PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:35 AM ET

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Seth Brown

Named as an officer, director or promoter on SEC Form D filings · AZ · May 7, 2010 → Oct 27, 2010

1deal (issuers)
$76.3Mreported sold
277investors
2Form D filings
2010year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Seth Brown is listed as an executive officer on 2 SEC Form D filings by 1 issuer between May 2010 and Oct 2010: SPROUTS FARMERS MARKETS LLC (Phoenix, AZ — retailing — 2010; $76.3M reported sold to 277 investors).

What this means One deal on file with the SEC, filed Oct 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bradley A. Denton (2 shared filings), Doug Sanders (2 shared filings), Kevin Easler (2 shared filings), Scott Wing (2 shared filings), Shon Boney (2 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Seth. Each name links to their own page.

The issuer belongs to the sponsor group Sprouts (2 issuers, $129.7M reported sold, 2010–2011).

What this means A sponsor group is one team that sets up a new company for each deal. Sprouts has 2 companies on file and $129.7M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 20 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Seth Brown and found 9 differences, 4 worth asking the sponsor about: 98% of the money raised went to insiders; 21 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Seth Brown has not run yet — it is joining a line of 57,049 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Seth Brown..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

20 cases: 2 open, 18 closed (disposition not in docket feed)

Seth G Brown open
United States Bankruptcy Court, N.D. Indiana · No. 26-10976 · Filed Jul 15, 2026
Role of Seth G Brown: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)
Seth H Brown open
United States Bankruptcy Court, N.D. Ohio · No. 26-50217 · Filed Feb 13, 2026
Role of Seth H Brown: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Seth Brown closed
United States Bankruptcy Court, N.D. Georgia · No. 23-58726 · Filed Sep 7, 2023 · Closed Dec 15, 2023
Role of Seth Brown: Debtor · Outcome: Case closed 2023-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Seth Brown closed
United States Bankruptcy Court, E.D. Michigan · No. 20-44239 · Filed Mar 20, 2020 · Closed Jun 26, 2020
Role of Seth Brown: Debtor · Outcome: Case closed 2020-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Seth Z Brown closed
United States Bankruptcy Court, E.D. Michigan · No. 17-20444 · Filed Mar 13, 2017 · Closed Jun 23, 2017
Role of Seth Z Brown: Debtor · Outcome: Case closed 2017-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Seth R Brown closed
United States Bankruptcy Court, D. New Jersey · No. 15-28598 · Filed Oct 1, 2015 · Closed Jan 21, 2016
Role of Seth R Brown: Debtor · Outcome: Case closed 2016-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Seth Brown closed
United States Bankruptcy Court, M.D. Florida · No. 6:15-bk-07378 · Filed Aug 28, 2015 · Closed Dec 1, 2015
Role of Seth Brown: Debtor · Outcome: Case closed 2015-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Seth D. Brown and Tania L. Brown closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 14-14041 · Filed May 20, 2014 · Closed Sep 16, 2014
Role of Seth D. Brown and Tania L. Brown: Debtor · Outcome: Case closed 2014-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Seth D. Brown and Melissa C. Brown closed
United States Bankruptcy Court, M.D. Florida · No. 8:13-bk-00551 · Filed Jan 17, 2013 · Closed Feb 12, 2021
Role of Seth D. Brown and Melissa C. Brown: Debtor · Outcome: Case closed 2021-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Seth A. Brown closed
United States Bankruptcy Court, C.D. California · No. 1:11-bk-18129 · Filed Jul 5, 2011 · Closed Oct 14, 2011
Role of Seth A. Brown: Debtor · Outcome: Case closed 2011-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Seth Brown closed
United States Bankruptcy Court, D. Massachusetts · No. 11-11087 · Filed Feb 11, 2011 · Closed May 13, 2011
Role of Seth Brown: Debtor · Outcome: Case closed 2011-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Seth C. Brown and Cameo May Sampson closed
United States Bankruptcy Court, D. New Hampshire · No. 09-13532 · Filed Sep 11, 2009 · Closed Feb 3, 2010
Role of Seth C. Brown and Cameo May Sampson: Debtor · Outcome: Case closed 2010-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)
Seth W. Brown and Jennifer L. Brown closed
United States Bankruptcy Court, D. Connecticut · No. 07-21437 · Filed Oct 11, 2007 · Closed Mar 5, 2008
Role of Seth W. Brown and Jennifer L. Brown: Debtor · Outcome: Case closed 2008-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Seth W. Brown and Jennifer L. Brown closed
United States Bankruptcy Court, D. Connecticut · No. 07-20818 · Filed Jun 22, 2007 · Closed Oct 26, 2007
Role of Seth W. Brown and Jennifer L. Brown: Debtor · Outcome: Case closed 2007-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Seth Brown closed
United States Bankruptcy Court, D. New Mexico · No. 05-10371 · Filed Jan 20, 2005 · Closed May 18, 2005
Role of Seth Brown: Debtor · Outcome: Case closed 2005-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in NM (not a filing state)
Seth M. Brown closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 04-33565 · Filed Oct 6, 2004 · Closed Mar 14, 2005
Role of Seth M. Brown: Debtor · Outcome: Case closed 2005-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Seth Brown closed
United States Bankruptcy Court, D. New Mexico · No. 04-11601 · Filed Mar 5, 2004 · Closed Dec 17, 2004
Role of Seth Brown: Debtor · Outcome: Case closed 2004-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in NM (not a filing state)
Seth T. Brown closed
United States Bankruptcy Court, W.D. Tennessee · No. 03-11079 · Filed Mar 4, 2003 · Closed Oct 27, 2003
Role of Seth T. Brown: Debtor · Outcome: Case closed 2003-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
Seth Brown and Dolores Marie Gee closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 02-33452 · Filed Dec 10, 2002 · Closed Mar 12, 2003
Role of Seth Brown and Dolores Marie Gee: Debtor · Outcome: Case closed 2003-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Seth Brown closed
United States Bankruptcy Court, N.D. Georgia · No. 01-60699 · Filed Jan 22, 2001 · Closed Oct 3, 2001
Role of Seth Brown: Debtor · Outcome: Case closed 2001-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Seth Brown — 4 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · May 7, 2010

