PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:33 AM ET

Sponsor Check › Person

SW
No photo found yet (own website and image search run after this page is viewed)

Seth Waugh

Named as an officer, director or promoter on SEC Form D filings · NY, CA, NC · Apr 6, 2012 → Aug 6, 2018

3deals (issuers)
$34.8Mreported sold
78investors
9Form D filings
2012–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:05 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Seth Waugh is listed as an executive officer, director, and promoter on 9 SEC Form D filings by 3 issuers between Apr 2009 and Aug 2021: FRANKLIN RESOURCES INC (San Mateo, CA — investing — 2018; $27.8M reported sold to 3 investors), DEUTSCHE BANK AMERICAS HOLDING CORP (New York, NY — other banking and financial services — 2009–2012; $5.8M reported sold to 59 investors) and ClubUp, LLC (Davidson, NC — other technology — 2017–2021; $1.2M reported sold to 16 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 12 years. Across those companies the filings report $34.8M sold in total.

Listed alongside Charles W Johnson (4 shared filings), Donna M. Milrod (4 shared filings), G. Kennedy Thompson (4 shared filings), Richard W. Ferguson (4 shared filings), Stuart Clarke (4 shared filings) and 22 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Seth. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 9 public filings for Seth Waugh and found 14 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Seth Waugh has not run yet — it is #1,992 of 35,622 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:05 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Seth Waugh..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:05 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Seth Waugh — 1 worth asking about (compared 9 filings on Oct 24, 2026)

Note · Feb 9, 1998 – Apr 21, 1998

Bankruptcy case: AT and T Universal Services Corp. v. Plafker — filed Feb 9, 1998

United States Bankruptcy Court, N.D. California docket "AT and T Universal Services Corp. v. Plafker" filed Feb 9, 1998, closed Apr 21, 1998. Jed A. Plafker (listed on the same filings) is listed as Defendant ("Plafker"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Jed A. Plafker — PartnerFacts page ↗
Sources
Note · Aug 6, 2018

19% of the money raised went to insiders — ClubUp, LLC

The Aug 6, 2018 Form D reports $630,000 sold and $120,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "These proceeds may be used in part as salary for the executive officers managing operations of the company.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Aug 6, 2018 ↗ClubUp, LLC — PartnerFacts page ↗
Sources
Note · Jan 20, 2017

22% of the money raised went to insiders — ClubUp, LLC

The Jan 20, 2017 Form D/A reports $675,000 sold and $150,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "These proceeds will be used in part as salary for the executive officers as employees managing operations of the company.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jan 20, 2017 ↗ClubUp, LLC — PartnerFacts page ↗
Sources
Note · Jan 19, 2017

22% of the money raised went to insiders — ClubUp, LLC

The Jan 19, 2017 Form D/A reports $675,000 sold and $150,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "These proceeds will be used in part as salary for the executive officers as employees managing operations of the company.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jan 19, 2017 ↗ClubUp, LLC — PartnerFacts page ↗
Sources
Worth asking · Feb 17, 2009 – Aug 6, 2021

4 Form Ds were filed more than 15 days after the first sale

Form D filed 777 days after the first sale — ClubUp, LLC · Form D filed 266 days after the first sale — DEUTSCHE BANK AMERICAS HOLDING CORP · Form D filed 72 days after the first sale — DEUTSCHE BANK AMERICAS HOLDING CORP · Form D filed 52 days after the first sale — DEUTSCHE BANK AMERICAS HOLDING CORP

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Aug 6, 2021 ↗ClubUp, LLC — PartnerFacts page ↗Form D · Nov 7, 2011 ↗DEUTSCHE BANK AMERICAS HOLDING CORP — PartnerFacts page ↗
Sources
Note · Aug 3, 2018 – Aug 6, 2018

No amendment in the last 12 months on an offering that may still be open — ClubUp, LLC (latest filing Aug 6, 2018)

The latest filing for this offering is dated Aug 6, 2018 (first sale Aug 3, 2018). It reports $630,000 sold of $1,500,750 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 6, 2018 ↗ClubUp, LLC — PartnerFacts page ↗
Sources
Note · Oct 1, 2016 – Jan 20, 2017

