PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:42 AM ET

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Simon Philip Guy Lee

Named as an officer, director or promoter on SEC Form D filings · DC · Feb 7, 2024 → Aug 24, 2026

1deal (issuers)
$5.4Mreported sold
11investors
19Form D filings
2024–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:51 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Simon Philip Guy Lee is listed as a director on 19 SEC Form D filings by 1 issuer between Jan 2022 and Aug 2026: Public Policy Holding Company, Inc. (Washington, DC — industry reported as "Other" — 2022–2026; $5.4M reported sold to 11 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Benjamin Langer Ginsberg (19 shared filings), George Stewart Hall (19 shared filings), Jill Agnes Gillespie Kendrick (19 shared filings), Kimberly Anne White (19 shared filings), Zachary Wayne Williams (19 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Simon. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 9 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 19 public filings for Simon Philip Guy Lee and found 9 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Stifel Nicolaus Europe Limited; Form D filed 147 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Simon Philip Guy Lee has not run yet — it is #27,603 of 39,162 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Simon Lee v. Western Reserve Life dismissed
District Court, C.D. California · No. 8:03-cv-01076 · Filed Jun 30, 2003 · Closed Oct 29, 2004 · Nature of suit: 864 S.S.I.D.
Role of Simon Lee: Plaintiff · Outcome: Terminated 2004-10-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Simon Philip Guy Lee..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Simon Lee closed
United States Bankruptcy Court, C.D. California · No. 8:23-bk-11874 · Filed Sep 13, 2023 · Closed Jan 3, 2024
Role of Simon Lee: Debtor · Outcome: Case closed 2024-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Simon Lee closed
United States Bankruptcy Court, N.D. Illinois · No. 19-15801 · Filed Jun 1, 2019 · Closed Sep 20, 2019
Role of Simon Lee: Debtor · Outcome: Case closed 2019-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Simon Lee closed
United States Bankruptcy Court, E.D. New York · No. 1-18-41776 · Filed Mar 31, 2018 · Closed Jul 5, 2018
Role of Simon Lee: Debtor · Outcome: Case closed 2018-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Kayla B. Lee and Simon Lee closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-10-14195 · Filed May 27, 2010 · Closed Sep 21, 2010
Role of Simon Lee: Debtor · Outcome: Case closed 2010-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)
Simon Lee closed
United States Bankruptcy Court, E.D. California · No. 09-24675 · Filed Mar 18, 2009 · Closed Jul 10, 2009
Role of Simon Lee: Debtor · Outcome: Case closed 2009-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Simon Lee closed
United States Bankruptcy Court, E.D. California · No. 04-30700 · Filed Oct 26, 2004 · Closed Feb 11, 2005
Role of Simon Lee: Debtor · Outcome: Case closed 2005-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Simon Lee closed
United States Bankruptcy Court, D. Maryland · No. 04-27520 · Filed Jul 23, 2004 · Closed Nov 23, 2004
Role of Simon Lee: Debtor · Outcome: Case closed 2004-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
Simon Lee closed
United States Bankruptcy Court, N.D. Illinois · No. 02-07942 · Filed Feb 28, 2002 · Closed Jun 13, 2002
Role of Simon Lee: Debtor · Outcome: Case closed 2002-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Simon Lee closed
United States Bankruptcy Court, E.D. California · No. 94-25134 · Filed Jun 28, 1994 · Closed Feb 29, 2000
Role of Simon Lee: Debtor · Outcome: Case closed 2000-02-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Simon Philip Guy Lee — 2 worth asking about (compared 19 filings on Oct 24, 2026)

Worth asking · Jan 7, 2022

Paid seller listed without a CRD number: Stifel Nicolaus Europe Limited — Public Policy Holding Company, Inc.

Stifel Nicolaus Europe Limited is listed as receiving sales compensation on 1 filing (Jan 7, 2022) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Jan 7, 2022 ↗BrokerCheck search: Stifel Nicolaus Europe Limited ↗Public Policy Holding Company, Inc. — PartnerFacts page ↗
Sources
Worth asking · Oct 12, 2022 – Mar 8, 2023

Form D filed 147 days after the first sale — Public Policy Holding Company, Inc.

