PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:43 AM ET

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Simon Williams

Named as an officer, director or promoter on SEC Form D filings · MA, AR · Feb 3, 2010 → Jun 6, 2023

2deals (issuers)
$13.9Mreported sold
95investors
13Form D filings
2010–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Simon Williams is listed as an executive officer and director on 13 SEC Form D filings by 2 issuers between Feb 2010 and Jun 2023: TEPHA INC (Lexington, MA — other health care — 2010–2012; $11.3M reported sold to 44 investors) and Akeso Biomedical, Inc. (Burlington, MA — industry reported as "Other" — 2014–2023; $2.52M reported sold to 51 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $13.9M sold in total.

Listed alongside Anthony Sinskey (10 shared filings), Robert Calvin Goforth (8 shared filings), Greg W. Lee (7 shared filings), Bernard Prusaczyk (6 shared filings), Mark Kidd (6 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Simon. Each name links to their own page.

1 of the issuers belongs to the sponsor group Vin (57 issuers, $13.8M reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Vin has 57 companies on file and $13.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 13 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for Simon Williams and found 12 differences: Form D filed 19 days after the first sale; 10 offerings have no amendment in the last 12 months and may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Simon Williams has not run yet — it is joining a line of 39,356 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Simon Williams..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

13 cases: 13 closed (disposition not in docket feed)

Simon E. Williams closed
United States Bankruptcy Court, C.D. California · No. 6:17-bk-20029 · Filed Dec 5, 2017 · Closed Sep 14, 2018
Role of Simon E. Williams: Debtor · Outcome: Case closed 2018-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Simon E. Williams closed
United States Bankruptcy Court, C.D. California · No. 6:14-bk-12126 · Filed Feb 21, 2014 · Closed Sep 18, 2017
Role of Simon E. Williams: Debtor · Outcome: Case closed 2017-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Simon M Williams, JR closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:13-bk-03871 · Filed Jul 26, 2013 · Closed Jun 24, 2015
Role of Simon M Williams, JR: Debtor · Outcome: Case closed 2015-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
Simon A Williams, Jr and Wendy D Williams closed
United States Bankruptcy Court, E.D. Virginia · No. 10-32947 · Filed Apr 26, 2010 · Closed Oct 23, 2015
Role of Simon A Williams, Jr: Debtor · Outcome: Case closed 2015-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 5 people with this name in Form D filings; court in VA (not a filing state)
Simon L. Williams closed
United States Bankruptcy Court, W.D. Texas · No. 06-30692 · Filed Jul 5, 2006 · Closed Jan 11, 2012
Role of Simon L. Williams: Debtor · Outcome: Case closed 2012-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)
Simon M Williams and Kelly B Williams closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:04-bk-56124 · Filed Dec 14, 2004 · Closed Apr 15, 2005
Role of Simon M Williams and Kelly B Williams: Debtor · Outcome: Case closed 2005-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
Simon E Williams closed
United States Bankruptcy Court, C.D. California · No. 6:04-bk-13696 · Filed Mar 24, 2004 · Closed Jul 21, 2004
Role of Simon E Williams: Debtor · Outcome: Case closed 2004-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Simon Williams, Jr and Diana Lynn Williams closed
United States Bankruptcy Court, W.D. Washington · No. 02-50928 · Filed Nov 5, 2002 · Closed Feb 24, 2003
Role of Simon Williams, Jr: Debtor · Outcome: Case closed 2003-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 5 people with this name in Form D filings; court in WA (not a filing state)
Simon Williams and Daisy Lee Williams closed
United States Bankruptcy Court, S.D. California · No. 00-05349 · Filed May 25, 2000 · Closed Sep 11, 2000
Role of Simon Williams and Daisy Lee Williams: Debtor · Outcome: Case closed 2000-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Simon D. Williams and Dana M. Harvey-Williams closed
United States Bankruptcy Court, N.D. Ohio · No. 00-31298 · Filed Mar 31, 2000 · Closed Sep 7, 2000
Role of Simon D. Williams and Dana M. Harvey-Williams: Debtor · Outcome: Case closed 2000-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
SIMON WILLIAMS closed
United States Bankruptcy Court, N.D. Alabama · No. 99-06952 · Filed Nov 22, 1999 · Closed Oct 4, 2000
Role of SIMON WILLIAMS: Debtor · Outcome: Case closed 2000-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 5 people with this name in Form D filings; court in AL (not a filing state)
SIMON WILLIAMS closed
United States Bankruptcy Court, N.D. Alabama · No. 94-01533 · Filed Mar 15, 1994 · Closed Nov 21, 1994
Role of SIMON WILLIAMS: Debtor · Outcome: Case closed 1994-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 5 people with this name in Form D filings; court in AL (not a filing state)
Simon D. Williams and Ida J. Williams closed
United States Bankruptcy Court, E.D. Wisconsin · No. 90-25634 · Filed Oct 22, 1990 · Closed May 9, 1994
Role of Simon D. Williams and Ida J. Williams: Debtor · Outcome: Case closed 1994-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Simon Williams (compared 13 filings on Oct 24, 2026)