No amendment in the last 12 months on an offering that may still be open — ClubUp, LLC (latest filing Jan 20, 2017)

The latest filing for this offering is dated Jan 20, 2017 (first sale Oct 1, 2016). It reports $675,000 sold of $1,200,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 20, 2017 ↗ClubUp, LLC — PartnerFacts page ↗
Sources
Note · Aug 6, 2018 – Aug 6, 2021

Seth Waugh's role changed at ClubUp, LLC: director, promoter → director

The Aug 6, 2018 filing lists Seth Waugh as director, promoter; the Aug 6, 2021 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Aug 6, 2018 ↗Form D · Aug 6, 2021 ↗Seth Waugh — PartnerFacts page ↗ClubUp, LLC — PartnerFacts page ↗
Sources
Note · Aug 8, 2016 – Jan 19, 2017

Offering amount changed between filings — ClubUp, LLC

The Aug 8, 2016 filing says $750,000 offered; the Jan 19, 2017 Form D/A says $1,200,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 8, 2016 ↗Form D/A (later) · Jan 19, 2017 ↗ClubUp, LLC — PartnerFacts page ↗
Sources
Note · Apr 30, 2009 – Feb 25, 2010

Offering amount changed between filings — DEUTSCHE BANK AMERICAS HOLDING CORP

The Apr 30, 2009 filing says $2,454,101 offered; the Feb 25, 2010 Form D says $5,799,079.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 30, 2009 ↗Form D (later) · Feb 25, 2010 ↗DEUTSCHE BANK AMERICAS HOLDING CORP — PartnerFacts page ↗
Sources
Note · Apr 30, 2009 – Apr 6, 2012

Seth Waugh is written 2 different ways on the filings

listed as "Seth H. Waugh" on 3 filings (from Apr 30, 2009), and "Seth Waugh" on 6 filings (from Apr 6, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 30, 2009 ↗Form D · Apr 6, 2012 ↗Seth Waugh — PartnerFacts page ↗
Sources
Note · Apr 30, 2009 – Feb 25, 2010

Reported revenue range changed between filings — DEUTSCHE BANK AMERICAS HOLDING CORP

"Decline to Disclose" (Apr 30, 2009); then "Not Applicable" (Feb 25, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 30, 2009 ↗Form D · Feb 25, 2010 ↗DEUTSCHE BANK AMERICAS HOLDING CORP — PartnerFacts page ↗
Sources
Note · Aug 6, 2018 – Aug 6, 2021

Address moved from Charlotte, NC to Davidson, NC — ClubUp, LLC

The people listed on the Aug 6, 2018 filing give Charlotte, NC; on the Aug 6, 2021 filing they give Davidson, NC.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 6, 2018 ↗Form D · Aug 6, 2021 ↗ClubUp, LLC — PartnerFacts page ↗
Sources
Note · Apr 30, 2009 – Aug 6, 2021

Seth Waugh is listed with 3 different address states: NY, CA, NC

NY on 7 filings (Apr 30, 2009 to Aug 6, 2018); CA on 1 filing (May 1, 2018); NC on 1 filing (Aug 6, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Apr 30, 2009 ↗Form D · May 1, 2018 ↗Form D · Aug 6, 2021 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 7 offerings report sales commissions; 0 report finder's fees; 3 report proceeds to related persons totalling $390,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 6, 2021 D
ClubUp, LLC
File 021-409074
$0$0$120,000 (est.)None listed on this filingEDGAR ↗
Aug 6, 2018 D
ClubUp, LLC
File 021-318546
$0$0$120,000 (est.)
These proceeds may be used in part as salary for the executive officers managing operations of the company.
None listed on this filingEDGAR ↗
May 1, 2018 D
FRANKLIN RESOURCES INC
File 021-311434
$0$0$0None listed on this filingEDGAR ↗
Jan 20, 2017 D/A
ClubUp, LLC
File 021-268496
$0$0$150,000 (est.)
These proceeds will be used in part as salary for the executive officers as employees managing operations of the company.
None listed on this filingEDGAR ↗
Apr 6, 2012 D
DEUTSCHE BANK AMERICAS HOLDING CORP
File 021-176292
$0$0$0None no CRD number reportedEDGAR ↗
Nov 7, 2011 D
DEUTSCHE BANK AMERICAS HOLDING CORP
File 021-168316
$0$0$0None no CRD number reportedEDGAR ↗
Feb 25, 2010 D
DEUTSCHE BANK AMERICAS HOLDING CORP
File 021-40495
$0$0$0None no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Seth Waugh on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C
Other Technology

