Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:06 AM ET

Sponsor Check › Person

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SOL A. RASO

Named as an officer, director or promoter on SEC Form D filings · IL, CA · Sep 29, 2011 → Sep 13, 2024

20deals (issuers)

$6.3Breported sold

1,158investors

39Form D filings

2011–2024years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

SOL A. RASO is listed as an executive officer and director on 39 SEC Form D filings by 20 issuers between Jul 2011 and Sep 2024. Largest by amount reported sold: SMART MARKETS FUND, L.P. (San Francisco, CA — pooled investment fund — 2011–2024; $4.46B reported sold to 105 investors), Stockbridge Value Fund V, LP (San Francisco, CA — pooled investment fund — 2023–2024; $639M reported sold to 15 investors), Stockbridge Value Fund IV, LP (San Francisco, CA — pooled investment fund — 2020–2021; $491M reported sold to 14 investors), Stockbridge Value Fund III, LP (San Francisco, CA — pooled investment fund — 2017; $247.5M reported sold to 9 investors), Stockbridge Value Fund V Feeder, LP (Dallas, TX — pooled investment fund — 2023–2024; $200M reported sold to 1 investors) and 15 more (all listed below).

What this means That is a lot of deals — 20 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $6.3B sold in total.

Listed alongside DANIEL S. WEAVER (27 shared filings), MARK D. CARLSON (27 shared filings), Douglas D. Sturiale (20 shared filings), TUBA MALINOWSKI (18 shared filings), Breanna Staggs (17 shared filings) and 18 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around SOL. Each name links to their own page.

All 20 issuers belong to the sponsor group Stockbridge (66 issuers, $13.3B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Stockbridge has 66 companies on file and $13.3B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 26 court cases matching the name, 17 bankruptcy cases matching the name listed in Key records below.

What this means 43 records came back, including 4 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 39 public filings for SOL A. RASO and found 11 differences, 4 worth asking the sponsor about: Investor count went down between filings; SOL A. RASO appears on 3 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for SOL A. RASO has not run yet — it is joining a line of 46,900 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

26 cases: 4 open, 6 closed (disposition not in docket feed), 11 dismissed, 5 judgment

Raso v. Jean's Waterproofing, Inc. open

District Court, D. Massachusetts · No. 1:26-cv-13695 · Filed Aug 11, 2026

Role of Raso: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. Pegasus & Sons Masonry Co., Inc. open

District Court, D. Massachusetts · No. 1:25-cv-13411 · Filed Nov 14, 2025

Role of Raso: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. Volvo Car USA, LLC open

District Court, W.D. Virginia · No. 6:25-cv-00066 · Filed Aug 29, 2025

Role of Raso: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in VA (not a filing state)

Ramirez Raso v. Target Corporation closed

District Court, S.D. Texas · No. 4:24-cv-04640 · Filed Nov 25, 2024 · Closed Aug 19, 2025

Role of Ramirez Raso: Plaintiff · Outcome: Terminated 2025-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); different first name (ramirez); court in the person's filing state (TX)

Spectra 360 Inc. d/b/a Raso Solutions, LLC v. Brown closed

District Court, N.D. California · No. 4:24-cv-06461 · Filed Sep 13, 2024 · Closed Dec 23, 2024 · Nature of suit: 370 Other Fraud · Cause: 28:1332 Diversity-Fraud

Role of Spectra 360 Inc. d/b/a Raso Solutions, LLC: Plaintiff · Outcome: Terminated 2024-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in the person's filing state (CA)

Raso v. Turn Key Investors LLC dismissed

District Court, D. Arizona · No. 4:15-cv-00184 · Filed May 1, 2015 · Closed Jun 29, 2015 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158

Role of Raso: Plaintiff · Outcome: Terminated 2015-06-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in AZ (not a filing state)

Raso v. F.C. Construction Corporation closed

District Court, D. Rhode Island · No. 1:14-mc-00062 · Filed Aug 19, 2014 · Closed Aug 19, 2014

Role of Raso: Plaintiff · Outcome: Terminated 2014-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in RI (not a filing state)

Joe Hand Promotions, Inc. v. Raso dismissed

District Court, D. Massachusetts · No. 1:14-cv-11782 · Filed Apr 11, 2014 · Closed Feb 19, 2015 · Nature of suit: 490 Cable/Satellite TV

Role of Raso: Defendant · Outcome: Terminated 2015-02-19 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. Novo Nordisk, Inc. judgment

