PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:09 AM ET

Sponsor Check › Person

Scott Pearson

Related person on Form D filings · address states as listed: MA, PA · listed Nov 6, 2009 → Oct 23, 2025

7issuers
19Form D filings
2009–2025years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

1 of 16 offerings reports sales commissions totalling $128,302; 1 reports finder's fees totalling $101,109; 1 reports proceeds to related persons totalling $50,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 23, 2025 D
File 021-561794
$0$0$0None listed on this filing
EDGAR ↗Dec 26, 2024 D
File 021-533330
$0$0$0None listed on this filing
EDGAR ↗Jul 15, 2024 D
File 021-518796
$0$0$0None listed on this filing
EDGAR ↗Nov 7, 2022 D
File 021-464075
$0$0$0None listed on this filing
EDGAR ↗Dec 28, 2020 D
File 021-384444
$0$101,109$50,000None listed on this filing
EDGAR ↗May 1, 2020 D
File 021-366150
$0$0$0None listed on this filing
EDGAR ↗Sep 4, 2019 D
File 021-347995
$0$0$0None listed on this filing
EDGAR ↗Aug 15, 2019 D
File 021-346640
$0$0$0None listed on this filing
EDGAR ↗Aug 1, 2019 D
File 021-345633
$0$0$0None listed on this filing
EDGAR ↗Jan 2, 2018 D
File 021-302082
$0$0$0None listed on this filing
EDGAR ↗Apr 26, 2016 D
File 021-262025
$0$0$0None listed on this filing
EDGAR ↗Nov 12, 2014 D/A
File 021-225426
$0$0$0None listed on this filing
EDGAR ↗Mar 12, 2014 D/A
File 021-194574
$0$0$0None listed on this filing
EDGAR ↗Nov 7, 2013 D/A
File 021-204129
$0$0$0None listed on this filing
EDGAR ↗Jul 21, 2011 D
File 021-163255
$0$0$0None listed on this filing
EDGAR ↗Nov 6, 2009 D
File 021-84358
$128,302$0$0 (est.)
The proceeds from the offering will be used for sales and marketing, research and development, general and administrative expenses, capital expenditures, and working capital.
Loewen, Ondaatje, McCutcheon Limited BrokerCheck CRD 35205 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Upstart Power Acquisitions, Inc.DirectorOct 23, 2025D$1,000,000
similar: $1,000,000–$16,613,798
$306,5742
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Upstart Power Holdings, Inc.DirectorDec 26, 2024D$5,000,000
similar: $1,000,000–$16,613,798
$2,100,0005
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Upstart Power Holdings, Inc.DirectorJul 15, 2024D$38,250,000
similar: $1,000,000–$16,613,798
$22,518,58218
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Upstart Power Holdings, Inc.Executive Officer, Director
Secretary of Issuer
Nov 7, 2022D$16,950,000
similar: $1,000,000–$16,613,798
$16,950,0008
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Upstart Power Holdings, Inc.Executive Officer, Director
Secretary of Issuer
Dec 28, 2020D$15,528,243
similar: $1,000,000–$16,613,798
$15,528,24313
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Formetrix, Inc.Executive Officer, DirectorMay 1, 2020D$479,459
similar: $1,100,015–$10,001,163
$479,4593
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Upstart Power Holdings, Inc.Executive Officer, DirectorSep 4, 2019D$1,500,000
similar: $1,000,000–$16,613,798
$1,000,0001
similar: 2–13
$500,000
similar: $10,000–$100,000
EDGAR ↗Titan Advanced Energy Solutions, Inc.DirectorAug 15, 2019D$10,192,653
similar: $1,100,015–$10,001,163
$10,192,6533
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Upstart Power Holdings, Inc.Executive Officer, DirectorAug 1, 2019D$2,000,000
similar: $1,000,000–$16,613,798
$472,0007
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Upstart Power Holdings, Inc.Executive Officer, Director, PromoterJan 2, 2018DIndefinite$125,0006$12,000
EDGAR ↗Aquion Energy, Inc.Executive Officer, DirectorApr 26, 2016D$60,000,000
similar: $1,000,000–$16,613,798
$33,200,95618
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Aquion Energy, Inc.Executive Officer, DirectorNov 12, 2014D/A$36,799,964
similar: $1,000,000–$16,613,798
$36,799,96413
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Aquion Energy, Inc.Executive Officer, DirectorSep 29, 2014D$32,600,000
similar: $1,000,000–$16,613,798
$24,599,9758
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Aquion Energy, Inc.Executive Officer, DirectorMar 12, 2014D/A$56,610,788
similar: $1,000,000–$16,613,798
$56,610,78815
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗PROTONEX TECHNOLOGY CORPDirectorNov 7, 2013D/A$1,737,000
similar: $1,000,000–$16,613,798
$200,0001
similar: 2–13
$200,000
similar: $10,000–$100,000
EDGAR ↗PROTONEX TECHNOLOGY CORPDirectorOct 7, 2013D$1,737,000
similar: $1,000,000–$16,613,798
$01
similar: 2–13
$200,000
similar: $10,000–$100,000
EDGAR ↗Aquion Energy, Inc.Executive Officer, DirectorApr 5, 2013D$50,750,008
similar: $1,000,000–$16,613,798
$9,999,9817
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Aquion Energy, Inc.Executive Officer, DirectorJul 21, 2011D$29,930,000
similar: $1,000,000–$16,613,798
$19,999,9992
similar: 2–13
$1,000
similar: $10,000–$100,000
EDGAR ↗Hamilton Thorne, Inc.DirectorNov 6, 2009D$2,075,472
similar: $2,000,000–$19,999,994
$2,075,47211
similar: 2–16
$5,000
similar: $10,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); Other Technology / 506(b) (17,390 filings); Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Scott Pearson — address state MN, 1 issuer, May 28, 2009 → Aug 13, 2009
  • Scott H. Pearson — address state IL, 1 issuer, Mar 3, 2010 → Mar 3, 2010
  • Scott Pearson — address state CO, 1 issuer, Aug 24, 2010 → Aug 24, 2010
  • Scott Pearson — address state CT, 1 issuer, Aug 30, 2016 → Aug 30, 2016
  • Scott Pearson — address state FL, 1 issuer, Jan 5, 2021 → Jan 5, 2021

