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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:49 AM ET

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Scott D. Roth

Named as an officer, director or promoter on SEC Form D filings · MA, AR · May 10, 2012 → May 12, 2015

5deals (issuers)
$653.9Mreported sold
93investors
21Form D filings
2012–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Scott D. Roth is listed as an executive officer and director on 21 SEC Form D filings by 5 issuers between Mar 2009 and Jun 2023: Somerset Special Opportunities Master Fund, L.P. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2015; $245.4M reported sold to 3 investors), Somerset Special Opportunities Fund LP (Springfield, MA — pooled investment fund — 2009–2015; $166.6M reported sold to 21 investors), Babson Capital High Yield LLC (Springfield, MA — pooled investment fund — 2012–2015; $160.6M reported sold to 11 investors), SOMERSET SPECIAL OPPORTUNITIES OFFSHORE FUND LTD (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010; $78.8M reported sold to 7 investors) and Akeso Biomedical, Inc. (Burlington, MA — industry reported as "Other" — 2017–2023; $2.52M reported sold to 51 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $653.9M sold in total.

Listed alongside Clifford M. Noreen (14 shared filings), Sean Feeley (12 shared filings), Robert Feingold (11 shared filings), Stephen K. Ehrenberg (11 shared filings), Somerset Special Opportunities Management, LLC (10 shared filings, management entity) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.

The issuers belong to 2 sponsor groups: Babson (36 issuers, $62.54B reported sold, 2009–2026) and Vin (57 issuers, $13.8M reported sold, 2011–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 21 public filings for Scott D. Roth and found 13 differences, 2 worth asking the sponsor about: Form D filed 2,050 days after the first sale; Scott D. Roth is no longer listed on the Mar 11, 2011 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Scott D. Roth has not run yet — it is joining a line of 41,692 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Scott D. Roth..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Scott Roth closed
United States Bankruptcy Court, D. Connecticut · No. 17-31103 · Filed Jul 24, 2017 · Closed Oct 30, 2018
Role of Scott Roth: Debtor · Outcome: Case closed 2018-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 40 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
Scott D Roth closed
United States Bankruptcy Court, N.D. Illinois · No. 13-02420 · Filed Jan 22, 2013 · Closed May 24, 2013
Role of Scott D Roth: Debtor · Outcome: Case closed 2013-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 40 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Scott D. Roth and Terri L. Roth closed
United States Bankruptcy Court, D. Oregon · No. 07-61204 · Filed May 3, 2007 · Closed Apr 1, 2009
Role of Scott D. Roth and Terri L. Roth: Debtor · Outcome: Case closed 2009-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 40 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)
Scott Roth closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 99-10412 · Filed Jan 11, 1999 · Closed Aug 30, 1999
Role of Scott Roth: Debtor · Outcome: Case closed 1999-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 40 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Scott D. Roth — 2 worth asking about (compared 21 filings on Oct 24, 2026)

Worth asking · Aug 1, 2007 – Mar 12, 2013

Form D filed 2,050 days after the first sale — Somerset Special Opportunities Master Fund, L.P.

The filing says the first sale was Aug 1, 2007. The Form D was filed Mar 12, 2013 — 2,050 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2,035 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 12, 2013 ↗Somerset Special Opportunities Master Fund, L.P. — PartnerFacts page ↗
Sources
Note · Oct 1, 2004 – Jun 6, 2023

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Akeso Biomedical, Inc. (latest filing Jun 6, 2023) · No amendment in the last 12 months on an offering that may still be open — Akeso Biomedical, Inc. (latest filing Feb 12, 2021) · No amendment in the last 12 months on an offering that may still be open — Akeso Biomedical, Inc. (latest filing Nov 8, 2019) · No amendment in the last 12 months on an offering that may still be open — Akeso Biomedical, Inc. (latest filing Dec 5, 2018) · No amendment in the last 12 months on an offering that may still be open — Akeso Biomedical, Inc. (latest filing Mar 17, 2017) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 6, 2023 ↗Akeso Biomedical, Inc. — PartnerFacts page ↗Form D · Feb 12, 2021 ↗Form D · Nov 8, 2019 ↗
Sources
Worth asking · Mar 11, 2010 – Mar 11, 2011

