Simon James is listed as a director on 2 SEC Form D filings by 1 issuer between Oct 2009 and May 2011: e-cast Inc (San Francisco, CA — other technology — 2009–2011; $17M reported sold to 20 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside James Feuille (2 shared filings), John Taylor (2 shared filings), Robert Hawk (2 shared filings), Jason Mendelson (1 shared filing) and Jeffrey Dowell (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Simon. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Simon James and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Simon Patrick James" (TX) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.