Simon Moy is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Apr 2009 and Jun 2011: AIRKAST INC (Milpitas, CA — other technology — 2009–2011; $750K reported sold to 3 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Harry Dahlberg (2 shared filings), John Van Dyke (2 shared filings), Larry Leung (2 shared filings), Nicholas Walker (2 shared filings) and Robert Maccini (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Simon. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Simon Moy and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Industry group changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.