District Court, S.D. California · No. 3:13-cv-01382 · Filed Jun 13, 2013 · Closed Nov 30, 2015 · Nature of suit: 367 Health care / pharm

Role of Raso: Plaintiff · Outcome: Terminated 2015-11-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in the person's filing state (CA)

Raso v. D J Construction Co.,Inc. dismissed

District Court, D. Massachusetts · No. 1:06-cv-11912 · Filed Oct 19, 2006 · Closed May 16, 2007 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2007-05-16 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. B&B Masonry INC. judgment

District Court, D. Massachusetts · No. 1:06-cv-10876 · Filed May 16, 2006 · Closed Dec 12, 2006 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2006-12-12 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. D. C. Masonry & Sons, Inc. judgment

District Court, D. Massachusetts · No. 1:06-cv-10798 · Filed May 2, 2006 · Closed Sep 26, 2006 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2006-09-26 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. Dailey & Trouville Masonry, LLC closed

District Court, D. Massachusetts · No. 1:06-cv-10578 · Filed Apr 3, 2006 · Closed Nov 29, 2007 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2007-11-29 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. Depaoli Mosaic Company, Incorporated dismissed

District Court, D. Massachusetts · No. 1:05-cv-11380 · Filed Jun 30, 2005 · Closed Mar 24, 2006 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2006-03-24 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. Xpress Flooring Contractors, Inc. dismissed

District Court, D. Massachusetts · No. 1:04-cv-12649 · Filed Dec 17, 2004 · Closed Sep 19, 2005 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2005-09-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. Associated Building Solutions, LLC closed

District Court, D. Massachusetts · No. 1:04-cv-12018 · Filed Sep 20, 2004 · Closed Mar 7, 2005 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2005-03-07 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. Riverstone Construction, Inc. judgment

District Court, D. Massachusetts · No. 1:04-cv-11415 · Filed Jun 22, 2004 · Closed Feb 24, 2005 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2005-02-24 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. Fidelity Brokerage Services Co., LLC judgment

District Court, D. Massachusetts · No. 1:04-cv-10471 · Filed Mar 9, 2004 · Closed Jun 2, 2004 · Nature of suit: 890 Other statutory actions

Role of Raso: Plaintiff · Outcome: Terminated 2004-06-02 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. Reliable Concrete, Inc. dismissed

District Court, D. Massachusetts · No. 1:03-cv-11135 · Filed Jun 13, 2003 · Closed Jul 23, 2003 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2003-07-23 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. Target Masonry, Inc. dismissed

District Court, D. Massachusetts · No. 1:02-cv-11459 · Filed Jul 18, 2002 · Closed Sep 19, 2003 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2003-09-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. J L Masonry, Inc. dismissed

District Court, D. Massachusetts · No. 1:02-cv-11236 · Filed Jun 20, 2002 · Closed Oct 17, 2002 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2002-10-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. H. Carr & Sons, Inc. dismissed

District Court, D. Massachusetts · No. 1:02-cv-11166 · Filed Jun 11, 2002 · Closed Sep 27, 2002 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2002-09-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. McDonald Drywall Co. dismissed

District Court, D. Massachusetts · No. 1:02-cv-10548 · Filed Mar 25, 2002 · Closed Oct 30, 2002 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2002-10-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. E & L Masonry Co. closed

District Court, D. Massachusetts · No. 1:00-cv-11919 · Filed Sep 18, 2000 · Closed Oct 9, 2001 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2001-10-09 — FJC Integrated Database disposition: Stayed pending bankruptcy Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. Ace Restoration Co. dismissed

District Court, D. Massachusetts · No. 1:99-cv-12039 · Filed Oct 1, 1999 · Closed Mar 7, 2001 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Raso: Plaintiff · Outcome: Terminated 2001-03-07 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in MA (not a filing state)

Raso v. Allstate Insurance Company open

District Court, E.D. New York · No. 1:15-cv-03087 · Filed —

Role of Raso: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in NY (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched SOL A. RASO..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 17 closed (disposition not in docket feed)

RASO v. CHASE HOME MORTGAGE closed

United States Bankruptcy Court, D. Arizona · No. 4:15-ap-00522 · Filed Jun 4, 2015 · Closed Sep 22, 2015

Role of RASO: Plaintiff · Outcome: Case closed 2015-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in AR (not a filing state)