Scott D. Roth is no longer listed on the Mar 11, 2011 amendment — SOMERSET SPECIAL OPPORTUNITIES OFFSHORE FUND LTD

Scott D. Roth appears on the Mar 11, 2010 Form D/A (executive officer) but not on the Mar 11, 2011 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 11, 2010 ↗Form D/A · Mar 11, 2011 ↗Scott D. Roth — PartnerFacts page ↗SOMERSET SPECIAL OPPORTUNITIES OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
Note · May 18, 2018 – Dec 5, 2018

Offering amount changed between filings — Akeso Biomedical, Inc.

The May 18, 2018 filing says $1,050,000 offered; the Dec 5, 2018 Form D/A says $2,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 18, 2018 ↗Form D/A (later) · Dec 5, 2018 ↗Akeso Biomedical, Inc. — PartnerFacts page ↗
Sources
Note · Mar 23, 2016 – Mar 17, 2017

Minimum investment changed between filings — Akeso Biomedical, Inc.

The Mar 23, 2016 filing lists a minimum of $0; the Mar 17, 2017 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 23, 2016 ↗Form D/A (later) · Mar 17, 2017 ↗Akeso Biomedical, Inc. — PartnerFacts page ↗
Sources
Note · May 12, 2014 – May 12, 2015

Minimum investment changed between filings — Babson Capital High Yield LLC

The May 12, 2014 filing lists a minimum of $5,000,000; the May 12, 2015 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 12, 2014 ↗Form D/A (later) · May 12, 2015 ↗Babson Capital High Yield LLC — PartnerFacts page ↗
Sources
Note · Mar 13, 2009 – May 10, 2012

Scott D. Roth is written 2 different ways on the filings

listed as "Scott Roth" on 11 filings (from Mar 13, 2009), and "Scott D. Roth" on 10 filings (from May 10, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 13, 2009 ↗Form D/A · May 10, 2012 ↗Scott D. Roth — PartnerFacts page ↗
Sources
Note · May 11, 2018 – Jun 5, 2025

Same name, different state: "Scott Roth" (IL) is a separate record

This page covers filings where the address state is MA or AR. A separate record, "Scott Roth" with address state IL, is listed on 5 filings — most recently by Ambient Automotive, Inc. (Jun 5, 2025). The two records do not overlap in time: this page runs May 10, 2012 to May 12, 2015; the other runs May 11, 2018 to Jun 5, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Scott Roth (IL) — PartnerFacts page ↗Form D · Jun 5, 2025 ↗Ambient Automotive, Inc. — PartnerFacts page ↗Scott D. Roth (MA,AR) — this page ↗
Sources
Note · Jan 21, 2020

Same name, different state: "Scott Roth" (CT) is a separate record

This page covers filings where the address state is MA or AR. A separate record, "Scott Roth" with address state CT, is listed on 1 filing — most recently by Series 2020, a series of First In Ventures LLC (Jan 21, 2020). The two records do not overlap in time: this page runs May 10, 2012 to May 12, 2015; the other has one filing dated Jan 21, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Scott Roth (CT) — PartnerFacts page ↗Form D · Jan 21, 2020 ↗Series 2020, a series of First In Ventures LLC — PartnerFacts page ↗Scott D. Roth (MA,AR) — this page ↗
Sources
Note · May 18, 2018 – Dec 5, 2018

Address moved from Waltham, MA to Fayetteville, AR — Akeso Biomedical, Inc.

The people listed on the May 18, 2018 filing give Waltham, MA; on the Dec 5, 2018 filing they give Fayetteville, AR.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · May 18, 2018 ↗Form D/A · Dec 5, 2018 ↗Akeso Biomedical, Inc. — PartnerFacts page ↗
Sources
Note · Mar 17, 2017 – May 18, 2018

Address moved from Fayetteville, AR to Waltham, MA — Akeso Biomedical, Inc.