Note · Jan 15, 2010 – Feb 3, 2010

Form D filed 19 days after the first sale — TEPHA INC

The filing says the first sale was Jan 15, 2010. The Form D was filed Feb 3, 2010 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 3, 2010 ↗TEPHA INC — PartnerFacts page ↗
Sources
Note · Jan 15, 2010 – Jun 6, 2023

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Akeso Biomedical, Inc. (latest filing Jun 6, 2023) · No amendment in the last 12 months on an offering that may still be open — Akeso Biomedical, Inc. (latest filing Feb 12, 2021) · No amendment in the last 12 months on an offering that may still be open — Akeso Biomedical, Inc. (latest filing Nov 8, 2019) · No amendment in the last 12 months on an offering that may still be open — Akeso Biomedical, Inc. (latest filing Dec 5, 2018) · No amendment in the last 12 months on an offering that may still be open — Akeso Biomedical, Inc. (latest filing Mar 17, 2017) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 6, 2023 ↗Akeso Biomedical, Inc. — PartnerFacts page ↗Form D · Feb 12, 2021 ↗Form D · Nov 8, 2019 ↗
Sources
Note · May 18, 2018 – Dec 5, 2018

Offering amount changed between filings — Akeso Biomedical, Inc.

The May 18, 2018 filing says $1,050,000 offered; the Dec 5, 2018 Form D/A says $2,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 18, 2018 ↗Form D/A (later) · Dec 5, 2018 ↗Akeso Biomedical, Inc. — PartnerFacts page ↗
Sources
Note · Mar 23, 2016 – Mar 17, 2017

Minimum investment changed between filings — Akeso Biomedical, Inc.

The Mar 23, 2016 filing lists a minimum of $0; the Mar 17, 2017 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 23, 2016 ↗Form D/A (later) · Mar 17, 2017 ↗Akeso Biomedical, Inc. — PartnerFacts page ↗
Sources
Note · Apr 2, 2014 – Mar 23, 2016

Industry group changed between filings — Akeso Biomedical, Inc.

"Other" (Apr 2, 2014); then "Other Health Care" (Dec 22, 2014 to Jul 13, 2015); then "Other" (Mar 23, 2016 to Jun 6, 2023).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Apr 2, 2014 ↗Form D · Dec 22, 2014 ↗Form D · Mar 23, 2016 ↗Akeso Biomedical, Inc. — PartnerFacts page ↗
Sources
Note · Feb 27, 2023 – Oct 5, 2026

Same name, different state: "Simon Paul Vincent Williams" (Y7) is a separate record

This page covers filings where the address state is MA or AR. A separate record, "Simon Paul Vincent Williams" with address state Y7, is listed on 19 filings — most recently by Hedosophia Investments VI U L.P. (Oct 5, 2026). Both records have filings in the same period (Feb 27, 2023 to Jun 6, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Simon Paul Vincent Williams (Y7) — PartnerFacts page ↗Form D · Oct 5, 2026 ↗Hedosophia Investments VI U L.P. — PartnerFacts page ↗Simon Williams (MA,AR) — this page ↗
Sources
Note · Nov 18, 2013 – Dec 2, 2020

