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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:35 AM ET

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Scott C. Schweighauser

Named as an officer, director or promoter on SEC Form D filings · IL · Jul 14, 2009 → Sep 30, 2026

19deals (issuers)
$6.72Breported sold
2,223investors
74Form D filings
2009–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Scott C. Schweighauser is listed as an executive officer on 74 SEC Form D filings by 19 issuers between Mar 2009 and Sep 2026. Largest by amount reported sold: AURORA LIMITED PARTNERSHIP (Chicago, IL — pooled investment fund — 2009–2015; $3.73B reported sold to 732 investors), Aurora Global Opportunities L P (Chicago, IL — pooled investment fund — 2009–2015; $922.3M reported sold to 628 investors), Aurora Limited Partnership II (Chicago, IL — pooled investment fund — 2009–2014; $644M reported sold to 590 investors), SMAurora Multi Manager Fund L.P. (Chicago, IL — pooled investment fund — 2013; $499.8M reported sold to 3 investors), Borealis Strategic Capital Partners Offshore Fund II, LP (Chicago, IL — pooled investment fund — 2022–2023; $198.3M reported sold to 8 investors) and 14 more (all listed below).

What this means That is a lot of deals — 19 separate companies raised money with this person listed as executive officer, over about 17 years. Across those companies the filings report $6.72B sold in total.

Listed alongside Aurora Investment Management, L.L.C. (50 shared filings, management entity), Roxanne M. Martino (50 shared filings), Scott M. Montpas (34 shared filings), James H. Hayes (31 shared filings), Anne Marie Morley (29 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.

All 19 issuers belong to the sponsor group Borealis (25 issuers, $19.51B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Borealis has 25 companies on file and $19.51B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 74 public filings for Scott C. Schweighauser and found 7 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Scott C. Schweighauser has not run yet — it is joining a line of 36,153 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Scott C. Schweighauser..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Scott C. Schweighauser — 4 worth asking about (compared the newest 50 of 74 filings on Oct 24, 2026; older filings not covered)

Note · Dec 7, 2007 – Jan 15, 2009

Bankruptcy case: Jones v. Kuenzi II Inc. — filed Dec 7, 2007

United States Bankruptcy Court, N.D. Illinois docket "Jones v. Kuenzi II Inc." filed Dec 7, 2007, closed Jan 15, 2009. David Edward Kuenzi (listed on the same filings) is listed as Defendant ("Kuenzi II Inc."). Our match estimate: 68%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · May 28, 2021 – Apr 7, 2022

Amount sold went down between filings — BOREALIS STRATEGIC CO-INVESTMENT FUND IP, LP

The May 28, 2021 filing says $34,490,000 sold; the Apr 7, 2022 Form D/A says $8,450,000 sold — $26,040,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Apr 7, 2022 – May 5, 2023

Investor count went down between filings — Borealis Strategic Co-Investment Fund IC, LP

The Apr 7, 2022 filing reports 3 investors; the May 5, 2023 Form D/A reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Sep 30, 2026

Paid seller listed without a CRD number: BridgeWood Alternatives Limited — Borealis Strategic Capital Partners Offshore Fund III, LP

BridgeWood Alternatives Limited is listed as receiving sales compensation on 1 filing (Sep 30, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Jan 1, 2013 – Jan 20, 2022

4 Form Ds were filed more than 15 days after the first sale

Form D filed 86 days after the first sale — SMAurora Multi Manager Fund L.P. · Form D filed 17 days after the first sale — Borealis Strategic Capital Partners Fund II, LP · Form D filed 16 days after the first sale — Borealis Strategic Capital Partners Offshore Fund II, LP · Form D filed 42 days after the first sale — SMAHF Fund I L.L.C.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jan 1, 1994 – May 5, 2023

17 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — BOREALIS STRATEGIC CO-INVESTMENT FUND IP, LP (latest filing May 5, 2023) · No amendment in the last 12 months on an offering that may still be open — Borealis Strategic Co-Investment Fund IC, LP (latest filing May 5, 2023) · No amendment in the last 12 months on an offering that may still be open — Borealis Strategic Capital Partners Fund II, LP (latest filing Jan 19, 2023) · No amendment in the last 12 months on an offering that may still be open — Borealis Strategic Capital Partners Offshore Fund II, LP (latest filing Jan 19, 2023) · No amendment in the last 12 months on an offering that may still be open — BOREALIS STRATEGIC CAPITAL PARTNERS MASTER FUND I, LP (latest filing Jan 30, 2020) · and 12 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Mar 13, 2009 – Nov 10, 2014