ClubUp, LLC

Davidson, NC · Jan 19, 2017 → Aug 6, 2021 · 4 filings
  • Aug 6, 2021 · D · $1,200,000 sold of $1,200,000 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 6, 2018 · D · $630,000 sold of $1,500,750 · 13 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗
  • Jan 20, 2017 · D/A · $675,000 sold of $1,200,000 · 13 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗
  • Jan 19, 2017 · D/A · $675,000 sold of $1,200,000 · 0 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗

Raised $1.2M from 16 investors (100% of the $1.2M target) as of the latest filing. Seth is listed as director, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FR
Investing

FRANKLIN RESOURCES INC

San Mateo, CA · May 1, 2018
  • May 1, 2018 · D · $27,836,000 sold of $27,836,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $27.8M from 3 investors (100% of the $27.8M target) as of the latest filing. Seth is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DB
Other Banking and Financial Services

DEUTSCHE BANK AMERICAS HOLDING CORP

New York, NY · Apr 30, 2009 → Apr 6, 2012 · 4 filings
  • Apr 6, 2012 · D · $1,369,976 sold of $1,369,976 · 24 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 7, 2011 · D · $4,029,513 sold of $4,029,513 · 38 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 25, 2010 · D · $5,799,079 sold of $5,799,079 · 59 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 30, 2009 · D · $2,454,101 sold of $2,454,101 · 36 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $5.8M from 59 investors (100% of the $1.37M target) as of the latest filing. Seth is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Seth 27

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Richard W. Ferguson

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Clarke

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Donna M. Milrod

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Charles W Johnson

Director, Promoter · 4 shared filings (1 issuer) · also on 8 other issuers

Charles W Johnson is on 9 issuers in total — a repeat sponsor. Their page lists every one.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

G. Kennedy Thompson

Director, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

James Gnall

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

IG
No photo found yet (own website and image search run after this page is viewed)
Person

Ike Grainger

Executive Officer, Promoter, Director · 3 shared filings (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Mahoney

Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Rose

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Rose

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jed A. Plafker

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Seth Waugh. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth A Lewis

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Seth Waugh. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

RUPERT H JOHNSON, JR.

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Seth Waugh. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Craig S Tyle

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Seth Waugh. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Matt King

Director, Promoter · 1 shared filing (1 issuer) · also on 4 other issuers

Matt King is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mariann Byerwalter

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Seth Waugh. Their page shows their other deals.

GJ
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory E Johnson

Executive Officer, Director · 1 shared filing (1 issuer) · also on 4 other issuers

Gregory E Johnson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer M. Johnson

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Seth Waugh. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Stein

Director · 1 shared filing (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Mark C Pigott

Director · 1 shared filing (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Charles E. Johnson

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Charles E. Johnson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Chutta Ratnathicam

Director · 1 shared filing (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

M. Eric Smith

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alok Sethi

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

GY
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffrey Y. Yang

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Geoffrey Y. Yang is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew King

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Seth Waugh. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Peter K Barker

Director · 1 shared filing (1 issuer)

Listed on the same filings as Seth Waugh. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Seth Waugh by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Seth Waugh is listed on: none on file. No website or social profile named in FRANKLIN RESOURCES INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #930 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Mateo, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗California — find the county court ↗Los Angeles Superior Court case search ↗North Carolina eCourts portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗California Secretary of State business search ↗North Carolina Secretary of State business search ↗OpenCorporates ↗

Change history

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