Jose Alberto Del Raso closed

United States Bankruptcy Court, N.D. Illinois · No. 15-00078 · Filed Jan 5, 2015 · Closed Jul 10, 2015

Role of Jose Alberto Del Raso: Debtor · Outcome: Case closed 2015-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); different first name (alberto); court in the person's filing state (IL)

NELSON v. RASO CORPORATION closed

United States Bankruptcy Court, D. Nevada · No. 13-01186 · Filed Oct 1, 2013 · Closed Apr 28, 2016

Role of RASO CORPORATION: Defendant · Outcome: Case closed 2016-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in NV (not a filing state)

Del Raso v. Financial Relations Board, Inc. closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00544 · Filed Jun 15, 1994 · Closed Sep 13, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

Del Raso v. Rockett Burkhead Lewis & Winslow Inc closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00484 · Filed May 27, 1994 · Closed Dec 2, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

Del Raso v. Advanced Signing, Inc. closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00477 · Filed May 27, 1994 · Closed Aug 1, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

Del Raso v. Commercial Office Furniture of S. FL Inc closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00482 · Filed May 27, 1994 · Closed Oct 12, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

Del Raso v. Xerox Corporation closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00483 · Filed May 27, 1994 · Closed Aug 22, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

Del Raso v. Hunt Associates, Inc. closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00479 · Filed May 27, 1994 · Closed Aug 1, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

Del Raso v. PC Connection, Inc. closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00478 · Filed May 27, 1994 · Closed Aug 1, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

Del Raso v. Incentives for Industry, Inc. closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00473 · Filed May 27, 1994 · Closed Aug 1, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

Del Raso v. Metromail Corporation closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00476 · Filed May 27, 1994 · Closed Aug 1, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

Del Raso v. The Office Connection Inc closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00475 · Filed May 27, 1994 · Closed Sep 13, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

Del Raso v. NBH Enterprises Inc. closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00471 · Filed May 27, 1994 · Closed Sep 7, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

Del Raso v. Brasan Inc. closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00472 · Filed May 27, 1994 · Closed Sep 7, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

Del Raso v. Genesis Press Inc. closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00470 · Filed May 27, 1994 · Closed Aug 1, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

Del Raso v. Honeywell Protection Services closed

United States Bankruptcy Court, S.D. Florida. · No. 94-00469 · Filed May 27, 1994 · Closed Aug 22, 1994

Role of Del Raso: Plaintiff · Outcome: Case closed 1994-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 107 federal dockets); surname only in the caption; court in FL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for SOL A. RASO — 4 worth asking about (compared 39 filings on Oct 24, 2026)

Worth asking · Sep 19, 2022 – Sep 15, 2023

Investor count went down between filings — SMART MARKETS FUND, L.P.

The Sep 19, 2022 filing reports 101 investors; the Sep 15, 2023 Form D/A reports 98 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Sep 19, 2022 ↗Form D/A (later) · Sep 15, 2023 ↗SMART MARKETS FUND, L.P. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Sep 19, 2022 ↗ (Sep 19, 2022)
Form D/A (later) · Sep 15, 2023 ↗ (Sep 15, 2023)
SMART MARKETS FUND, L.P. — PartnerFacts page ↗ (Sep 10, 2026)

Worth asking · Jul 5, 2011 – May 1, 2017

SOL A. RASO appears on 3 deals that stopped filing before reaching their target

Stockbridge Value Fund III, LP (last filing May 1, 2017; $247,500,000 sold of $500,000,000); STOCKBRIDGE VALUE FUND II, LP (last filing Feb 11, 2014; $184,250,000 sold of $500,000,000); STOCKBRIDGE VALUE FUND, LP (last filing Jul 5, 2011; $64,770,000 sold of $400,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Stockbridge Value Fund III, LP — PartnerFacts page ↗STOCKBRIDGE VALUE FUND II, LP — PartnerFacts page ↗STOCKBRIDGE VALUE FUND, LP — PartnerFacts page ↗

Sources

Stockbridge Value Fund III, LP — PartnerFacts page ↗ (May 1, 2017)
STOCKBRIDGE VALUE FUND II, LP — PartnerFacts page ↗ (Feb 11, 2014)
STOCKBRIDGE VALUE FUND, LP — PartnerFacts page ↗ (Jul 5, 2011)

