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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:09 AM ET

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Steph Sherrodd

Named as an officer, director or promoter on SEC Form D filings · CA · Dec 12, 2025 → Mar 17, 2026

1deal (issuers)
$1.17Mreported sold
2investors
2Form D filings
2025–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steph Sherrodd is listed as a director on 2 SEC Form D filings by 1 issuer between Dec 2025 and Mar 2026: CU DIRECT CORP (Irvine, CA — industry reported as "Other" — 2025–2026; $1.17M reported sold to 2 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Anthony Boutelle (2 shared filings), April Clobes (2 shared filings), Bill Cheney (2 shared filings), Bob Child (2 shared filings), Brian Hendricks (2 shared filings) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steph. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for Steph Sherrodd has not run yet — it is joining a line of 8,220 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steph Sherrodd..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

SHERRODD v. FIRST FAMILY FINANCIAL SERVICES closed
United States Bankruptcy Court, N.D. Alabama · No. 92-71097 · Filed Sep 30, 1992 · Closed Nov 10, 1992
Role of SHERRODD: Plaintiff · Outcome: Case closed 1992-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 1 federal dockets); surname only in the caption; court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for Steph Sherrodd (compared 2 filings on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 17, 2026 D
CU DIRECT CORP
File 021-576667
$0$0$0None listed on this filingEDGAR ↗
Dec 12, 2025 D
CU DIRECT CORP
File 021-566603
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Steph Sherrodd on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

CU DIRECT CORP

Irvine, CA · Dec 12, 2025 → Mar 17, 2026 · 2 filings
  • Mar 17, 2026 · D · $0 sold of $7,020,000 · 0 investors · min. $1 · role: Director EDGAR ↗
  • Dec 12, 2025 · D · $1,170,000 sold of $21,060,000 · 1 investors · min. $585,000 · role: Director EDGAR ↗

Raised $1.17M from 2 investors (17% of the $7.02M target) as of the latest filing. Steph is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Steph 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Dupree

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Bill Cheney

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Hendricks

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Neetu Bhagat

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert McKay

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Chad Graves

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Neumann

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

April Clobes

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Shood

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Child

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thayne Shaffer

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Laurel Levine

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Boutelle

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

Linda Armyn

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Don Clark

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Roch

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Sandra Sagehorn-Elliot

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Erin Wilson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jessica Sumikawa

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Sandra Sagehorn-Elliott

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steph Sherrodd. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steph Sherrodd by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steph Sherrodd is listed on: none on file. No website or social profile named in CU DIRECT CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #37,161 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Irvine, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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