Simon Mainwaring is listed as a director on 1 SEC Form D filing by 1 issuer in Jan 2020: VG Holdco, Inc. (Culver City, CA — restaurants — 2020; $7.5M reported sold to 2 investors).
What this means One deal on file with the SEC, filed Jan 2020. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Powerplant (11 issuers, $443.3M reported sold, 2009–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Powerplant has 11 companies on file and $443.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 2 court cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Simon Mainwaring and found 3 differences: Simon Mainwaring appears on 1 deal that stopped filing before reaching its target; Form D filed 35 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.