Note · Jun 24, 2011 – Apr 11, 2024

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Stockbridge Value Fund V Feeder, LP (latest filing Apr 11, 2024) · No amendment in the last 12 months on an offering that may still be open — Stockbridge Value Fund V, LP (latest filing Apr 11, 2024) · No amendment in the last 12 months on an offering that may still be open — Stockbridge Value Fund IV, LP (latest filing Apr 8, 2021) · No amendment in the last 12 months on an offering that may still be open — Smart Markets MA REIT, LLC (latest filing Dec 19, 2017) · No amendment in the last 12 months on an offering that may still be open — Smart Markets Carolinas REIT Trust (latest filing Dec 19, 2017) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Apr 11, 2024 ↗Stockbridge Value Fund V Feeder, LP — PartnerFacts page ↗Form D/A · Apr 11, 2024 ↗Stockbridge Value Fund V, LP — PartnerFacts page ↗

Sources

Form D/A · Apr 11, 2024 ↗ (Apr 11, 2024)
Stockbridge Value Fund V Feeder, LP — PartnerFacts page ↗ (Apr 11, 2024)
Form D/A · Apr 11, 2024 ↗ (Apr 11, 2024)
Stockbridge Value Fund V, LP — PartnerFacts page ↗ (Apr 11, 2024)
Form D/A · Apr 8, 2021 ↗ (Apr 8, 2021)
Stockbridge Value Fund IV, LP — PartnerFacts page ↗ (Apr 8, 2021)
Form D · Dec 19, 2017 ↗ (Dec 19, 2017)
Smart Markets MA REIT, LLC — PartnerFacts page ↗ (Dec 19, 2017)

Worth asking · Apr 25, 2023 – Nov 14, 2025

SOL A. RASO is no longer listed on the Nov 14, 2025 amendment — Smart Markets Fund SLP, LLC

SOL A. RASO appears on the Apr 25, 2023 Form D/A (executive officer) but not on the Nov 14, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Apr 25, 2023 ↗Form D/A · Nov 14, 2025 ↗SOL A. RASO — PartnerFacts page ↗Smart Markets Fund SLP, LLC — PartnerFacts page ↗

Sources

Form D/A · Apr 25, 2023 ↗ (Apr 25, 2023)
Form D/A · Nov 14, 2025 ↗ (Nov 14, 2025)
SOL A. RASO — PartnerFacts page ↗
Smart Markets Fund SLP, LLC — PartnerFacts page ↗ (Nov 14, 2025)

Worth asking · Sep 13, 2024 – Sep 11, 2025

SOL A. RASO is no longer listed on the Sep 11, 2025 amendment — SMART MARKETS FUND, L.P.

SOL A. RASO appears on the Sep 13, 2024 Form D/A (executive officer) but not on the Sep 11, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Sep 13, 2024 ↗Form D/A · Sep 11, 2025 ↗SOL A. RASO — PartnerFacts page ↗SMART MARKETS FUND, L.P. — PartnerFacts page ↗

Sources

Form D/A · Sep 13, 2024 ↗ (Sep 13, 2024)
Form D/A · Sep 11, 2025 ↗ (Sep 11, 2025)
SOL A. RASO — PartnerFacts page ↗
SMART MARKETS FUND, L.P. — PartnerFacts page ↗ (Sep 10, 2026)

Note · Aug 30, 2016 – Aug 28, 2017

Minimum investment changed between filings — SMART MARKETS FUND, L.P.

The Aug 30, 2016 filing lists a minimum of $1,000,000; the Aug 28, 2017 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 30, 2016 ↗Form D/A (later) · Aug 28, 2017 ↗SMART MARKETS FUND, L.P. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Aug 30, 2016 ↗ (Aug 30, 2016)
Form D/A (later) · Aug 28, 2017 ↗ (Aug 28, 2017)
SMART MARKETS FUND, L.P. — PartnerFacts page ↗ (Sep 10, 2026)

Note · Sep 25, 2012 – Sep 20, 2013

Minimum investment changed between filings — SMART MARKETS FUND, L.P.

The Sep 25, 2012 filing lists a minimum of $5,000,000; the Sep 20, 2013 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 25, 2012 ↗Form D/A (later) · Sep 20, 2013 ↗SMART MARKETS FUND, L.P. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Sep 25, 2012 ↗ (Sep 25, 2012)
Form D/A (later) · Sep 20, 2013 ↗ (Sep 20, 2013)
SMART MARKETS FUND, L.P. — PartnerFacts page ↗ (Sep 10, 2026)

Note · Jul 5, 2011 – Sep 29, 2011

SOL A. RASO is written 2 different ways on the filings

listed as "SOL Raso" on 11 filings (from Jul 5, 2011), and "SOL A. Raso" on 28 filings (from Sep 29, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 5, 2011 ↗Form D · Sep 29, 2011 ↗SOL A. RASO — PartnerFacts page ↗

Sources

Note · Sep 15, 2023 – Sep 13, 2024

Address moved from Chicago, IL to San Francisco, CA — SMART MARKETS FUND, L.P.