The people listed on the Mar 17, 2017 filing give Fayetteville, AR; on the May 18, 2018 filing they give Waltham, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 17, 2017 ↗Form D · May 18, 2018 ↗Akeso Biomedical, Inc. — PartnerFacts page ↗
Sources
Note · Mar 11, 2010 – Mar 11, 2011

Address moved from Springfield, MA to George Town, Grand Cayman, Cayman Islands (as filed: E9) — SOMERSET SPECIAL OPPORTUNITIES OFFSHORE FUND LTD

The people listed on the Mar 11, 2010 filing give Springfield, MA; on the Mar 11, 2011 filing they give George Town, Grand Cayman, Cayman Islands (as filed: E9). The address now on file (Maples Corporate Services Limited, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 685 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Mar 11, 2010 ↗Form D/A · Mar 11, 2011 ↗SOMERSET SPECIAL OPPORTUNITIES OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
Note · Mar 13, 2009 – Jun 6, 2023

Scott D. Roth is listed with 2 different address states: MA, AR

MA on 19 filings (Mar 13, 2009 to Nov 8, 2019); AR on 2 filings (Feb 12, 2021 to Jun 6, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Mar 13, 2009 ↗Form D · Feb 12, 2021 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 6, 2023 D
Akeso Biomedical, Inc.
File 021-483446
$0$0$0N/A no CRD number reportedEDGAR ↗
Feb 12, 2021 D
Akeso Biomedical, Inc.
File 021-389302
$0$0$0None no CRD number reportedEDGAR ↗
Nov 8, 2019 D
Akeso Biomedical, Inc.
File 021-352992
$0$0$0N/A no CRD number reportedEDGAR ↗
Dec 5, 2018 D/A
Akeso Biomedical, Inc.
File 021-312793
$0$0$0None no CRD number reportedEDGAR ↗
Mar 17, 2017 D/A
Akeso Biomedical, Inc.
File 021-259858
$0$0$0N/a no CRD number reportedEDGAR ↗
May 12, 2015 D/A
Babson Capital High Yield LLC
File 021-75137
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2015 D/A
Somerset Special Opportunities Fund LP
File 021-107458
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2015 D/A
Somerset Special Opportunities Master Fund, L.P.
File 021-193173
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2010 D/A
SOMERSET SPECIAL OPPORTUNITIES OFFSHORE FUND LTD
File 021-113301
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Scott D. Roth on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AB
Other · group: Vin

Akeso Biomedical, Inc.

Burlington, MA · Mar 17, 2017 → Jun 6, 2023 · 6 filings
  • Jun 6, 2023 · D · $25,000 sold of $200,000 · 2 investors · min. $5,000 · role: Director EDGAR ↗
  • Feb 12, 2021 · D · $573,905 sold of $1,000,000 · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 8, 2019 · D · $597,325 sold of $3,000,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 5, 2018 · D/A · $981,695 sold of $2,500,000 · 51 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2018 · D · $149,285 sold of $1,050,000 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 17, 2017 · D/A · $2,515,000 sold of $5,000,000 · 26 investors · min. $25,000 · role: Director EDGAR ↗

Raised $2.52M from 51 investors (100% of the $200K target) as of the latest filing. Scott is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Babson

Babson Capital High Yield LLC

Springfield, MA · May 10, 2012 → May 12, 2015 · 4 filings
  • May 12, 2015 · D/A · $160,609,624 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (Managing Director of the Managing Member) EDGAR ↗
  • May 12, 2014 · D/A · $160,609,624 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (Managing Director of the Managing Member) EDGAR ↗
  • May 10, 2013 · D/A · $97,609,625 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (Managing Director of the Managing Member) EDGAR ↗
  • May 10, 2012 · D/A · $75,800,624 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (Managing Director of Managing Member) EDGAR ↗

Raised $160.6M from 11 investors as of the latest filing. Scott is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Babson