Scott C. Schweighauser is written 3 different ways on the filings

listed as "Scott Schweighauser" on 11 filings (from Mar 13, 2009), and "Scott C Schweighauser" on 50 filings (from Jul 14, 2009), and "Scott Charles Schweighauser" on 13 filings (from Nov 10, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 74 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

2 of 19 offerings report sales commissions totalling $1,294,784; 1 reports finder's fees totalling $120,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 30, 2026 D
Borealis Strategic Capital Partners Fund III, LP
File 021-599455
$0 (est.)$0 (est.)$0 (est.)
The General Partner is entitled to a performance allocation, and the Investment Adviser is entitled to a management fee, as described in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Sep 30, 2026 D
Borealis Strategic Capital Partners Offshore Fund III, LP
File 021-599461
$0 (est.)$120,000 (est.)$0 (est.)
The General Partner is entitled to a performance allocation, and the Investment Adviser is entitled to a management fee, as described in the Issuer's offering documents.
BridgeWood Alternatives Limited no CRD number reportedEDGAR ↗
May 5, 2023 D/A
Borealis Strategic Co-Investment Fund IC, LP
File 021-336943
$0$0$0
The General Partner is entitled to a performance allocation, and the Invetment Adviser is entitled to an asset-based management fee. Both the performance allocation and the management fee are discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
May 5, 2023 D/A
BOREALIS STRATEGIC CO-INVESTMENT FUND IP, LP
File 021-336946
$0$0$0
The General Partner is entitled to a performance allocation, and the Investment Adviser is entitled to an asset-based management fee. Both the performance allocation and the management fee are discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Jan 19, 2023 D/A
Borealis Strategic Capital Partners Offshore Fund II, LP
File 021-429982
$0$0$0
The General Partner is entitled to a performance allocation, and the Investment Adviser is entitled to a management fee, as described in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Jan 19, 2023 D/A
Borealis Strategic Capital Partners Fund II, LP
File 021-430042
$0$0$0
The General Partner is entitled to a performance allocation, and the Investment Adviser is entitled to a management fee, as described in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Jan 30, 2020 D/A
BOREALIS STRATEGIC CAPITAL PARTNERS MASTER FUND I, LP
File 021-332388
$0$0$0
The general partner is entitled to a performance allocation. The investment adviser is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jan 30, 2020 D/A
BOREALIS STRATEGIC CAPITAL PARTNERS FUND I, LP
File 021-332389
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2020 D/A
BOREALIS STRATEGIC CAPITAL PARTNERS OFFSHORE FUND I, LP
File 021-332390
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2015 D
Borealis Strategic Capital Offshore Fund L.P.
File 021-251313
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2015 D
Borealis Strategic Capital Fund L.P.
File 021-251308
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2015 D/A
SPA PARTNERS L P
File 021-93655-1C
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2015 D/A
AURORA LIMITED PARTNERSHIP
File 021-53648
$317,421 (est.)$0$0Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
Barclays Capital Inc. BrokerCheck CRD 19714 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗
EDGAR ↗
Nov 9, 2015 D/A
Aurora Global Opportunities L P
File 021-91729-6C
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2015 D/A
Aurora Hedged Equity L P
File 021-66129
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2015 D/A
Aurora Macro Opportunities L.P.
File 021-176539
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2014 D/A
Aurora Limited Partnership II
File 021-132717
$977,363 (est.)$0$0Barclays Capital Inc. BrokerCheck CRD 19714 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
RBC Capital Markets Corporation BrokerCheck CRD 6579 ↗
EDGAR ↗
Nov 8, 2013 D/A
SMAurora Multi Manager Fund L.P.
File 021-194133
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2013 D
SMAHF Fund I L.L.C.
File 021-202806
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 19

Every issuer that named Scott C. Schweighauser on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Borealis

Borealis Strategic Capital Partners Offshore Fund III, LP

Chicago, IL · Sep 30, 2026
  • Sep 30, 2026 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Managing Partner of the RIA of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Scott is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

Borealis Strategic Capital Partners Fund III, LP

Chicago, IL · Sep 30, 2026
  • Sep 30, 2026 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Managing Partner of the RIA of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Scott is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