The people listed on the Sep 15, 2023 filing give Chicago, IL; on the Sep 13, 2024 filing they give San Francisco, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Sep 15, 2023 ↗Form D/A · Sep 13, 2024 ↗SMART MARKETS FUND, L.P. — PartnerFacts page ↗

Sources

Form D/A · Sep 15, 2023 ↗ (Sep 15, 2023)
Form D/A · Sep 13, 2024 ↗ (Sep 13, 2024)
SMART MARKETS FUND, L.P. — PartnerFacts page ↗ (Sep 10, 2026)

Note · Aug 28, 2017 – Aug 22, 2018

Address moved from San Francisco, CA to Chicago, IL — SMART MARKETS FUND, L.P.

The people listed on the Aug 28, 2017 filing give San Francisco, CA; on the Aug 22, 2018 filing they give Chicago, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Aug 28, 2017 ↗Form D/A · Aug 22, 2018 ↗SMART MARKETS FUND, L.P. — PartnerFacts page ↗

Sources

Form D/A · Aug 28, 2017 ↗ (Aug 28, 2017)
Form D/A · Aug 22, 2018 ↗ (Aug 22, 2018)
SMART MARKETS FUND, L.P. — PartnerFacts page ↗ (Sep 10, 2026)

Note · Jul 5, 2011 – Sep 13, 2024

SOL A. RASO is listed with 2 different address states: IL, CA

IL on 33 filings (Jul 5, 2011 to Sep 13, 2024); CA on 6 filings (Nov 17, 2014 to Jan 17, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jul 5, 2011 ↗Form D · Nov 17, 2014 ↗

Sources

Form D · Jul 5, 2011 ↗ (Jul 5, 2011)
Form D · Nov 17, 2014 ↗ (Nov 17, 2014)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

8 of 21 offerings report sales commissions totalling $50,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Sep 13, 2024 D/A SMART MARKETS FUND, L.P. File 021-166549	$0	$0	$0 (est.)	N/A no CRD number reported	EDGAR ↗
Apr 11, 2024 D/A Stockbridge Value Fund V, LP File 021-478558	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 11, 2024 D/A Stockbridge Value Fund V Feeder, LP File 021-478817	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 1, 2024 D Stockbridge Value Fund V SLP, LLC File 021-509230	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 17, 2024 D Stockbridge Value Fund V Holdings, LLC File 021-502658	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Apr 25, 2023 D/A Smart Markets Fund SLP, LLC File 021-444093	$0	$0	$0 (est.)	N/A no CRD number reported	EDGAR ↗
Apr 17, 2023 D Stockbridge Value Fund V Feeder, LP File 021-479022	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 8, 2021 D/A Stockbridge Value Fund IV, LP File 021-365648	$0	$0	$0	N/A no CRD number reported	EDGAR ↗
Jan 20, 2021 D Stockbridge Value Fund IV Holdings, LLC File 021-386775	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Dec 20, 2017 D Stockbridge Value Fund III Holdings, LLC File 021-301206	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Dec 19, 2017 D Smart Markets Carolinas REIT Trust File 021-301111	$6,250 (est.)	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Dec 19, 2017 D Smart Markets MA REIT, LLC File 021-301143	$6,250 (est.)	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
May 1, 2017 D Stockbridge Value Fund III, LP File 021-285838	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
May 1, 2017 D Stockbridge Value Fund III SLP, LLC File 021-285834	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Nov 17, 2014 D Stockbridge Value Fund II Holdings, LLC File 021-228526	$6,250 (est.)	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Feb 11, 2014 D STOCKBRIDGE VALUE FUND II, LP File 021-211706	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Feb 11, 2014 D STOCKBRIDGE VALUE FUND II SLP, LLC File 021-211721	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 11, 2012 D Smart Markets Fund REIT, LLC File 021-171548	$6,250	$0	$0 (est.)	CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) PHYLIS J. BECK BrokerCheck CRD 1020488 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) LORI P. MAYFIELD BrokerCheck CRD 4899271 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 9, 2012 D Stockbridge Value Fund Holdings, LLC File 021-171407	$6,250	$0	$0 (est.)	CHARLES B. HARRISON BrokerCheck CRD 3071551 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) PHYLLIS J. BECK BrokerCheck CRD 1020488 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) LORI P. MAYFIELD BrokerCheck CRD 4899271 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗)	EDGAR ↗
Jul 5, 2011 D STOCKBRIDGE VALUE FUND, LP File 021-162251	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Jul 5, 2011 D STOCKBRIDGE VALUE FUND SLP, LLC File 021-162253	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 20