Somerset Special Opportunities Fund LP

Springfield, MA · Mar 13, 2009 → Mar 9, 2015 · 7 filings
  • Mar 9, 2015 · D/A · $166,628,260 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 12, 2014 · D/A · $166,114,260 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 12, 2013 · D/A · $148,514,260 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 12, 2012 · D/A · $133,414,260 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2011 · D/A · $97,391,000 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2010 · D/A · $89,491,000 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 13, 2009 · D/A · $61,345,000 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $166.6M from 21 investors as of the latest filing. Scott is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Babson

Somerset Special Opportunities Master Fund, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2013 → Mar 9, 2015 · 3 filings
  • Mar 9, 2015 · D/A · $245,403,260 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 12, 2014 · D/A · $242,889,260 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 12, 2013 · D · $203,539,260 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $245.4M from 3 investors as of the latest filing. Scott is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Babson

SOMERSET SPECIAL OPPORTUNITIES OFFSHORE FUND LTD

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 11, 2010
  • Mar 11, 2010 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $78.8M from 7 investors as of the latest filing. Scott is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Scott S Roth — CT, 1 issuer, May 3, 2010 → May 3, 2010 · no shared issuer
  • Scott Roth — IL, 1 issuer, May 11, 2018 → Jun 5, 2025 · no shared issuer
  • Scott Roth — CT, 1 issuer, Jan 21, 2020 → Jan 21, 2020 · no shared issuer

People around Scott 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BC
Management entity

Babson Capital Management LLC

Promoter, Executive Officer · 8 shared filings (3 issuers) · also on 12 other issuers

Babson Capital Management LLC is on 15 issuers in total — a repeat sponsor. Their page lists every one.

KB
Management entity

K. Babson Capital Management LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Scott D. Roth. Their page shows their other deals.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Clifford M. Noreen

Executive Officer · 14 shared filings (4 issuers) · also on 5 other issuers

Clifford M. Noreen is on 9 issuers in total — a repeat sponsor. Their page lists every one.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Feeley

Executive Officer · 12 shared filings (4 issuers)

Listed on the same filings as Scott D. Roth. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Feingold

Executive Officer · 11 shared filings (3 issuers)

Listed on the same filings as Scott D. Roth. Their page shows their other deals.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen K. Ehrenberg

Executive Officer · 11 shared filings (3 issuers)

Listed on the same filings as Scott D. Roth. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Williams

Executive Officer, Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott D. Roth. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Greg W. Lee

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Scott D. Roth. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Sinskey

Director · 6 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Scott D. Roth. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Calvin Goforth

Director · 4 shared filings (1 issuer) · also on 56 other issuers

Robert Calvin Goforth is on 57 issuers in total — a repeat sponsor. Their page lists every one.

KO
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Ohashi

Director · 4 shared filings (1 issuer)

Listed on the same filings as Scott D. Roth. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Dias

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Scott D. Roth. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Kidd

Executive Officer · 2 shared filings (1 issuer) · also on 14 other issuers

Mark Kidd is on 15 issuers in total — a repeat sponsor. Their page lists every one.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

R. Calvin Goforth

Director · 2 shared filings (1 issuer) · also on 10 other issuers

R. Calvin Goforth is on 11 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Bernard Prusaczyk

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Bernard Prusaczyk is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KB
No photo found (searched own website, image search on Oct 24, 2026)
Person

Karla Bodden

Director · 1 shared filing (1 issuer) · also on 180 other issuers

Karla Bodden is on 181 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

J. Dennis Hunter

Director · 1 shared filing (1 issuer) · also on 66 other issuers

J. Dennis Hunter is on 67 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Wagstaff

Executive Officer · 1 shared filing (1 issuer) · also on 13 other issuers

Mark Wagstaff is on 14 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

B
Sponsor group

Babson

36 issuers · 161 filings · $62.54B reported sold · 2009–2026

One team, 36 deal companies. Scott D. Roth is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Scott D. Roth.

V
Sponsor group

Vin

57 issuers · 125 filings · $13.8M reported sold · 2011–2026

One team, 57 deal companies. Scott D. Roth is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Scott D. Roth.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Scott D. Roth by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Scott D. Roth is listed on: none on file. No website or social profile named in Somerset Special Opportunities Master Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #305,548 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (George Town, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗Arkansas state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗Arkansas Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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