Same name, different state: "Simon Williams" (CA) is a separate record

This page covers filings where the address state is MA or AR. A separate record, "Simon Williams" with address state CA, is listed on 4 filings — most recently by NERDWALLET, INC. (Dec 2, 2020). Both records have filings in the same period (Nov 18, 2013 to Dec 2, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Simon Williams (CA) — PartnerFacts page ↗Form D · Dec 2, 2020 ↗NERDWALLET, INC. — PartnerFacts page ↗Simon Williams (MA,AR) — this page ↗
Sources
Note · Dec 22, 2016

Same name, different state: "Simon Williams" (A8) is a separate record

This page covers filings where the address state is MA or AR. A separate record, "Simon Williams" with address state A8, is listed on 1 filing — most recently by Kaloom Inc. (Dec 22, 2016). Both records have filings in the same period (Dec 22, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Simon Williams (A8) — PartnerFacts page ↗Form D · Dec 22, 2016 ↗Kaloom Inc. — PartnerFacts page ↗Simon Williams (MA,AR) — this page ↗
Sources
Note · May 8, 2009 – Apr 19, 2011

Same name, different state: "Simon J. Williams" (NY) is a separate record

This page covers filings where the address state is MA or AR. A separate record, "Simon J. Williams" with address state NY, is listed on 4 filings — most recently by On Deck Capital Inc (Apr 19, 2011). Both records have filings in the same period (Feb 3, 2010 to Apr 19, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Simon J. Williams (NY) — PartnerFacts page ↗Form D/A · Apr 19, 2011 ↗On Deck Capital Inc — PartnerFacts page ↗Simon Williams (MA,AR) — this page ↗
Sources
Note · May 18, 2018 – Dec 5, 2018

Address moved from Waltham, MA to Fayetteville, AR — Akeso Biomedical, Inc.

The people listed on the May 18, 2018 filing give Waltham, MA; on the Dec 5, 2018 filing they give Fayetteville, AR.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · May 18, 2018 ↗Form D/A · Dec 5, 2018 ↗Akeso Biomedical, Inc. — PartnerFacts page ↗
Sources
Note · Mar 17, 2017 – May 18, 2018

Address moved from Fayetteville, AR to Waltham, MA — Akeso Biomedical, Inc.

The people listed on the Mar 17, 2017 filing give Fayetteville, AR; on the May 18, 2018 filing they give Waltham, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 17, 2017 ↗Form D · May 18, 2018 ↗Akeso Biomedical, Inc. — PartnerFacts page ↗
Sources
Note · Feb 3, 2010 – Jun 6, 2023

Simon Williams is listed with 2 different address states: MA, AR

MA on 12 filings (Feb 3, 2010 to Jun 6, 2023); AR on 1 filing (Feb 12, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Feb 3, 2010 ↗Form D · Feb 12, 2021 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 11 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 6, 2023 D
Akeso Biomedical, Inc.
File 021-483446
$0$0$0N/A no CRD number reportedEDGAR ↗
Feb 12, 2021 D
Akeso Biomedical, Inc.
File 021-389302
$0$0$0None no CRD number reportedEDGAR ↗
Nov 8, 2019 D
Akeso Biomedical, Inc.
File 021-352992
$0$0$0N/A no CRD number reportedEDGAR ↗
Dec 5, 2018 D/A
Akeso Biomedical, Inc.
File 021-312793
$0$0$0None no CRD number reportedEDGAR ↗
Mar 17, 2017 D/A
Akeso Biomedical, Inc.
File 021-259858
$0$0$0N/a no CRD number reportedEDGAR ↗
Jul 13, 2015 D
Akeso Biomedical, Inc.
File 021-243529
$0$0$0N/A no CRD number reportedEDGAR ↗
Dec 22, 2014 D
Akeso Biomedical, Inc.
File 021-230659
$0$0$0N/A no CRD number reportedEDGAR ↗
Apr 2, 2014 D
Akeso Biomedical, Inc.
File 021-214763
$0$0$0n/a no CRD number reportedEDGAR ↗
Mar 16, 2012 D
TEPHA INC
File 021-175061
$0$0$0None listed on this filingEDGAR ↗
May 18, 2011 D
TEPHA INC
File 021-159979
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2010 D
TEPHA INC
File 021-53390
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Simon Williams on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AB
Other · group: Vin

Akeso Biomedical, Inc.

