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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:05 AM ET

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Scott Ward

Named as an officer, director or promoter on SEC Form D filings · CA, MN, NC, NH · Aug 7, 2013 → Aug 18, 2025

9deals (issuers)
$303.4Mreported sold
217investors
25Form D filings
2013–2025years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Scott Ward is listed as a director on 25 SEC Form D filings by 9 issuers between May 2011 and Aug 2025. Largest by amount reported sold: SightLine Healthcare Opportunity Fund II, L.P. (Minneapolis, MN — pooled investment fund — 2013; $107.4M reported sold to 65 investors), Conformal Medical, Inc. (Nashua, NH — other health care — 2018–2025; $70M reported sold to 30 investors), ENDOGASTRIC SOLUTIONS INC (Redmond, WA — other health care — 2013–2018; $40.6M reported sold to 32 investors), Respicardia, Inc. (Minnetonka, MN — other health care — 2013–2014; $27.2M reported sold to 14 investors), TRYTON MEDICAL INC (Durham, NC — industry reported as "Other" — 2014–2017; $22.3M reported sold to 8 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as director, over about 14 years. Across those companies the filings report $303.4M sold in total.

Listed alongside Aaron V. Kaplan (6 shared filings), Arda Minocherhomjee (6 shared filings), Brent Ahrens (6 shared filings), Michael Carusi (6 shared filings), Buzz Benson (5 shared filings) and 66 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.

2 of the issuers belong to the sponsor group Sightline (5 issuers, $116.1M reported sold, 2012–2018).

What this means A sponsor group is one team that sets up a new company for each deal. Sightline has 5 companies on file and $116.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 11 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 25 public filings for Scott Ward and found 18 differences, 1 worth asking the sponsor about: Scott Ward is no longer listed on the Jun 3, 2019 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Scott Ward has not run yet — it is joining a line of 6,242 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Scott Ward..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

Scott Ward closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-12439 · Filed Jan 30, 2013 · Closed May 7, 2018
Role of Scott Ward: Debtor · Outcome: Case closed 2018-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 136 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Scott A Ward closed
United States Bankruptcy Court, W.D. Washington · No. 12-42482 · Filed Apr 11, 2012 · Closed Jul 30, 2012
Role of Scott A Ward: Debtor · Outcome: Case closed 2012-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 136 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (WA)
Scott Ward closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-62583 · Filed Dec 29, 2011 · Closed Apr 30, 2013
Role of Scott Ward: Debtor · Outcome: Case closed 2013-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 136 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Scott Ward closed
United States Bankruptcy Court, S.D. California · No. 10-06453 · Filed Apr 20, 2010 · Closed Jul 26, 2010
Role of Scott Ward: Debtor · Outcome: Case closed 2010-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 136 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Scott L Ward and Lisa M Ward closed
United States Bankruptcy Court, W.D. Washington · No. 10-12043 · Filed Feb 26, 2010 · Closed Jun 7, 2010
Role of Scott L Ward and Lisa M Ward: Debtor · Outcome: Case closed 2010-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 136 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (WA)
Scott P Ward and Sherri L Ward closed
United States Bankruptcy Court, W.D. Washington · No. 06-12086 · Filed Jun 27, 2006 · Closed Jul 18, 2007
Role of Scott P Ward and Sherri L Ward: Debtor · Outcome: Case closed 2007-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 136 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (WA)
Scott H Ward closed
United States Bankruptcy Court, C.D. California · No. 6:04-bk-12425 · Filed Feb 27, 2004 · Closed Jun 23, 2004
Role of Scott H Ward: Debtor · Outcome: Case closed 2004-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 136 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Scott Ward closed
United States Bankruptcy Court, W.D. Washington · No. 00-33148 · Filed Apr 14, 2000 · Closed Aug 29, 2000
Role of Scott Ward: Debtor · Outcome: Case closed 2000-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 136 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (WA)
Scott Ward and Kimberly Sherburn-Ward closed
United States Bankruptcy Court, E.D. California · No. 98-34800 · Filed Sep 25, 1998 · Closed Aug 17, 2000
Role of Scott Ward and Kimberly Sherburn-Ward: Debtor · Outcome: Case closed 2000-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 136 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Scott D Ward and Kathryn A Ward closed
United States Bankruptcy Court, C.D. California · No. 8:98-bk-20622 · Filed Jul 28, 1998 · Closed Nov 17, 1998
Role of Scott D Ward and Kathryn A Ward: Debtor · Outcome: Case closed 1998-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 136 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
SCOTT WARD and LISA Y WARD closed
United States Bankruptcy Court, E.D. Washington · No. 95-02513 · Filed Aug 16, 1995 · Closed Dec 7, 1995
Role of SCOTT WARD and LISA Y WARD: Debtor · Outcome: Case closed 1995-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 136 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (WA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

