Sponsor Check › Person
Related person on Form D filings · address states as listed: CT, C3 · listed Oct 25, 2024 → Oct 25, 2024
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Search queued. Results are added automatically; check back later or follow this page to be notified.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
1 of 3 offerings reports sales commissions totalling $6,000,000; 1 reports finder's fees totalling $12,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Dec 20, 2024 D File 021-532995 | $0 | $12,000 | $0 | A5 Securities LLC BrokerCheck CRD 288410 ↗ |
| EDGAR ↗ | Oct 25, 2024 D/A File 021-436198 | $0 | $0 | $0 | StratCap Securities, LLC BrokerCheck CRD 151152 ↗ |
| EDGAR ↗ | Oct 25, 2024 D/A File 021-410578 | $6,000,000 (est.) | $0 | $0 | STRATCAP SECURITIES, LLC BrokerCheck CRD 151152 ↗ Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ American Trust Investment Services, Inc. BrokerCheck CRD 3001 ↗ Arkadios Capital BrokerCheck CRD 282710 ↗ Benchmark Investments, LLC BrokerCheck CRD 103792 ↗ Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ Cabot Lodge Securities, LLC BrokerCheck CRD 159712 ↗ Realta Equities, Inc. BrokerCheck CRD 23769 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Crown Capital Securities, L.P. BrokerCheck CRD 6312 ↗ D.H. Hill Securities, LLP BrokerCheck CRD 41528 ↗ Dempsey Lord Smith, LLC BrokerCheck CRD 141238 ↗ Emerson Equity LLC BrokerCheck CRD 13002 ↗ First Southern, LLC BrokerCheck CRD 282756 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ IBN Financial Services, Inc. BrokerCheck CRD 42360 ↗ IFP Securities, LLC BrokerCheck CRD 297287 ↗ Infinity Securities Inc. BrokerCheck CRD 144302 ↗ KCD Financial, Inc. BrokerCheck CRD 127473 ↗ Kingswood Capital Partners, LLC BrokerCheck CRD 288898 ↗ Lion Street Financial, LLC BrokerCheck CRD 165828 ↗ Newbridge Securities BrokerCheck CRD 104065 ↗ Purshe Kaplan Sterling Investments, Inc. BrokerCheck CRD 35747 ↗ Sunbelt Securities, Inc. BrokerCheck CRD 42180 ↗ TCFG Wealth Management, LLC BrokerCheck CRD 164153 ↗ Third Seven Capital LLC BrokerCheck CRD 160209 ↗ Titan Securities BrokerCheck CRD 131392 ↗ Vanderbilt Securities, LLC BrokerCheck CRD 5953 ↗ Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ Joseph Stone Capital L.L.C. BrokerCheck CRD 159744 ↗ ShareNett Securities LLC BrokerCheck CRD 151011 ↗ Balanced Security Planning, Inc. BrokerCheck CRD 4038 ↗ WestPark Capital, Inc. BrokerCheck CRD 39914 ↗ World Equity Group, Inc. BrokerCheck CRD 29087 ↗ Invicta Capital LLC BrokerCheck CRD 288101 ↗ Nobles& Richards, Inc. BrokerCheck CRD 146870 ↗ M Holdings Securities, Inc. BrokerCheck CRD 43285 ↗ Stonecrest Capital Markets, Inc. BrokerCheck CRD 39616 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | HMC Digital Infrastructure USA, LLC group: Stratcap | Director | Dec 20, 2024 | D | $125,000 similar: $125,000–$125,000 | $18,000 | 18 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | StratCap Digital Infrastructure REIT, Inc. group: Stratcap | Director DIRECTOR OF THE ISSUER | Oct 25, 2024 | D/A | Indefinite similar: $125,000–$125,000 | $113,722,752 | 1654 similar: 124–125 | $2,500 similar: $1,000–$1,000 |
| EDGAR ↗ | SWIF II Operating Partnership, LP group: Stratcap | Director Director of the General Partner of the Issuer | Oct 25, 2024 | D/A | Indefinite similar: $125,000–$125,000 | $21,150,500 | 229 similar: 124–125 | $1,000,000 similar: $1,000–$1,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Simon Mitchell. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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