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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:00 AM ET

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Sean Riskowitz

Named as an officer, director or promoter on SEC Form D filings · NY, PA · Mar 11, 2011 → Aug 17, 2021

3deals (issuers)
$483.9Mreported sold
31investors
28Form D filings
2011–2021years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Sean Riskowitz is listed as an executive officer and promoter on 28 SEC Form D filings by 3 issuers between Mar 2011 and Mar 2026: RISKOWITZ VALUE FUND LP (Philadelphia, PA — pooled investment fund — 2011–2026; $329.7M reported sold to 27 investors), ITHUBA INVESTMENTS LP (Philadelphia, PA — pooled investment fund — 2015–2021; $153.8M reported sold to 2 investors) and Protea Small Cap Fund LP (Philadelphia, PA — pooled investment fund — 2024–2026; $474K reported sold to 2 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and promoter, over about 15 years. Across those companies the filings report $483.9M sold in total.

Listed alongside Riskowitz Capital Management LLC (19 shared filings, management entity) and RISKOWITZ CAPITAL MANAGEMENT LLC (9 shared filings, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Sean. Each name links to their own page.

All 3 issuers belong to the sponsor group Riskowitz (3 issuers, $475.2M reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Riskowitz has 3 companies on file and $475.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 28 public filings for Sean Riskowitz and found 9 differences, 2 worth asking the sponsor about: Amount sold went down between filings; 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Sean Riskowitz has not run yet — it is joining a line of 4,036 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Sean Riskowitz..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Sean Riskowitz — 2 worth asking about (compared 28 filings on Oct 24, 2026)

Worth asking · Jul 21, 2016 – Jul 21, 2017

Amount sold went down between filings — ITHUBA INVESTMENTS LP

The Jul 21, 2016 filing says $153,751,000 sold; the Jul 21, 2017 Form D/A says $145,100,000 sold — $8,651,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Mar 1, 2011 – Mar 13, 2024

4 Form Ds were filed more than 15 days after the first sale

Form D filed 4,761 days after the first sale — RISKOWITZ VALUE FUND LP · Form D filed 65 days after the first sale — Protea Small Cap Fund LP · Form D filed 4,214 days after the first sale — RISKOWITZ VALUE FUND LP · Form D filed 26 days after the first sale — ITHUBA INVESTMENTS LP

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Mar 1, 2011 – Sep 13, 2022

No amendment in the last 12 months on an offering that may still be open — RISKOWITZ VALUE FUND LP (latest filing Sep 13, 2022)

The latest filing for this offering is dated Sep 13, 2022 (first sale Mar 1, 2011). It reports $328,448,393 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jun 25, 2015 – Sep 13, 2021

No amendment in the last 12 months on an offering that may still be open — ITHUBA INVESTMENTS LP (latest filing Sep 13, 2021)

The latest filing for this offering is dated Sep 13, 2021 (first sale Jun 25, 2015). It reports $145,100,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 1, 2011 – Sep 13, 2021

No amendment in the last 12 months on an offering that may still be open — RISKOWITZ VALUE FUND LP (latest filing Sep 13, 2021)

The latest filing for this offering is dated Sep 13, 2021 (first sale Mar 1, 2011). It reports $328,398,393 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 3, 2021 – Sep 13, 2021

Address moved from New York, NY to Philadelphia, PA — RISKOWITZ VALUE FUND LP

The people listed on the Mar 3, 2021 filing give New York, NY; on the Sep 13, 2021 filing they give Philadelphia, PA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Aug 17, 2021 – Sep 13, 2021

Address moved from New York, NY to Philadelphia, PA — ITHUBA INVESTMENTS LP

The people listed on the Aug 17, 2021 filing give New York, NY; on the Sep 13, 2021 filing they give Philadelphia, PA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Mar 11, 2011 – Mar 9, 2026

Sean Riskowitz is listed with 2 different address states: NY, PA

NY on 19 filings (Mar 11, 2011 to Aug 17, 2021); PA on 9 filings (Sep 13, 2021 to Mar 9, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
Note · Feb 7, 2017 – Feb 7, 2018

Minimum investment changed between filings — RISKOWITZ VALUE FUND LP

The Feb 7, 2017 filing lists a minimum of $100,000; the Feb 7, 2018 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 9, 2026 D/A
Protea Small Cap Fund LP
File 021-506786
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2026 D/A
RISKOWITZ VALUE FUND LP
File 021-507463
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2022 D
RISKOWITZ VALUE FUND LP
File 021-458658
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2021 D/A
RISKOWITZ VALUE FUND LP
File 021-156556
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2021 D/A
ITHUBA INVESTMENTS LP
File 021-244158
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Sean Riskowitz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Riskowitz