18 differences found between the filings for Scott Ward — 1 worth asking about (compared 25 filings on Oct 24, 2026)

Worth asking · Jul 3, 2018 – Jun 3, 2019

Scott Ward is no longer listed on the Jun 3, 2019 amendment — ENDOGASTRIC SOLUTIONS INC

Scott Ward appears on the Jul 3, 2018 Form D (director) but not on the Jun 3, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Jul 29, 2011 – Aug 10, 2020

4 Form Ds were filed more than 15 days after the first sale

Form D filed 17 days after the first sale — Conformal Medical, Inc. · Form D filed 16 days after the first sale — Conformal Medical, Inc. · Form D filed 17 days after the first sale — ENDOGASTRIC SOLUTIONS INC · Form D filed 20 days after the first sale — ISCIENCE INTERVENTIONAL CORP

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jul 3, 2018 – Jun 3, 2019

Offering amount changed between filings — ENDOGASTRIC SOLUTIONS INC

The Jul 3, 2018 filing says $35,473,791 offered; the Jun 3, 2019 Form D/A says $40,648,791.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jul 8, 2014 – Aug 28, 2014

Offering amount changed between filings — Respicardia, Inc.

The Jul 8, 2014 filing says $2,500,000 offered; the Aug 28, 2014 Form D/A says $5,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Feb 15, 2013 – Aug 7, 2013

Offering amount changed between filings — SightLine Healthcare Opportunity Fund II, L.P.

The Feb 15, 2013 filing says $100,000,000 offered; the Aug 7, 2013 Form D/A says $107,359,422.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · May 6, 2011 – Aug 18, 2025

15 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Aria CV, Inc. (latest filing Aug 18, 2025) · No amendment in the last 12 months on an offering that may still be open — Conformal Medical, Inc. (latest filing Aug 13, 2025) · No amendment in the last 12 months on an offering that may still be open — Conformal Medical, Inc. (latest filing Aug 10, 2020) · No amendment in the last 12 months on an offering that may still be open — Conformal Medical, Inc. (latest filing Dec 6, 2018) · No amendment in the last 12 months on an offering that may still be open — SightLine Optics SPV LLC (latest filing Nov 16, 2017) · and 10 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Feb 19, 2013 – Jul 3, 2018

Industry group changed between filings — ENDOGASTRIC SOLUTIONS INC

"Biotechnology" (Feb 19, 2013 to May 26, 2015); then "Other Health Care" (Jul 3, 2018 to Jun 3, 2019).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Aug 4, 2025

Same name, different state: "Scott R. Ward" (FL) is a separate record

This page covers filings where the address state is CA or MN or NC or NH. A separate record, "Scott R. Ward" with address state FL, is listed on 1 filing — most recently by InspireMD, Inc. (Aug 4, 2025). Both records have filings in the same period (Aug 4, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 30, 2022

