PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:56 AM ET

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Simon Raab

Named as an officer, director or promoter on SEC Form D filings · CA · Sep 8, 2010 → Aug 16, 2023

3deals (issuers)
$42.6Mreported sold
207investors
40Form D filings
2010–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Simon Raab is listed as an executive officer and director on 40 SEC Form D filings by 3 issuers between Sep 2010 and Aug 2023: LungLife AI, Inc. (Thousand Oaks, CA — biotechnology — 2011–2021; $25.4M reported sold to 41 investors), TrueVision Systems Inc (Goleta, CA — other health care — 2010–2016; $9.21M reported sold to 64 investors) and Digital Surgery Systems, Inc. (Goleta, CA — industry reported as "Other" — 2021–2023; $7.99M reported sold to 102 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $42.6M sold in total.

Listed alongside Frederick Gluck (38 shared filings), Michael Pfau (30 shared filings), Alan Heeger (20 shared filings), Tom Hyongsok Soh (19 shared filings), Amit Munshi (16 shared filings) and 25 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Simon. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 40 public filings for Simon Raab and found 12 differences, 3 worth asking the sponsor about: 9 offerings reported fewer investors on a later filing; 9 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Simon Raab has not run yet — it is joining a line of 43,843 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Simon Raab..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Simon Raab — 3 worth asking about (compared 40 filings on Oct 24, 2026)

Worth asking · Jul 25, 2012 – Apr 1, 2019

9 offerings reported fewer investors on a later filing

Investor count went down between filings — LungLife AI, Inc. · Investor count went down between filings — LungLife AI, Inc. · Investor count went down between filings — LungLife AI, Inc. · Investor count went down between filings — LungLife AI, Inc. · Investor count went down between filings — LungLife AI, Inc. · and 4 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Jan 18, 2019 ↗Form D/A (later) · Apr 1, 2019 ↗LungLife AI, Inc. — PartnerFacts page ↗Form D/A (earlier) · Jan 17, 2019 ↗
Sources
Worth asking · Aug 18, 2010 – Mar 22, 2021

9 Form Ds were filed more than 15 days after the first sale

Form D filed 614 days after the first sale — Digital Surgery Systems, Inc. · Form D filed 816 days after the first sale — TrueVision Systems Inc · Form D filed 219 days after the first sale — TrueVision Systems Inc · Form D filed 177 days after the first sale — TrueVision Systems Inc · Form D filed 43 days after the first sale — TrueVision Systems Inc · and 4 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 22, 2021 ↗Digital Surgery Systems, Inc. — PartnerFacts page ↗Form D · Mar 1, 2016 ↗TrueVision Systems Inc — PartnerFacts page ↗
Sources
Note · Aug 18, 2010 – May 26, 2021

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — LungLife AI, Inc. (latest filing May 26, 2021) · No amendment in the last 12 months on an offering that may still be open — LungLife AI, Inc. (latest filing Jan 28, 2014) · No amendment in the last 12 months on an offering that may still be open — LungLife AI, Inc. (latest filing Oct 18, 2013) · No amendment in the last 12 months on an offering that may still be open — TrueVision Systems Inc (latest filing Aug 22, 2013) · No amendment in the last 12 months on an offering that may still be open — LungLife AI, Inc. (latest filing Nov 26, 2012) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · May 26, 2021 ↗LungLife AI, Inc. — PartnerFacts page ↗Form D/A · Jan 28, 2014 ↗Form D/A · Oct 18, 2013 ↗
Sources
Worth asking · Aug 16, 2023 – Jan 16, 2024

Simon Raab is no longer listed on the Jan 16, 2024 amendment — Digital Surgery Systems, Inc.

