Stephen Fox is listed as a director on 1 SEC Form D filing by 1 issuer in Jun 2020: Shell Shock Technologies, LLC (Westport, CT — manufacturing — 2020; $430K reported sold to 8 investors).
What this means One deal on file with the SEC, filed Jun 2020. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Andrew Vallance (1 shared filing), Anthony Vigganno (1 shared filing), Craig F Knight (1 shared filing), Harry A. Shannon (1 shared filing), Peter Foss (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Stephen Fox and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Stephen Richard Fox" (NJ) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.