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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:03 AM ET

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Sonya Erickson

Named as an officer, director or promoter on SEC Form D filings · WA · Nov 25, 2009 → Aug 29, 2013

1deal (issuers)
$40.6Mreported sold
32investors
5Form D filings
2009–2013years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Sonya Erickson is listed as an executive officer on 5 SEC Form D filings by 1 issuer between Nov 2009 and Aug 2013: ENDOGASTRIC SOLUTIONS INC (Redmond, WA — other health care — 2009–2013; $40.6M reported sold to 32 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Arda Minocherhomjee (5 shared filings), Guy Jordan (5 shared filings), Michael Carusi (5 shared filings), Brent Ahrens (4 shared filings), Kathleen Regan (4 shared filings) and 25 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Sonya. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Sonya Erickson and found 5 differences: Offering amount changed between filings; 4 offerings have no amendment in the last 12 months and may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Sonya Erickson has not run yet — it is joining a line of 5,364 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Sonya Erickson..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Sonya J Erickson closed
United States Bankruptcy Court, S.D. Mississippi · No. 14-02755 · Filed Aug 29, 2014 · Closed Dec 4, 2015
Role of Sonya J Erickson: Debtor · Outcome: Case closed 2015-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in MS (not a filing state)
Sonya C. Erickson closed
United States Bankruptcy Court, E.D. Wisconsin · No. 02-24294 · Filed Apr 10, 2002 · Closed Jul 23, 2002
Role of Sonya C. Erickson: Debtor · Outcome: Case closed 2002-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in WI (not a filing state)
Jim A. Erickson and Sonya L. Erickson closed
United States Bankruptcy Court, D. Nebraska · No. 93-40904 · Filed Jul 23, 1993 · Closed Feb 18, 1994
Role of Sonya L. Erickson: Debtor · Outcome: Case closed 1994-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Sonya Erickson (compared 5 filings on Oct 24, 2026)

Note · Oct 6, 2009 – Nov 25, 2009

Offering amount changed between filings — ENDOGASTRIC SOLUTIONS INC

The Oct 6, 2009 filing says $11,800,000 offered; the Nov 25, 2009 Form D says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Apr 9, 2009 – Aug 29, 2013

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ENDOGASTRIC SOLUTIONS INC (latest filing Aug 29, 2013) · No amendment in the last 12 months on an offering that may still be open — ENDOGASTRIC SOLUTIONS INC (latest filing Apr 4, 2012) · No amendment in the last 12 months on an offering that may still be open — ENDOGASTRIC SOLUTIONS INC (latest filing Sep 8, 2010) · No amendment in the last 12 months on an offering that may still be open — ENDOGASTRIC SOLUTIONS INC (latest filing Nov 25, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Apr 22, 2009 – Sep 8, 2010

Industry group changed between filings — ENDOGASTRIC SOLUTIONS INC

"Other" (Apr 22, 2009 to Nov 25, 2009); then "Biotechnology" (Sep 8, 2010 to Aug 29, 2013).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Feb 19, 2013 – Aug 29, 2013

Minimum investment changed between filings — ENDOGASTRIC SOLUTIONS INC

The Feb 19, 2013 filing lists a minimum of $10,377; the Aug 29, 2013 Form D/A lists $13,491.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Oct 6, 2009 – Nov 25, 2009

Minimum investment changed between filings — ENDOGASTRIC SOLUTIONS INC

The Oct 6, 2009 filing lists a minimum of $413; the Nov 25, 2009 Form D lists $2,608.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 4 offerings reports sales commissions totalling $865,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 29, 2013 D/A
ENDOGASTRIC SOLUTIONS INC
File 021-192048
$0$0$0None listed on this filingEDGAR ↗
Apr 4, 2012 D
ENDOGASTRIC SOLUTIONS INC
File 021-176162
$0$0$0None listed on this filingEDGAR ↗
Sep 8, 2010 D
ENDOGASTRIC SOLUTIONS INC
File 021-147465
$865,000 (est.)$0$0Rockport Venture Securities, LLC BrokerCheck CRD 113748 ↗EDGAR ↗
Nov 25, 2009 D
ENDOGASTRIC SOLUTIONS INC
File 021-87367
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Sonya Erickson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

ENDOGASTRIC SOLUTIONS INC

Redmond, WA · Nov 25, 2009 → Aug 29, 2013 · 5 filings
  • Aug 29, 2013 · D/A · $12,790,492 sold of Indefinite · 15 investors · min. $13,491 · role: Executive Officer EDGAR ↗
  • Feb 19, 2013 · D · $10,001,000 sold of Indefinite · 15 investors · min. $10,377 · role: Executive Officer EDGAR ↗
  • Apr 4, 2012 · D · $10,890,114 sold of $20,000,001 · 14 investors · min. $13,489 · role: Executive Officer EDGAR ↗
  • Sep 8, 2010 · D · $28,181,041 sold of Indefinite · 18 investors · min. $15,221 · role: Executive Officer EDGAR ↗
  • Nov 25, 2009 · D · $14,809,517 sold of Indefinite · 18 investors · min. $2,608 · role: Executive Officer EDGAR ↗

Raised $40.6M from 32 investors as of the latest filing. Sonya is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Sonya 30

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GJ
No photo found yet (own website and image search run after this page is viewed)
Person

Guy Jordan

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Arda Minocherhomjee

Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Carusi

Director · 5 shared filings (1 issuer) · also on 16 other issuers

Michael Carusi is on 17 issuers in total — a repeat sponsor. Their page lists every one.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Brent Ahrens

Director · 4 shared filings (1 issuer) · also on 10 other issuers

Brent Ahrens is on 11 issuers in total — a repeat sponsor. Their page lists every one.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen Regan

Director · 4 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Daniel

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Romley

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Michael Kleine

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

FD
No photo found yet (own website and image search run after this page is viewed)
Person

Floyd Loop, M.D.

Director · 3 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Lee Wrubel, M.D.

Director · 3 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Ludlum

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William Greene

Director · 2 shared filings (1 issuer) · also on 10 other issuers

William Greene is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joe Mandato

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Joe Mandato is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Schummers

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Thierry Thaure

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Hoster

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Goetzke

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Randall Sullivan

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Hoffman

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Crilly

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Lilip Lau

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Josh DeFonzo

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

Lee Wrubel

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

Linda Winger

Director · 1 shared filing (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joan McLoughlin

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Porter

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

FL
No photo found yet (own website and image search run after this page is viewed)
Person

Floyd Loop

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Marrus

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Bowles

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Sonya Erickson. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Ward

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Scott Ward is on 9 issuers in total — a repeat sponsor. Their page lists every one.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Sonya Erickson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Sonya Erickson is listed on: none on file. No website or social profile named in ENDOGASTRIC SOLUTIONS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #173,893 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Redmond, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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