Same name, different state: "Scott Ward" (NJ) is a separate record

This page covers filings where the address state is CA or MN or NC or NH. A separate record, "Scott Ward" with address state NJ, is listed on 1 filing — most recently by KP RE FUND I LLC (Nov 30, 2022). Both records have filings in the same period (Nov 30, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Feb 22, 2018 – Jun 12, 2019

Same name, different state: "Scott Ward" (CO) is a separate record

This page covers filings where the address state is CA or MN or NC or NH. A separate record, "Scott Ward" with address state CO, is listed on 3 filings — most recently by Medical Creations, Inc. (Jun 12, 2019). Both records have filings in the same period (Feb 22, 2018 to Jun 12, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 6, 2015

Same name, different state: "Scott Ward" (MA) is a separate record

This page covers filings where the address state is CA or MN or NC or NH. A separate record, "Scott Ward" with address state MA, is listed on 1 filing — most recently by Nanigans, Inc. (Apr 6, 2015). Both records have filings in the same period (Apr 6, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 8, 2009

Same name, different state: "Scott Ward" (MO) is a separate record

This page covers filings where the address state is CA or MN or NC or NH. A separate record, "Scott Ward" with address state MO, is listed on 1 filing — most recently by ANALYTICAL BIO CHEMISTRY LABORATORIES INC (May 8, 2009). The two records do not overlap in time: this page runs Aug 7, 2013 to Aug 18, 2025; the other has one filing dated May 8, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 26, 2015 – Jul 3, 2018

Address moved from San Mateo, CA to Redmond, WA — ENDOGASTRIC SOLUTIONS INC

The people listed on the May 26, 2015 filing give San Mateo, CA; on the Jul 3, 2018 filing they give Redmond, WA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Apr 13, 2016 – Apr 6, 2017

Address moved from Tustin, CA to Bloomington, MN — InnerSpace Neuro Solutions, Inc.

The people listed on the Apr 13, 2016 filing give Tustin, CA; on the Apr 6, 2017 filing they give Bloomington, MN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Aug 29, 2013 – Apr 15, 2014

Address moved from Redmond, WA to San Mateo, CA — ENDOGASTRIC SOLUTIONS INC

The people listed on the Aug 29, 2013 filing give Redmond, WA; on the Apr 15, 2014 filing they give San Mateo, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · May 17, 2011 – Aug 18, 2025

Scott Ward is listed with 4 different address states: CA, MN, NC, NH

CA on 5 filings (May 17, 2011 to Apr 13, 2016); MN on 14 filings (Aug 7, 2013 to Aug 18, 2025); NC on 2 filings (Sep 15, 2014 to Feb 15, 2017); NH on 4 filings (Dec 6, 2018 to Aug 13, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
Note · Sep 15, 2014 – Feb 15, 2017

Reported revenue range changed between filings — TRYTON MEDICAL INC

"Not Applicable" (Sep 15, 2014); then "Decline to Disclose" (Feb 15, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Feb 19, 2013 – Aug 29, 2013