Protea Small Cap Fund LP

Philadelphia, PA · Mar 6, 2024 → Mar 9, 2026 · 3 filings
  • Mar 9, 2026 · D/A · $474,000 sold of Indefinite · 2 investors · min. $250,000 · role: Executive Officer (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Mar 12, 2025 · D/A · $324,000 sold of Indefinite · 2 investors · min. $250,000 · role: Executive Officer (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Mar 6, 2024 · D · $176,000 sold of Indefinite · 2 investors · min. $250,000 · role: Executive Officer (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗

Raised $474K from 2 investors as of the latest filing. Sean is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Riskowitz

RISKOWITZ VALUE FUND LP

Philadelphia, PA · Mar 11, 2011 → Mar 9, 2026 · 17 filings
  • Mar 9, 2026 · D/A · $329,673,393 sold of Indefinite · 27 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Mar 12, 2025 · D/A · $329,523,393 sold of Indefinite · 27 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Mar 13, 2024 · D · $329,198,393 sold of Indefinite · 26 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Sep 13, 2022 · D · $328,448,393 sold of Indefinite · 24 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Sep 13, 2021 · D/A · $328,398,393 sold of Indefinite · 24 investors · min. $5,000,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Mar 3, 2021 · D/A · $328,398,393 sold of Indefinite · 24 investors · min. $5,000,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Mar 10, 2020 · D/A · $328,398,393 sold of Indefinite · 24 investors · min. $5,000,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Feb 7, 2019 · D/A · $308,348,393 sold of Indefinite · 21 investors · min. $5,000,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Feb 7, 2018 · D/A · $255,592,717 sold of Indefinite · 17 investors · min. $5,000,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Feb 7, 2017 · D/A · $109,903,151 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Feb 4, 2016 · D/A · $40,644,805 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Feb 5, 2015 · D/A · $18,650,990 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Jul 11, 2014 · D/A · $1,900,000 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Feb 5, 2014 · D/A · $1,900,000 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Feb 6, 2013 · D/A · $1,300,000 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Feb 2, 2012 · D/A · $450,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗
  • Mar 11, 2011 · D · $150,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer, Promoter (Mr. Riskowitz is the Managing Member of the Issuer's General Partner.) EDGAR ↗

Raised $329.7M from 27 investors as of the latest filing. Sean is listed as executive officer, promoter on 17 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Riskowitz

ITHUBA INVESTMENTS LP

Philadelphia, PA · Jul 21, 2015 → Sep 13, 2021 · 8 filings
  • Sep 13, 2021 · D/A · $145,100,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Riskowitz is the Managing Member of the Issuer's general partner.) EDGAR ↗
  • Aug 17, 2021 · D/A · $145,100,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Riskowitz is the Managing Member of the Issuer's general partner.) EDGAR ↗
  • Aug 20, 2020 · D/A · $145,100,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Riskowitz is the Managing Member of the Issuer's general partner.) EDGAR ↗
  • Aug 20, 2019 · D/A · $145,100,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Riskowitz is the Managing Member of the Issuer's general partner.) EDGAR ↗
  • Jul 20, 2018 · D/A · $145,100,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Riskowitz is the Managing Member of the Issuer's general partner.) EDGAR ↗
  • Jul 21, 2017 · D/A · $145,100,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Riskowitz is the Managing Member of the Issuer's general partner.) EDGAR ↗
  • Jul 21, 2016 · D/A · $153,751,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Riskowitz is the Managing Member of the Issuer's general partner.) EDGAR ↗
  • Jul 21, 2015 · D · $37,001,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Mr. Riskowitz is the Managing Member of the Issuer's general partner.) EDGAR ↗

Raised $153.8M from 2 investors as of the latest filing. Sean is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Sean 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Riskowitz Capital Management LLC

Executive Officer, Promoter · 19 shared filings (2 issuers)

Listed on the same filings as Sean Riskowitz. Their page shows their other deals.

Management entity

RISKOWITZ CAPITAL MANAGEMENT LLC

Executive Officer, Promoter · 9 shared filings (3 issuers)

Listed on the same filings as Sean Riskowitz. Their page shows their other deals.

The team behind the deals

Sponsor group

Riskowitz

3 issuers · 28 filings · $475.2M reported sold · 2011–2026

One team, 3 deal companies. Sean Riskowitz is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Sean Riskowitz.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Sean Riskowitz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Sean Riskowitz is listed on: none on file. No website or social profile named in ITHUBA INVESTMENTS LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #181,943 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Philadelphia, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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