Simon Raab appears on the Aug 16, 2023 Form D (director) but not on the Jan 16, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Aug 16, 2023 ↗Form D/A · Jan 16, 2024 ↗Simon Raab — PartnerFacts page ↗Digital Surgery Systems, Inc. — PartnerFacts page ↗
Sources
Note · Mar 19, 2020 – Dec 7, 2020

Simon Raab's role changed at LungLife AI, Inc.: executive officer, director → director

The Mar 19, 2020 filing lists Simon Raab as executive officer, director; the Dec 7, 2020 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Mar 19, 2020 ↗Form D · Dec 7, 2020 ↗Simon Raab — PartnerFacts page ↗LungLife AI, Inc. — PartnerFacts page ↗
Sources
Note · Jan 17, 2019 – Jan 18, 2019

Simon Raab's role changed at LungLife AI, Inc.: director → executive officer, director

The Jan 17, 2019 filing lists Simon Raab as director; the Jan 18, 2019 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jan 17, 2019 ↗Form D/A · Jan 18, 2019 ↗Simon Raab — PartnerFacts page ↗LungLife AI, Inc. — PartnerFacts page ↗
Sources
Note · Jul 31, 2012 – Jun 12, 2013

Simon Raab's role changed at TrueVision Systems Inc: director → executive officer, director

The Jul 31, 2012 filing lists Simon Raab as director; the Jun 12, 2013 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jul 31, 2012 ↗Form D · Jun 12, 2013 ↗Simon Raab — PartnerFacts page ↗TrueVision Systems Inc — PartnerFacts page ↗
Sources
Note · Dec 5, 2011 – May 26, 2021

6 offerings changed their target amount between filings

Offering amount changed between filings — LungLife AI, Inc. · Offering amount changed between filings — LungLife AI, Inc. · Offering amount changed between filings — LungLife AI, Inc. · Offering amount changed between filings — LungLife AI, Inc. · Offering amount changed between filings — LungLife AI, Inc. · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Mar 19, 2020 ↗Form D/A (later) · May 26, 2021 ↗LungLife AI, Inc. — PartnerFacts page ↗Form D/A (earlier) · Oct 29, 2019 ↗
Sources
Note · Mar 22, 2021 – Jan 16, 2024

Industry group changed between filings — Digital Surgery Systems, Inc.

"Other Health Care" (Mar 22, 2021 to Aug 16, 2023); then "Other" (Jan 16, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Mar 22, 2021 ↗Form D/A · Jan 16, 2024 ↗Digital Surgery Systems, Inc. — PartnerFacts page ↗
Sources
Note · Nov 29, 2011 – Sep 5, 2019

Reported revenue range changed between filings — LungLife AI, Inc.

"Not Applicable" (Nov 29, 2011); then "Decline to Disclose" (Sep 5, 2019).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Nov 29, 2011 ↗Form D/A · Sep 5, 2019 ↗LungLife AI, Inc. — PartnerFacts page ↗
Sources
Note · Apr 1, 2019 – Sep 5, 2019

Address moved from Westlake Village, CA to Thousand Oaks, CA — LungLife AI, Inc.

The people listed on the Apr 1, 2019 filing give Westlake Village, CA; on the Sep 5, 2019 filing they give Thousand Oaks, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Apr 1, 2019 ↗Form D/A · Sep 5, 2019 ↗LungLife AI, Inc. — PartnerFacts page ↗
Sources
Note · Sep 8, 2010 – May 7, 2012