Minimum investment changed between filings — ENDOGASTRIC SOLUTIONS INC

The Feb 19, 2013 filing lists a minimum of $10,377; the Aug 29, 2013 Form D/A lists $13,491.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 24 offerings report sales commissions totalling $1,419,843; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,000,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 18, 2025 D
Aria CV, Inc.
File 021-555049
$136,593 (est.)$0$1,000,000 (est.)Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗EDGAR ↗
Aug 13, 2025 D
Conformal Medical, Inc.
File 021-554592
$0$0$0None listed on this filingEDGAR ↗
Jun 8, 2023 D
Conformal Medical, Inc.
File 021-483700
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2020 D
Conformal Medical, Inc.
File 021-372817
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2018 D
Conformal Medical, Inc.
File 021-327229
$0$0$0None listed on this filingEDGAR ↗
Jul 3, 2018 D
ENDOGASTRIC SOLUTIONS INC
File 021-316054
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2017 D
SightLine Optics SPV LLC
File 021-298907
$0$0$0Easterly Securities LLC BrokerCheck CRD 281103 ↗EDGAR ↗
Apr 6, 2017 D
InnerSpace Neuro Solutions, Inc.
File 021-284204
$0$0$0None listed on this filingEDGAR ↗
Feb 15, 2017 D
TRYTON MEDICAL INC
File 021-280698
$0$0$0None listed on this filingEDGAR ↗
Apr 13, 2016 D
InnerSpace Neuro Solutions, Inc.
File 021-261189
$0$0$0None listed on this filingEDGAR ↗
May 26, 2015 D
ENDOGASTRIC SOLUTIONS INC
File 021-240499
$0$0$0None listed on this filingEDGAR ↗
Apr 27, 2015 D
ENDOGASTRIC SOLUTIONS INC
File 021-238670
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2014 D
Respicardia, Inc.
File 021-227188
$1,000,000$0$0Piper Jaffray & Co. BrokerCheck CRD 665 ↗EDGAR ↗
Sep 15, 2014 D
TRYTON MEDICAL INC
File 021-224717
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2014 D/A
Respicardia, Inc.
File 021-220555
$0$0$0None listed on this filingEDGAR ↗
May 7, 2014 D
ENDOGASTRIC SOLUTIONS INC
File 021-216911
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2014 D
ENDOGASTRIC SOLUTIONS INC
File 021-215587
$0$0$0None listed on this filingEDGAR ↗
Apr 10, 2014 D
InnerSpace Neuro Solutions, Inc.
File 021-215302
$0$0$0None listed on this filingEDGAR ↗
Sep 4, 2013 D
Respicardia, Inc.
File 021-202326
$0$0$0None listed on this filingEDGAR ↗
Aug 29, 2013 D/A
ENDOGASTRIC SOLUTIONS INC
File 021-192048
$0$0$0None listed on this filingEDGAR ↗
Aug 7, 2013 D/A
SightLine Healthcare Opportunity Fund II, L.P.
File 021-176156
$283,250$0$0
The General Partner (or its designee) is entitled to a management fee payable by the Issuers.
Forum Capital Securities, L.L.C. BrokerCheck CRD 113855 ↗EDGAR ↗
Jan 31, 2012 D
ISCIENCE INTERVENTIONAL CORP
File 021-172696
$0$0$0None listed on this filingEDGAR ↗
Aug 18, 2011 D
ISCIENCE INTERVENTIONAL CORP
File 021-164648
$0$0$0None listed on this filingEDGAR ↗
May 17, 2011 D
ISCIENCE INTERVENTIONAL CORP
File 021-159929
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Scott Ward on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

Aria CV, Inc.

St. Paul, MN · Aug 18, 2025
  • Aug 18, 2025 · D · $1,377,153 sold of $6,000,000 · 39 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.77M from 39 investors (100% of the $6M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

Conformal Medical, Inc.

Nashua, NH · Dec 6, 2018 → Aug 13, 2025 · 4 filings
  • Aug 13, 2025 · D · $31,826,102 sold of $32,999,971 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2023 · D · $35,000,005 sold of $35,000,005 · 27 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 10, 2020 · D · $70,000,003 sold of $85,000,003 · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 6, 2018 · D · $8,224,975 sold of $8,999,975 · 24 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $70M from 30 investors (100% of the $33M target) as of the latest filing. Scott is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

ENDOGASTRIC SOLUTIONS INC

Redmond, WA · Aug 29, 2013 → Jul 3, 2018 · 6 filings
  • Jul 3, 2018 · D · $25,473,790 sold of $35,473,791 · 28 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 26, 2015 · D · $10,006,610 sold of $25,023,349 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 27, 2015 · D · $1,288,315 sold of $1,499,999 · 13 investors · min. $1,807 · role: Director EDGAR ↗
  • May 7, 2014 · D · $30,637,701 sold of $30,650,388 · 16 investors · min. $33,908 · role: Director EDGAR ↗
  • Apr 15, 2014 · D · $1,000,000 sold of $1,000,000 · 14 investors · min. $3,162 · role: Director EDGAR ↗
  • Aug 29, 2013 · D/A · $12,790,492 sold of Indefinite · 15 investors · min. $13,491 · role: Director EDGAR ↗