BOREALIS STRATEGIC CO-INVESTMENT FUND IP, LP

Chicago, IL · Apr 10, 2019 → May 5, 2023 · 6 filings
  • May 5, 2023 · D/A · $8,450,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • Apr 7, 2022 · D/A · $8,450,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • May 28, 2021 · D/A · $34,490,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • Apr 9, 2021 · D/A · $34,490,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • Apr 10, 2020 · D/A · $25,250,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • Apr 10, 2019 · D · $25,250,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (MANAGING PARTNER OF THE INVESTMENT ADVISER OF THE ISSUER) EDGAR ↗

Raised $34.5M from 4 investors as of the latest filing. Scott is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

Borealis Strategic Co-Investment Fund IC, LP

Chicago, IL · Apr 10, 2019 → May 5, 2023 · 6 filings
  • May 5, 2023 · D/A · $41,827,238 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • Apr 7, 2022 · D/A · $41,827,238 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • May 28, 2021 · D/A · $29,340,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • Apr 9, 2021 · D/A · $29,340,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • Apr 10, 2020 · D/A · $25,200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • Apr 10, 2019 · D · $25,200,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗

Raised $41.8M from 3 investors as of the latest filing. Scott is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

Borealis Strategic Capital Partners Offshore Fund II, LP

Chicago, IL · Jan 19, 2022 → Jan 19, 2023 · 2 filings
  • Jan 19, 2023 · D/A · $198,250,000 sold of Indefinite · 8 investors · min. $5,000,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • Jan 19, 2022 · D · $180,750,000 sold of Indefinite · 7 investors · min. $5,000,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗

Raised $198.3M from 8 investors as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

Borealis Strategic Capital Partners Fund II, LP

Chicago, IL · Jan 20, 2022 → Jan 19, 2023 · 2 filings
  • Jan 19, 2023 · D/A · $95,250,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • Jan 20, 2022 · D · $74,250,000 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗

Raised $95.3M from 20 investors as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

BOREALIS STRATEGIC CAPITAL PARTNERS MASTER FUND I, LP

Chicago, IL · Feb 7, 2019 → Jan 30, 2020 · 2 filings
  • Jan 30, 2020 · D/A · $150,500,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • Feb 7, 2019 · D · $150,500,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗

Raised $150.5M from 3 investors as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

BOREALIS STRATEGIC CAPITAL PARTNERS OFFSHORE FUND I, LP

Chicago, IL · Feb 7, 2019 → Jan 30, 2020 · 2 filings
  • Jan 30, 2020 · D/A · $116,150,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • Feb 7, 2019 · D · $116,150,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗

Raised $116.2M from 5 investors as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

BOREALIS STRATEGIC CAPITAL PARTNERS FUND I, LP

Chicago, IL · Feb 7, 2019 → Jan 30, 2020 · 2 filings
  • Jan 30, 2020 · D/A · $34,250,000 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗
  • Feb 7, 2019 · D · $34,250,000 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer (Managing Partner of the Investment Adviser of the Issuer) EDGAR ↗

Raised $34.3M from 13 investors as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

Borealis Strategic Capital Offshore Fund L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Nov 16, 2015
  • Nov 16, 2015 · D · $36,469,784 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (President of the General Partner) EDGAR ↗

Raised $36.5M from 5 investors as of the latest filing. Scott is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

Borealis Strategic Capital Fund L.P.

Chicago, IL · Nov 16, 2015
  • Nov 16, 2015 · D · $1,661,161 sold of Indefinite · 8 investors · min. $5,000,000 · role: Executive Officer (President of the General Partner) EDGAR ↗

Raised $1.66M from 8 investors as of the latest filing. Scott is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

AURORA LIMITED PARTNERSHIP

Chicago, IL · Mar 13, 2009 → Nov 9, 2015 · 8 filings
  • Nov 9, 2015 · D/A · $3,731,452,251 sold of Indefinite · 732 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Nov 10, 2014 · D/A · $3,700,841,251 sold of Indefinite · 705 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Nov 8, 2013 · D/A · $3,127,192,284 sold of Indefinite · 691 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Oct 24, 2012 · D/A · $3,051,556,034 sold of Indefinite · 676 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Oct 20, 2011 · D/A · $3,010,997,775 sold of Indefinite · 669 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 14, 2011 · D/A · $2,949,890,211 sold of Indefinite · 663 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 12, 2010 · D/A · $2,717,060,212 sold of Indefinite · 637 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 13, 2009 · D/A · $2,509,784,661 sold of Indefinite · 627 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗

Raised $3.73B from 732 investors as of the latest filing. Scott is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

SPA PARTNERS L P

Chicago, IL · Mar 13, 2009 → Nov 9, 2015 · 9 filings
  • Nov 9, 2015 · D/A · $63,873,017 sold of Indefinite · 119 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Nov 10, 2014 · D/A · $63,753,017 sold of Indefinite · 119 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Nov 8, 2013 · D/A · $63,528,017 sold of Indefinite · 118 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Oct 24, 2012 · D/A · $63,428,017 sold of Indefinite · 118 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Oct 20, 2011 · D/A · $62,918,017 sold of Indefinite · 118 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 14, 2011 · D/A · $62,598,017 sold of Indefinite · 117 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 12, 2010 · D/A · $58,033,017 sold of Indefinite · 116 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Jun 24, 2009 · D/A · $53,855,709 sold of Indefinite · 110 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 13, 2009 · D/A · $53,855,709 sold of Indefinite · 110 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗

Raised $63.9M from 119 investors as of the latest filing. Scott is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

Aurora Macro Opportunities L.P.

Chicago, IL · Apr 11, 2012 → Nov 9, 2015 · 5 filings
  • Nov 9, 2015 · D/A · $10,830,000 sold of Indefinite · 7 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Nov 10, 2014 · D/A · $10,680,000 sold of Indefinite · 7 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Nov 8, 2013 · D/A · $9,680,000 sold of Indefinite · 7 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Oct 24, 2012 · D/A · $9,580,000 sold of Indefinite · 6 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Apr 11, 2012 · D · $5,500,000 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗

Raised $10.8M from 7 investors as of the latest filing. Scott is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

Aurora Hedged Equity L P

Chicago, IL · Mar 13, 2009 → Nov 9, 2015 · 8 filings
  • Nov 9, 2015 · D/A · $102,620,395 sold of Indefinite · 74 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Nov 10, 2014 · D/A · $102,612,050 sold of Indefinite · 74 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Nov 8, 2013 · D/A · $102,453,523 sold of Indefinite · 73 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Oct 24, 2012 · D/A · $101,453,523 sold of Indefinite · 73 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Oct 20, 2011 · D/A · $98,803,523 sold of Indefinite · 70 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 14, 2011 · D/A · $81,148,523 sold of Indefinite · 47 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 12, 2010 · D/A · $79,073,524 sold of Indefinite · 46 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 13, 2009 · D/A · $59,798,524 sold of Indefinite · 42 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗

Raised $102.6M from 74 investors as of the latest filing. Scott is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

Aurora Global Opportunities L P

Chicago, IL · Mar 13, 2009 → Nov 9, 2015 · 8 filings
  • Nov 9, 2015 · D/A · $922,340,872 sold of Indefinite · 628 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Nov 10, 2014 · D/A · $909,000,292 sold of Indefinite · 615 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Nov 8, 2013 · D/A · $875,972,792 sold of Indefinite · 603 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Oct 24, 2012 · D/A · $849,370,258 sold of Indefinite · 583 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Oct 20, 2011 · D/A · $803,395,333 sold of Indefinite · 539 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 14, 2011 · D/A · $691,290,761 sold of Indefinite · 473 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 12, 2010 · D/A · $583,927,712 sold of Indefinite · 420 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 13, 2009 · D/A · $547,553,712 sold of Indefinite · 376 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗

Raised $922.3M from 628 investors as of the latest filing. Scott is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

Aurora Limited Partnership II

Chicago, IL · Jul 14, 2009 → Nov 10, 2014 · 7 filings
  • Nov 10, 2014 · D/A · $644,011,583 sold of Indefinite · 590 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Nov 8, 2013 · D/A · $609,774,707 sold of Indefinite · 556 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Oct 24, 2012 · D/A · $509,010,767 sold of Indefinite · 485 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Oct 20, 2011 · D/A · $352,504,308 sold of Indefinite · 364 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 14, 2011 · D/A · $244,831,730 sold of Indefinite · 209 investors · min. $250,000 · role: Executive Officer (Chief Investment Officer of the General Partner) EDGAR ↗
  • Mar 12, 2010 · D/A · $152,525,730 sold of Indefinite · 76 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Jul 14, 2009 · D · $58,945,630 sold of Indefinite · 8 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $644M from 590 investors as of the latest filing. Scott is listed as executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

SMAurora Multi Manager Fund L.P.