Address moved from Santa Barbara, CA to Goleta, CA — TrueVision Systems Inc

The people listed on the Sep 8, 2010 filing give Santa Barbara, CA; on the May 7, 2012 filing they give Goleta, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 8, 2010 ↗Form D · May 7, 2012 ↗TrueVision Systems Inc — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 18 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 16, 2023 D
Digital Surgery Systems, Inc.
File 021-489927
$0$0$0None listed on this filingEDGAR ↗
May 26, 2021 D/A
LungLife AI, Inc.
File 021-297796
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2021 D
Digital Surgery Systems, Inc.
File 021-392952
$0$0$0None listed on this filingEDGAR ↗
Dec 7, 2020 D
LungLife AI, Inc.
File 021-382365
$0$0$0None listed on this filingEDGAR ↗
Mar 1, 2016 D
TrueVision Systems Inc
File 021-258358
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2015 D
LungLife AI, Inc.
File 021-241155
$0$0$0None listed on this filingEDGAR ↗
Sep 2, 2014 D/A
LungLife AI, Inc.
File 021-221018
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2014 D/A
LungLife AI, Inc.
File 021-207376
$0$0$0None listed on this filingEDGAR ↗
Nov 25, 2013 D
LungLife AI, Inc.
File 021-206952
$0$0$0None listed on this filingEDGAR ↗
Oct 18, 2013 D/A
LungLife AI, Inc.
File 021-199492
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2013 D/A
TrueVision Systems Inc
File 021-197871
$0$0$0None listed on this filingEDGAR ↗
Nov 26, 2012 D/A
LungLife AI, Inc.
File 021-181708
$0$0$0None listed on this filingEDGAR ↗
Jul 31, 2012 D
TrueVision Systems Inc
File 021-181981
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2012 D/A
TrueVision Systems Inc
File 021-177795
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2012 D
TrueVision Systems Inc
File 021-179806
$0$0$0None listed on this filingEDGAR ↗
May 7, 2012 D/A
LungLife AI, Inc.
File 021-169351
$0$0$0None listed on this filingEDGAR ↗
Nov 29, 2011 D
LungLife AI, Inc.
File 021-169347
$0$0$0None listed on this filingEDGAR ↗
Sep 8, 2010 D
TrueVision Systems Inc
File 021-147461
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Simon Raab on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DS
Other Health Care

Digital Surgery Systems, Inc.

Goleta, CA · Mar 22, 2021 → Aug 16, 2023 · 2 filings
  • Aug 16, 2023 · D · $2,501,865 sold of $10,000,000 · 26 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 22, 2021 · D · $5,000,002 sold of $5,000,002 · 102 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.99M from 102 investors (80% of the $10M target) as of the latest filing. Simon is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LA
Other

LungLife AI, Inc.

Thousand Oaks, CA · Nov 29, 2011 → May 26, 2021 · 30 filings
  • May 26, 2021 · D/A · $10,246,366 sold of $12,332,080 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 7, 2020 · D · $90,000 sold of $90,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 19, 2020 · D/A · $7,844,124 sold of $10,332,080 · 35 investors · min. No minimum reported · role: Executive Officer, Director (Chairman of the Board) EDGAR ↗
  • Oct 29, 2019 · D/A · $6,564,711 sold of $7,500,000 · 35 investors · min. No minimum reported · role: Executive Officer, Director (Chairman of the Board) EDGAR ↗
  • Sep 5, 2019 · D/A · $5,717,163 sold of $7,500,000 · 35 investors · min. No minimum reported · role: Executive Officer, Director (Chairman of the Board) EDGAR ↗
  • Apr 1, 2019 · D/A · $4,300,207 sold of $6,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director (Chairman of the Board) EDGAR ↗
  • Jan 18, 2019 · D/A · $3,800,207 sold of $6,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director (Chairman of the Board) EDGAR ↗
  • Jan 17, 2019 · D/A · $3,631,648 sold of $3,631,648 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 13, 2017 · D/A · $2,173,752 sold of $3,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 31, 2017 · D · $1,756,081 sold of $3,000,000 · 29 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 4, 2015 · D · $25,426,258 sold of $25,426,258 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 2, 2014 · D/A · $3,000,000 sold of $3,000,000 · 23 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 29, 2014 · D/A · $2,000,000 sold of $3,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2014 · D · $1,782,845 sold of $3,000,000 · 29 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 28, 2014 · D/A · $1,482,979 sold of $2,800,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 4, 2013 · D · $1,429,789 sold of $2,800,000 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 25, 2013 · D · $3,284,704 sold of $3,284,704 · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 18, 2013 · D/A · $3,202,814 sold of $4,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 9, 2013 · D/A · $2,552,814 sold of $4,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 8, 2013 · D/A · $2,352,814 sold of $4,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 8, 2013 · D/A · $1,952,814 sold of $4,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2013 · D · $1,756,069 sold of $4,000,000 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 26, 2012 · D/A · $2,992,665 sold of $3,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 8, 2012 · D/A · $2,204,802 sold of $3,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 1, 2012 · D/A · $2,000,000 sold of $3,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 25, 2012 · D · $1,240,780 sold of $3,000,000 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 7, 2012 · D/A · $2,650,000 sold of $2,650,000 · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 5, 2011 · D/A · $1,220,000 sold of $2,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 29, 2011 · D · $500,000 sold of $2,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 29, 2011 · D · $1,966,802 sold of $1,966,802 · 16 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $25.4M from 41 investors (100% of the $12.3M target) as of the latest filing. Simon is listed as director, executive officer on 30 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TS
Other Health Care