98% of the money raised went to insiders — SPROUTS FARMERS MARKETS LLC

The May 7, 2010 Form D reports $10,845,054 sold and $10,575,054 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Represents proceeds being used to repurchase units of limited liability company interests from certain executive officers of the Issuer.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · May 7, 2010 ↗SPROUTS FARMERS MARKETS LLC — PartnerFacts page ↗
Sources
Note · May 7, 2010

Seth Brown is both a listed executive officer and a paid seller — SPROUTS FARMERS MARKETS LLC

The May 7, 2010 Form D lists Seth Brown as executive officer of the issuer and also as a person receiving sales compensation (no CRD number given).

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D · May 7, 2010 ↗Seth Brown — PartnerFacts page ↗SPROUTS FARMERS MARKETS LLC — PartnerFacts page ↗
Sources
Worth asking · May 7, 2010

21 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Seth Brown — SPROUTS FARMERS MARKETS LLC · Paid seller listed without a CRD number: Elizabeth Coffeen — SPROUTS FARMERS MARKETS LLC · Paid seller listed without a CRD number: CCE, Ltd. — SPROUTS FARMERS MARKETS LLC · Paid seller listed without a CRD number: Frank Coughlin — SPROUTS FARMERS MARKETS LLC · Paid seller listed without a CRD number: Augustine Esposito — SPROUTS FARMERS MARKETS LLC · and 16 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D · May 7, 2010 ↗BrokerCheck search: Seth Brown ↗SPROUTS FARMERS MARKETS LLC — PartnerFacts page ↗BrokerCheck search: Elizabeth Coffeen ↗
Sources
Worth asking · Jul 1, 2010 – Oct 27, 2010

Form D filed 118 days after the first sale — SPROUTS FARMERS MARKETS LLC

The filing says the first sale was Jul 1, 2010. The Form D was filed Oct 27, 2010 — 118 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 103 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 27, 2010 ↗SPROUTS FARMERS MARKETS LLC — PartnerFacts page ↗
Sources
Worth asking · Dec 10, 2009 – May 7, 2010

Form D filed 148 days after the first sale — SPROUTS FARMERS MARKETS LLC

The filing says the first sale was Dec 10, 2009. The Form D was filed May 7, 2010 — 148 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 133 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 7, 2010 ↗SPROUTS FARMERS MARKETS LLC — PartnerFacts page ↗
Sources
Note · Jul 1, 2010 – Oct 27, 2010

No amendment in the last 12 months on an offering that may still be open — SPROUTS FARMERS MARKETS LLC (latest filing Oct 27, 2010)

The latest filing for this offering is dated Oct 27, 2010 (first sale Jul 1, 2010). It reports $26,167,400 sold of $50,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 27, 2010 ↗SPROUTS FARMERS MARKETS LLC — PartnerFacts page ↗
Sources
Note · Dec 10, 2009 – May 7, 2010