Chicago, IL · Mar 28, 2013 → Nov 8, 2013 · 2 filings
  • Nov 8, 2013 · D/A · $499,807,754 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗
  • Mar 28, 2013 · D · $456,657,754 sold of Indefinite · 2 investors · min. $250,000 · role: Executive Officer (President of the General Partner) EDGAR ↗

Raised $499.8M from 3 investors as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Borealis

SMAHF Fund I L.L.C.

Chicago, IL · Sep 12, 2013
  • Sep 12, 2013 · D · $36,000,000 sold of Indefinite · 1 investors · min. $250,000 · role: Executive Officer (President of the Manager) EDGAR ↗

Raised $36M from 1 investor as of the latest filing. Scott is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Scott 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Aurora Investment Management, L.L.C.

Executive Officer, Promoter · 50 shared filings (10 issuers) · also on 6 other issuers

Aurora Investment Management, L.L.C. is on 16 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

BOREALIS STRATEGIC CAPITAL PARTNERS, LP

Executive Officer · 22 shared filings (7 issuers)

BOREALIS STRATEGIC CAPITAL PARTNERS, LP is on 7 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

BOREALIS STRATEGIC CAPITAL GENERAL PARTNER, LLC

Executive Officer, Promoter · 21 shared filings (8 issuers)

BOREALIS STRATEGIC CAPITAL GENERAL PARTNER, LLC is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Borealis Strategic Capital GP, LLC

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Scott C. Schweighauser. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Roxanne M. Martino

Executive Officer · 50 shared filings (10 issuers)

Roxanne M. Martino is on 10 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott M. Montpas

Executive Officer · 34 shared filings (10 issuers) · also on 6 other issuers

Scott M. Montpas is on 16 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James H. Hayes

Executive Officer · 31 shared filings (9 issuers) · also on 4 other issuers

James H. Hayes is on 13 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Anne Marie Morley

Executive Officer · 29 shared filings (7 issuers) · also on 9 other issuers

Anne Marie Morley is on 16 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Beth Amber Satterfield

Executive Officer · 21 shared filings (8 issuers)

Beth Amber Satterfield is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Justin David Sheperd

Executive Officer · 21 shared filings (10 issuers)

Justin David Sheperd is on 10 issuers in total — a repeat sponsor. Their page lists every one.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David Edward Kuenzi

Executive Officer · 20 shared filings (9 issuers)

David Edward Kuenzi is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry Scott Fuesel

Executive Officer · 15 shared filings (8 issuers)

Jerry Scott Fuesel is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Joseph Sullivan

Executive Officer · 13 shared filings (8 issuers)

Michael Joseph Sullivan is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SJ
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Craven Jones

Executive Officer · 11 shared filings (6 issuers) · also on 26 other issuers

Scott Craven Jones is on 32 issuers in total — a repeat sponsor. Their page lists every one.

IP
No photo found yet (own website and image search run after this page is viewed)
Person

Isabelle Marie Perrault

Executive Officer · 7 shared filings (7 issuers)

Isabelle Marie Perrault is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Ann Marie Morley

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Scott C. Schweighauser. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Justin D. Shepard

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Scott C. Schweighauser. Their page shows their other deals.

The team behind the deals

Sponsor group

Borealis

25 issuers · 108 filings · $19.51B reported sold · 2009–2026

One team, 25 deal companies. Scott C. Schweighauser is listed on 19 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Scott C. Schweighauser.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 7 of the 19 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): BOREALIS STRATEGIC CO-INVESTMENT FUND IP, LP, Borealis Strategic Co-Investment Fund IC, LP, Borealis Strategic Capital Partners Fund II, LP, Borealis Strategic Capital Partners Offshore Fund II, LP, BOREALIS STRATEGIC CAPITAL PARTNERS OFFSHORE FUND I, LP, BOREALIS STRATEGIC CAPITAL PARTNERS FUND I, LP, BOREALIS STRATEGIC CAPITAL PARTNERS MASTER FUND I, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Scott C. Schweighauser by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 19 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Scott C. Schweighauser is listed on: none on file. No website or social profile named in AURORA LIMITED PARTNERSHIP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #295,415 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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