TrueVision Systems Inc

Goleta, CA · Sep 8, 2010 → Mar 1, 2016 · 8 filings
  • Mar 1, 2016 · D · $9,209,961 sold of $9,209,961 · 64 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 22, 2013 · D/A · $4,320,433 sold of $8,000,000 · 35 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 12, 2013 · D · $4,020,433 sold of $8,000,000 · 33 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 31, 2012 · D · $2,326,502 sold of $2,500,000 · 27 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2012 · D · $510,000 sold of $2,500,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2012 · D/A · $2,475,000 sold of $2,500,000 · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 7, 2012 · D · $2,475,000 sold of $2,500,000 · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 8, 2010 · D · $2,215,165 sold of $2,500,000 · 36 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.21M from 64 investors (100% of the $9.21M target) as of the latest filing. Simon is listed as executive officer, director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Simon 30

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

FG
No photo found yet (own website and image search run after this page is viewed)
Person

Frederick Gluck

Director · 38 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Simon Raab. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Pfau

Executive Officer · 30 shared filings (1 issuer) · also on 11 other issuers

Michael Pfau is on 12 issuers in total — a repeat sponsor. Their page lists every one.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Heeger

Director · 20 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Simon Raab. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Hyongsok Soh

Director · 19 shared filings (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Amit Munshi

Director · 16 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Simon Raab. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Andre de Fusco

Executive Officer, Director · 11 shared filings (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

J. Flagg Flanagan

Director · 10 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Simon Raab. Their page shows their other deals.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Foley

Director · 10 shared filings (2 issuers) · also on 3 other issuers

Kevin Foley is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Aidan Foley

Director, Executive Officer · 10 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Simon Raab. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur J. Rice III

Executive Officer, Director · 10 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Simon Raab. Their page shows their other deals.

JX
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Xiang

Director · 10 shared filings (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Andre de Fusco

Executive Officer, Director · 9 shared filings (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

FF
No photo found yet (own website and image search run after this page is viewed)
Person

Forrest Fleming

Executive Officer, Director · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Simon Raab. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Meyer

Executive Officer · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Simon Raab. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Daotian Fu

Director · 6 shared filings (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sara Barrington

Executive Officer, Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Simon Raab. Their page shows their other deals.

HG
No photo found yet (own website and image search run after this page is viewed)
Person

Harry Gelles

Director · 5 shared filings (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James McCullough

Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Simon Raab. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Billings

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Simon Raab. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Bogart

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jianing Liu

Director · 4 shared filings (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Anderson

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

David Anderson is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Kob

Director · 2 shared filings (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Pagano

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

YD
No photo found yet (own website and image search run after this page is viewed)
Person

YuCai Peng, Ph.D

Director · 1 shared filing (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Daotian Fu, Ph.D

Director · 1 shared filing (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Stuffblefie

Director · 1 shared filing (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Stubblefield

Director · 1 shared filing (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

WK
No photo found yet (own website and image search run after this page is viewed)
Person

William Mac Knight

Director · 1 shared filing (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Rauch

Director · 1 shared filing (1 issuer)

Listed on the same filings as Simon Raab. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Simon Raab by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Simon Raab is listed on: none on file. No website or social profile named in Digital Surgery Systems, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #108,394 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Goleta, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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