The filing says the first sale was Oct 12, 2022. The Form D was filed Mar 8, 2023 — 147 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 132 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 8, 2023 ↗Public Policy Holding Company, Inc. — PartnerFacts page ↗
Sources
Note · Aug 3, 2026 – Aug 24, 2026

Form D filed 21 days after the first sale — Public Policy Holding Company, Inc.

The filing says the first sale was Aug 3, 2026. The Form D was filed Aug 24, 2026 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 24, 2026 ↗Public Policy Holding Company, Inc. — PartnerFacts page ↗
Sources
Note · Dec 13, 2021 – Jan 7, 2022

Form D filed 25 days after the first sale — Public Policy Holding Company, Inc.

The filing says the first sale was Dec 13, 2021. The Form D was filed Jan 7, 2022 — 25 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 10 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 7, 2022 ↗Public Policy Holding Company, Inc. — PartnerFacts page ↗
Sources
Note · Oct 1, 2022 – Sep 29, 2023

No amendment in the last 12 months on an offering that may still be open — Public Policy Holding Company, Inc. (latest filing Sep 29, 2023)

The latest filing for this offering is dated Sep 29, 2023 (first sale Oct 1, 2022). It reports $1,550,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 29, 2023 ↗Public Policy Holding Company, Inc. — PartnerFacts page ↗
Sources
Note · Jan 7, 2022 – Jun 25, 2025

Simon Philip Guy Lee is written 3 different ways on the filings

listed as "Simon Lee" on 7 filings (from Jan 7, 2022), and "Simon Phillip Guy Lee" on 5 filings (from Feb 7, 2024), and "Simon Philip Guy Lee" on 7 filings (from Jun 25, 2025).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 7, 2022 ↗Form D/A · Feb 7, 2024 ↗Form D · Jun 25, 2025 ↗Simon Philip Guy Lee — PartnerFacts page ↗
Sources
Note · May 7, 2024

Same name, different state: "Simon Lee" (C3) is a separate record

This page covers filings where the address state is DC. A separate record, "Simon Lee" with address state C3, is listed on 1 filing — most recently by Emerald Resources NL (May 7, 2024). Both records have filings in the same period (May 7, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Simon Lee (C3) — PartnerFacts page ↗Form D · May 7, 2024 ↗Emerald Resources NL — PartnerFacts page ↗Simon Philip Guy Lee (DC) — this page ↗
Sources
Note · Nov 1, 2022

Same name, different state: "Simon Lee" (CA) is a separate record

This page covers filings where the address state is DC. A separate record, "Simon Lee" with address state CA, is listed on 1 filing — most recently by IKIN, Inc. (Nov 1, 2022). The two records do not overlap in time: this page runs Feb 7, 2024 to Aug 24, 2026; the other has one filing dated Nov 1, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Simon Lee (CA) — PartnerFacts page ↗Form D · Nov 1, 2022 ↗IKIN, Inc. — PartnerFacts page ↗Simon Philip Guy Lee (DC) — this page ↗
Sources
Note · Jul 16, 2010 – Mar 4, 2014

Same name, different state: "Simon Lee" (NY) is a separate record

This page covers filings where the address state is DC. A separate record, "Simon Lee" with address state NY, is listed on 4 filings — most recently by iTB Holdings Inc. (Mar 4, 2014). The two records do not overlap in time: this page runs Feb 7, 2024 to Aug 24, 2026; the other runs Jul 16, 2010 to Mar 4, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Simon Lee (NY) — PartnerFacts page ↗Form D · Mar 4, 2014 ↗iTB Holdings Inc. — PartnerFacts page ↗Simon Philip Guy Lee (DC) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 17 offerings reports sales commissions totalling $269,999; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 24, 2026 D
Public Policy Holding Company, Inc.
File 021-595138
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2026 D
Public Policy Holding Company, Inc.
File 021-590823
$0$0$0None listed on this filingEDGAR ↗
May 14, 2026 D
Public Policy Holding Company, Inc.
File 021-583970
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2026 D
Public Policy Holding Company, Inc.
File 021-580583
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2026 D
Public Policy Holding Company, Inc.
File 021-568839
$0$0$0None listed on this filingEDGAR ↗
Aug 7, 2025 D
Public Policy Holding Company, Inc.
File 021-553995
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2025 D
Public Policy Holding Company, Inc.
File 021-549772
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2025 D
Public Policy Holding Company, Inc.
File 021-543697
$0$0$0None listed on this filingEDGAR ↗
Jun 21, 2024 D
Public Policy Holding Company, Inc.
File 021-516619
$0$0$0None listed on this filingEDGAR ↗
May 2, 2024 D
Public Policy Holding Company, Inc.
File 021-512247
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2024 D/A
Public Policy Holding Company, Inc.
File 021-475236
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2024 D
Public Policy Holding Company, Inc.
File 021-504660
$0$0$0None listed on this filingEDGAR ↗
Sep 29, 2023 D/A
Public Policy Holding Company, Inc.
File 021-461508
$0$0$0None listed on this filingEDGAR ↗
Mar 8, 2023 D
Public Policy Holding Company, Inc.
File 021-475237
$0$0$0None listed on this filingEDGAR ↗
Nov 3, 2022 D
Public Policy Holding Company, Inc.
File 021-463772
$0$0$0None listed on this filingEDGAR ↗
Apr 13, 2022 D
Public Policy Holding Company, Inc.
File 021-441601
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2022 D
Public Policy Holding Company, Inc.
File 021-428488
$269,999$0$0Stifel Nicolaus Europe Limited no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Simon Philip Guy Lee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PP
Other