Raised $40.6M from 32 investors (100% of the $35.5M target) as of the latest filing. Scott is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sightline

SightLine Optics SPV LLC

Bloomington, MN · Nov 16, 2017
  • Nov 16, 2017 · D · $1,650,000 sold of $3,700,000 · 6 investors · min. $20,000 · role: Director (Managing Director of SightLine Partners LLC) EDGAR ↗

Raised $1.65M from 6 investors (45% of the $3.7M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

InnerSpace Neuro Solutions, Inc.

Bloomington, MN · Apr 10, 2014 → Apr 6, 2017 · 3 filings
  • Apr 6, 2017 · D · $775,000 sold of $775,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 13, 2016 · D · $2,000,000 sold of $2,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 10, 2014 · D · $6,000,000 sold of $10,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6M from 5 investors (100% of the $775K target) as of the latest filing. Scott is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

TRYTON MEDICAL INC

Durham, NC · Sep 15, 2014 → Feb 15, 2017 · 2 filings
  • Feb 15, 2017 · D · $4,000,001 sold of $8,000,001 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 15, 2014 · D · $10,000,001 sold of $20,122,426 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $22.3M from 8 investors (100% of the $8M target) as of the latest filing. Scott is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

Respicardia, Inc.

Minnetonka, MN · Sep 4, 2013 → Oct 28, 2014 · 4 filings
  • Oct 28, 2014 · D · $25,088,847 sold of $25,088,847 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 28, 2014 · D/A · $5,000,000 sold of $5,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 8, 2014 · D · $2,003,994 sold of $2,500,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 4, 2013 · D · $10,000,006 sold of $33,000,006 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $27.2M from 14 investors (100% of the $25.1M target) as of the latest filing. Scott is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sightline

SightLine Healthcare Opportunity Fund II, L.P.

Minneapolis, MN · Aug 7, 2013
  • Aug 7, 2013 · D/A · $107,359,422 sold of $107,359,422 · 65 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuers) EDGAR ↗

Raised $107.4M from 65 investors (100% of the $107.4M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Health Care

ISCIENCE INTERVENTIONAL CORP

Menlo Park, CA · May 17, 2011 → Jan 31, 2012 · 3 filings
  • Jan 31, 2012 · D · $2,759,185 sold of $5,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 18, 2011 · D · $3,000,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 17, 2011 · D · $5,335,545 sold of $6,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20.5M from 18 investors (100% of the $5M target) as of the latest filing. Scott is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Scott Ward — MO, 1 issuer, May 8, 2009 → May 8, 2009 · no shared issuer
  • Scott Ward — MA, 1 issuer, Apr 6, 2015 → Apr 6, 2015 · no shared issuer
  • Scott Ward — CO, 1 issuer, Feb 22, 2018 → Jun 12, 2019 · no shared issuer
  • Scott Ward — NJ, 1 issuer, Nov 30, 2022 → Nov 30, 2022 · no shared issuer
  • Scott R. Ward — FL, 1 issuer, Aug 4, 2025 → Aug 4, 2025 · no shared issuer
  • Scott R. Ward — MN, 1 issuer, Oct 25, 2012 → Jul 15, 2013 · no shared issuer

People around Scott 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Sightline Partners, LLC

Promoter · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Scott Ward. Their page shows their other deals.