Every issuer that named SOL A. Raso on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Stockbridge

SMART MARKETS FUND, L.P.

San Francisco, CA · Sep 29, 2011 → Sep 13, 2024 · 14 filings

Sep 13, 2024 · D/A · $3,379,195,118 sold of Indefinite · 98 investors · min. $500,000 · role: Executive Officer (Vice President and Secretary of CVA Smart Markets, LLC, the GP of the Issuer.) EDGAR ↗
Sep 15, 2023 · D/A · $3,283,392,322 sold of Indefinite · 98 investors · min. $500,000 · role: Executive Officer (VICE PRESIDENT OF CVA SMART MARKETS, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
Sep 19, 2022 · D/A · $2,861,226,029 sold of Indefinite · 101 investors · min. $500,000 · role: Executive Officer (VICE PRESIDENT OF CVA SMART MARKETS, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
Aug 17, 2021 · D/A · $2,022,830,576 sold of Indefinite · 48 investors · min. $500,000 · role: Executive Officer (VICE PRESIDENT OF CVA SMART MARKETS, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
Aug 19, 2020 · D/A · $1,541,121,888 sold of Indefinite · 39 investors · min. $500,000 · role: Executive Officer (VICE PRESIDENT OF CVA SMART MARKETS, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
Aug 21, 2019 · D/A · $1,486,900,000 sold of Indefinite · 29 investors · min. $500,000 · role: Executive Officer (VICE PRESIDENT OF CVA SMART MARKETS, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
Aug 22, 2018 · D/A · $1,362,800,000 sold of Indefinite · 26 investors · min. $500,000 · role: Executive Officer (VICE PRESIDENT OF CVA SMART MARKETS, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
Aug 28, 2017 · D/A · $1,127,100,000 sold of Indefinite · 17 investors · min. $500,000 · role: Executive Officer (VICE PRESIDENT OF CVA SMART MARKETS, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
Aug 30, 2016 · D/A · $1,095,300,000 sold of Indefinite · 15 investors · min. $1,000,000 · role: Executive Officer (VICE PRESIDENT OF CVA SMART MARKETS, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
Sep 17, 2015 · D/A · $945,300,000 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (VICE PRESIDENT OF CVA SMART MARKETS, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
Sep 18, 2014 · D/A · $822,800,000 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (VICE PRESIDENT OF CVA SMART MARKETS, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
Sep 20, 2013 · D/A · $472,500,000 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer (SECRETARY OF CVA SMART MARKETS, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
Sep 25, 2012 · D/A · $170,000,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (SECRETARY OF CVA SMART MARKETS, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗
Sep 29, 2011 · D · $100,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (SECRETARY OF CVA SMART MARKETS, LLC, THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $4.46B from 105 investors as of the latest filing. SOL is listed as executive officer on 14 filings for this deal.

SOL A. RASO

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Investor count went down between filings — SMART MARKETS FUND, L.P.

SOL A. RASO appears on 3 deals that stopped filing before reaching their target

10 offerings have no amendment in the last 12 months and may still be open

SOL A. RASO is no longer listed on the Nov 14, 2025 amendment — Smart Markets Fund SLP, LLC

SOL A. RASO is no longer listed on the Sep 11, 2025 amendment — SMART MARKETS FUND, L.P.

Minimum investment changed between filings — SMART MARKETS FUND, L.P.

Minimum investment changed between filings — SMART MARKETS FUND, L.P.

SOL A. RASO is written 2 different ways on the filings

Address moved from Chicago, IL to San Francisco, CA — SMART MARKETS FUND, L.P.

Address moved from San Francisco, CA to Chicago, IL — SMART MARKETS FUND, L.P.

SOL A. RASO is listed with 2 different address states: IL, CA

5. Money to insiders

Deals 20

People around SOL 23

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person