Sean Riskowitz is listed as an executive officer and promoter on 28 SEC Form D filings by 3 issuers between Mar 2011 and Mar 2026: RISKOWITZ VALUE FUND LP (Philadelphia, PA — pooled investment fund — 2011–2026; $329.7M reported sold to 27 investors), ITHUBA INVESTMENTS LP (Philadelphia, PA — pooled investment fund — 2015–2021; $153.8M reported sold to 2 investors) and Protea Small Cap Fund LP (Philadelphia, PA — pooled investment fund — 2024–2026; $474K reported sold to 2 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and promoter, over about 15 years. Across those companies the filings report $483.9M sold in total.
Listed alongside Riskowitz Capital Management LLC (19 shared filings, management entity) and RISKOWITZ CAPITAL MANAGEMENT LLC (9 shared filings, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Sean. Each name links to their own page.
All 3 issuers belong to the sponsor group Riskowitz (3 issuers, $475.2M reported sold, 2011–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Riskowitz has 3 companies on file and $475.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 28 public filings for Sean Riskowitz and found 9 differences, 2 worth asking the sponsor about: Amount sold went down between filings; 4 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.