Public Policy Holding Company, Inc.

Washington, DC · Jan 7, 2022 → Aug 24, 2026 · 19 filings
  • Aug 24, 2026 · D · $2,040,000 sold of $2,040,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2026 · D · $1,054,541 sold of $1,054,541 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 14, 2026 · D · $300,000 sold of $300,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 15, 2026 · D · $598,508 sold of $598,508 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 5, 2026 · D · $100,000 sold of $100,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 7, 2025 · D · $450,000 sold of $450,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 25, 2025 · D · $607,353 sold of $607,353 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 15, 2025 · D · $4,950,000 sold of $4,950,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 21, 2024 · D · $1,402,748 sold of $1,402,748 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 2, 2024 · D · $1,500,000 sold of $1,500,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 7, 2024 · D/A · $4,400,000 sold of $4,400,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 7, 2024 · D · $90,000 sold of $90,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 29, 2023 · D/A · $1,550,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 8, 2023 · D · $53,000 sold of $53,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 8, 2023 · D · $4,400,000 sold of $4,400,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 3, 2022 · D · $825,000 sold of $825,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 12, 2022 · D · $1,145,200 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 13, 2022 · D · $178,333 sold of $178,333 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 7, 2022 · D · $5,399,998 sold of $5,399,998 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.4M from 11 investors (100% of the $2.04M target) as of the latest filing. Simon is listed as director on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Simon Lee — NY, 1 issuer, Jul 16, 2010 → Mar 4, 2014 · no shared issuer
  • Simon Lee — CA, 1 issuer, Nov 1, 2022 → Nov 1, 2022 · no shared issuer
  • Simon Lee — Australia (as filed: C3), 1 issuer, May 7, 2024 → May 7, 2024 · no shared issuer
  • Simon S. Lee — VA, 1 issuer, Nov 16, 2016 → Nov 16, 2016 · no shared issuer

People around Simon 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

George Stewart Hall

Executive Officer, Director · 19 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

ZW
No photo found yet (own website and image search run after this page is viewed)
Person

Zachary Wayne Williams

Director, Executive Officer · 19 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kimberly Anne White

Director · 19 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin Langer Ginsberg

Director · 19 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jill Agnes Gillespie Kendrick

Executive Officer · 19 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Edward Gensemer

Executive Officer · 17 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Neal Howard Strum

Executive Officer · 16 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

WC
No photo found yet (own website and image search run after this page is viewed)
Person

William Robert Chess

Executive Officer, Director · 14 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Roeland Jozef Bernard Smits

Executive Officer, Director · 12 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Keenan N. Austin

Director · 11 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Roel Smits

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Johnson McCallum Green

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Ross Mazzanti

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen Louise Casey

Director · 4 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Charles D. Brown

Director · 3 shared filings (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Keenan N. Reed

Director · 1 shared filing (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Johnston McCollum Green

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Charlies D. Brown

Director · 1 shared filing (1 issuer)

Listed on the same filings as Simon Philip Guy Lee. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Simon Philip Guy Lee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Simon Philip Guy Lee is listed on: none on file. No website or social profile named in Public Policy Holding Company, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #11,405 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Washington, DC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗District of Columbia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

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