Management entity

Sightline Coventure, LLC

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Scott Ward. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Arda Minocherhomjee

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Scott Ward. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Brent Ahrens

Director · 6 shared filings (1 issuer) · also on 10 other issuers

Brent Ahrens is on 11 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron V. Kaplan

Director, Executive Officer · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Scott Ward. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Carusi

Director · 6 shared filings (1 issuer) · also on 16 other issuers

Michael Carusi is on 17 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Buzz Benson

Director · 5 shared filings (3 issuers) · also on 14 other issuers

Buzz Benson is on 17 issuers in total — a repeat sponsor. Their page lists every one.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Lee Wrubel, M.D.

Director · 5 shared filings (1 issuer)

Listed on the same filings as Scott Ward. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jordan Davis

Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Scott Ward. Their page shows their other deals.

WJ
No photo found yet (own website and image search run after this page is viewed)
Person

Wilfred Jaeger

Director · 4 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Scott Ward. Their page shows their other deals.

BJ
No photo found yet (own website and image search run after this page is viewed)
Person

B. Kristine Johnson

Director · 4 shared filings (1 issuer) · also on 4 other issuers

B. Kristine Johnson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Bonnie Labosky

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Scott Ward. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Hauch

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Scott Ward. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Weldon

Director · 4 shared filings (1 issuer) · also on 4 other issuers

Thomas Weldon is on 5 issuers in total — a repeat sponsor. Their page lists every one.

WA
No photo found yet (own website and image search run after this page is viewed)
Person

William Abraham

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Ward. Their page shows their other deals.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kirk Nielsen

Director · 4 shared filings (1 issuer) · also on 24 other issuers

Kirk Nielsen is on 25 issuers in total — a repeat sponsor. Their page lists every one.

AX
No photo found yet (own website and image search run after this page is viewed)
Person

Asish Xavier

Director · 3 shared filings (1 issuer) · also on 21 other issuers

Asish Xavier is on 22 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Kotler

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Scott Ward. Their page shows their other deals.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Nash

Executive Officer, Director · 3 shared filings (1 issuer) · also on 48 other issuers

Michael Nash is on 49 issuers in total — a repeat sponsor. Their page lists every one.

GJ
No photo found yet (own website and image search run after this page is viewed)
Person

Guy Jordan

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Ward. Their page shows their other deals.

FD
No photo found yet (own website and image search run after this page is viewed)
Person

Frederick Dotzler

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Scott Ward. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Josh Resnick

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Scott Ward. Their page shows their other deals.

KJ
No photo found yet (own website and image search run after this page is viewed)
Person

Kristine Johnson

Director · 3 shared filings (1 issuer)

Listed on the same filings as Scott Ward. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Graham Crooke

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Ward. Their page shows their other deals.

RY
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Yamamoto

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Scott Ward. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Michael Kleine

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Scott Ward. Their page shows their other deals.

FD
No photo found yet (own website and image search run after this page is viewed)
Person

Floyd Loop, M.D.

Director · 3 shared filings (1 issuer)

Listed on the same filings as Scott Ward. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Lilip Lau

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Scott Ward. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Josh DeFonzo

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Ward. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Don Bobo

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Ward. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Macdonald

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Scott Ward. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

George Fazio

Director · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Scott Ward. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua S. Phillips

Director · 3 shared filings (1 issuer)

Listed on the same filings as Scott Ward. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alejandro Sanchez

Director · 3 shared filings (2 issuers)

Listed on the same filings as Scott Ward. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Russ Rottiers

Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott Ward. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Biller

Director · 2 shared filings (2 issuers) · also on 5 other issuers

Joseph Biller is on 7 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn P. McCarthy

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott Ward. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Skip Baldino

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott Ward. Their page shows their other deals.

The team behind the deals

Sponsor group

Sightline

5 issuers · 7 filings · $116.1M reported sold · 2012–2018

One team, 5 deal companies. Scott Ward is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Scott Ward.

Same business address

20 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 9 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): SightLine Optics SPV LLC, SightLine Healthcare Opportunity Fund II, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Scott Ward by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Scott Ward is listed on: none on file. No website or social profile named in SightLine Healthcare Opportunity Fund II, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #328,582 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Minneapolis, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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