen 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TC
Management entity

Trident Capital VI, L.P.

Promoter · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

NZ
No photo found yet (own website and image search run after this page is viewed)
Person

Nicolas Zerbib

Director, Executive Officer · 6 shared filings (3 issuers) · also on 8 other issuers

Nicolas Zerbib is on 11 issuers in total — a repeat sponsor. Their page lists every one.

NR
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Andrew Rudd

Executive Officer · 4 shared filings (1 issuer) · also on 9 other issuers

Neil Andrew Rudd is on 10 issuers in total — a repeat sponsor. Their page lists every one.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Doody

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Robert E. Radway

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Alan Frank

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James D. Carey

Director, Executive Officer · 3 shared filings (3 issuers) · also on 13 other issuers

James D. Carey is on 16 issuers in total — a repeat sponsor. Their page lists every one.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David J. Wermuth

Executive Officer · 2 shared filings (2 issuers) · also on 58 other issuers

David J. Wermuth is on 60 issuers in total — a repeat sponsor. Their page lists every one.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Charles A. Davis

Executive Officer · 2 shared filings (2 issuers) · also on 10 other issuers

Charles A. Davis is on 12 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Kronthal

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Leslie A. Brun

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael A. Murray

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Michael A. Murray is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

David R. Tunnell

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

HP
No photo found yet (own website and image search run after this page is viewed)
Person

Hunter Philbrick

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Paul J. Posey, Jr.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jason P. Hood

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Agha Khan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Edwin B. Brewer, Jr.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

David A. North, Jr.

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Faraone

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Stephen Friedman. Their page shows their other deals.

The team behind the deals

T
Sponsor group

Trident

74 issuers · 107 filings · $31.68B reported sold · 2010–2026

One team, 74 deal companies. Stephen Friedman is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stephen Friedman.

A
Sponsor group

Alliant

9 issuers · 39 filings · $5.87B reported sold · 2009–2026

One team, 9 deal companies. Stephen Friedman is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stephen Friedman.

N
Sponsor group

Nxt

19 issuers · 26 filings · $2.77B reported sold · 2010–2026

One team, 19 deal companies. Stephen Friedman is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stephen Friedman.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 8 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Stephen Friedman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — 1 issuer has property records: Sedgwick, Inc. (8).

Public profiles and social

Websites and social links of the issuers Stephen Friedman is listed on: none on file. No website or social profile named in NXT Capital Holdings, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #349,314 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Davidson County TN Circuit Court Clerk case search ↗Connecticut Judicial Branch case look-up ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Tennessee Secretary of State business search ↗Connecticut Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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