Burlington, MA · Apr 2, 2014 → Jun 6, 2023 · 10 filings
  • Jun 6, 2023 · D · $25,000 sold of $200,000 · 2 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
  • Feb 12, 2021 · D · $573,905 sold of $1,000,000 · 30 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 8, 2019 · D · $597,325 sold of $3,000,000 · 20 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 5, 2018 · D/A · $981,695 sold of $2,500,000 · 51 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 18, 2018 · D · $149,285 sold of $1,050,000 · 17 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 17, 2017 · D/A · $2,515,000 sold of $5,000,000 · 26 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 23, 2016 · D · $0 sold of $5,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 13, 2015 · D · $535,000 sold of $1,000,000 · 10 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 22, 2014 · D · $225,000 sold of $500,000 · 9 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 2, 2014 · D · $0 sold of $250,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $2.52M from 51 investors (100% of the $200K target) as of the latest filing. Simon is listed as executive officer, director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Other Health Care

TEPHA INC

Lexington, MA · Feb 3, 2010 → Mar 16, 2012 · 3 filings
  • Mar 16, 2012 · D · $11,346,654 sold of Indefinite · 38 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 18, 2011 · D · $4,970,273 sold of $5,148,147 · 40 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 3, 2010 · D · $2,972,576 sold of $7,407,407 · 44 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $11.3M from 44 investors as of the latest filing. Simon is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Simon Paul Vincent Williams — Guernsey (as filed: Y7), 19 issuers, Feb 27, 2023 → Oct 5, 2026 · no shared issuer
  • Simon Williams — CA, 3 issuers, Nov 18, 2013 → Dec 2, 2020 · no shared issuer
  • Simon J. Williams — NY, 1 issuer, May 8, 2009 → Apr 19, 2011 · no shared issuer
  • Simon Williams — Quebec, Canada (as filed: A8), 1 issuer, Dec 22, 2016 → Dec 22, 2016 · no shared issuer

People around Simon 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Sinskey

Director · 10 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Simon Williams. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Calvin Goforth

Director · 8 shared filings (1 issuer) · also on 56 other issuers

Robert Calvin Goforth is on 57 issuers in total — a repeat sponsor. Their page lists every one.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Greg W. Lee

Director · 7 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Simon Williams. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Scott D. Roth

Director · 6 shared filings (1 issuer) · also on 4 other issuers

Scott D. Roth is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Kidd

Executive Officer · 6 shared filings (1 issuer) · also on 14 other issuers

Mark Kidd is on 15 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Bernard Prusaczyk

Executive Officer, Director · 6 shared filings (1 issuer) · also on 4 other issuers

Bernard Prusaczyk is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KO
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Ohashi

Director · 4 shared filings (1 issuer)

Listed on the same filings as Simon Williams. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hartnett

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Simon Williams. Their page shows their other deals.

EG
No photo found yet (own website and image search run after this page is viewed)
Person

Edward M. Giles

Director · 3 shared filings (1 issuer)

Listed on the same filings as Simon Williams. Their page shows their other deals.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

Richard B. Emmitt

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Simon Williams. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

R. Calvin Goforth

Director · 2 shared filings (1 issuer) · also on 10 other issuers

R. Calvin Goforth is on 11 issuers in total — a repeat sponsor. Their page lists every one.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Muller

Director · 1 shared filing (1 issuer)

Listed on the same filings as Simon Williams. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Wagstaff

Executive Officer · 1 shared filing (1 issuer) · also on 13 other issuers

Mark Wagstaff is on 14 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

V
Sponsor group

Vin

57 issuers · 125 filings · $13.8M reported sold · 2011–2026

One team, 57 deal companies. Simon Williams is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Simon Williams.

Same business address

7 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Simon Williams by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Simon Williams is listed on: none on file. No website or social profile named in TEPHA INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #1,488 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Lexington, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗Arkansas state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗Arkansas Secretary of State business search ↗OpenCorporates ↗

Change history

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