No amendment in the last 12 months on an offering that may still be open — SPROUTS FARMERS MARKETS LLC (latest filing May 7, 2010)

The latest filing for this offering is dated May 7, 2010 (first sale Dec 10, 2009). It reports $10,845,054 sold of $11,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 7, 2010 ↗SPROUTS FARMERS MARKETS LLC — PartnerFacts page ↗
Sources
Note · Aug 17, 2023

Same name, different state: "Seth Brown" (CT) is a separate record

This page covers filings where the address state is AZ. A separate record, "Seth Brown" with address state CT, is listed on 1 filing — most recently by Bloomfield ASC, LLC (Aug 17, 2023). The two records do not overlap in time: this page runs May 7, 2010 to Oct 27, 2010; the other has one filing dated Aug 17, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Seth Brown (CT) — PartnerFacts page ↗Form D · Aug 17, 2023 ↗Bloomfield ASC, LLC — PartnerFacts page ↗Seth Brown (AZ) — this page ↗
Sources
Note · Sep 22, 2017

Same name, different state: "Seth R. Brown" (FL) is a separate record

This page covers filings where the address state is AZ. A separate record, "Seth R. Brown" with address state FL, is listed on 2 filings — most recently by PILOT BANCSHARES INC (Oct 30, 2018). The two records do not overlap in time: this page runs May 7, 2010 to Oct 27, 2010; the other has one filing dated Sep 22, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Seth R. Brown (FL) — PartnerFacts page ↗Form D · Oct 30, 2018 ↗PILOT BANCSHARES INC — PartnerFacts page ↗Seth Brown (AZ) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 1 reports finder's fees totalling $269,501; 1 reports proceeds to related persons totalling $10,575,054.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 27, 2010 D
SPROUTS FARMERS MARKETS LLC
File 021-149688
$0$0$0None listed on this filingEDGAR ↗
May 7, 2010 D
SPROUTS FARMERS MARKETS LLC
File 021-141680
$0$269,501$10,575,054
Represents proceeds being used to repurchase units of limited liability company interests from certain executive officers of the Issuer.
Seth Brown no CRD number reported
Elizabeth Coffeen no CRD number reported
CCE, Ltd. no CRD number reported
Frank Coughlin no CRD number reported
Augustine Esposito no CRD number reported
Gerry Flanigan no CRD number reported
Tom Foulds no CRD number reported
Chad Johnson no CRD number reported
Gerald Kent no CRD number reported
Michael Litt no CRD number reported
Paul Butkiewicz no CRD number reported
Chad Miller no CRD number reported
James Ogsbury no CRD number reported
Tom Palmer no CRD number reported
Strong & Veleker CPAs no CRD number reported
Kurt Valentine no CRD number reported
Donna Whitten no CRD number reported
Ann & Vick Daluiso no CRD number reported
Robert C. Atlas no CRD number reported
Jared Nichelson no CRD number reported
Alan Stern no CRD number reported		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Seth Brown on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SF
Retailing · group: Sprouts

SPROUTS FARMERS MARKETS LLC

Phoenix, AZ · May 7, 2010 → Oct 27, 2010 · 2 filings
  • Oct 27, 2010 · D · $26,167,400 sold of $50,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 7, 2010 · D · $10,845,054 sold of $11,000,000 · 99 investors · min. $54,000 · role: Executive Officer EDGAR ↗

Raised $76.3M from 277 investors (100% of the $50M target) as of the latest filing. Seth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Seth R. Brown — FL, 1 issuer, Sep 22, 2017 → Sep 22, 2017 · no shared issuer
  • Seth Brown — CT, 1 issuer, Aug 17, 2023 → Aug 17, 2023 · no shared issuer

People around Seth 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley A. Denton

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Seth Brown. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stan Boney

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Seth Brown. Their page shows their other deals.

KE
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Easler

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Seth Brown. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Wing

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Seth Brown. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Shon Boney

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Seth Brown. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Sanders

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Seth Brown. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Sprouts

2 issuers · 5 filings · $129.7M reported sold · 2010–2011

One team, 2 deal companies. Seth Brown is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Seth Brown.

Same business address

12 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Seth Brown by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — 1 issuer has property records: SPROUTS FARMERS MARKETS LLC (1).

Public profiles and social

Websites and social links of the issuers Seth Brown is listed on: none on file. No website or social profile named in SPROUTS FARMERS MARKETS LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #351,930 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Phoenix, AZ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Arizona Judicial Branch public access ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Arizona Secretary of State business search ↗OpenCorporates ↗

Change history

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