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as Scott Pearson. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Paul Osenar — 10 shared filings (3 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 1 other issuer
  • John Connolly — 8 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Steve Vassallo — 6 shared filings (1 issuer) · role as listed: Director
  • Jay Whitacre — 6 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Jan van Dokkum — 6 shared filings (1 issuer) · role as listed: Director
  • Ray Lane — 6 shared filings (1 issuer) · role as listed: Director
  • Theodore Wiley — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Bill Wiberg — 5 shared filings (1 issuer) · role as listed: Director
  • NATHAN PALUMBO — 5 shared filings (1 issuer) · roles as listed: Promoter, Executive Officer
  • Elaine Wong — 3 shared filings (2 issuers) · role as listed: Director
  • Peter Bauer — 3 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Georg Bettenhauser — 3 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Thomas McDaniel — 3 shared filings (1 issuer) · role as listed: Director
  • ROBERT BOOKER — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter
  • CHRISTOPHER R. SCHUSTER — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • CHARLES HOLLAND — 2 shared filings (1 issuer) · role as listed: Director
  • AKBAR NADERI — 2 shared filings (1 issuer) · role as listed: Director
  • KENNETH F. COLUCCI — 2 shared filings (1 issuer) · role as listed: Director
  • JOHN BUTT — 2 shared filings (1 issuer) · role as listed: Director
  • John Santo Salvo — 2 shared filings (1 issuer) · role as listed: Director
  • Thurman Rodgers — 2 shared filings (1 issuer) · role as listed: Director
  • Jeff McNeil — 2 shared filings (1 issuer) · role as listed: Director
  • Steven Karaffa — 2 shared filings (1 issuer) · role as listed: Director
  • David Aubrey — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Jeffrey Clopeck — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Robert J. Potter — 1 shared filing (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • David Paratore — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Andrew D Clapp — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Daniel Thorne — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Harry G McCoy — 1 shared filing (1 issuer) · role as listed: Director
  • Louisa Wood — 1 shared filing (1 issuer) · role as listed: Director
  • David Wolf — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Meg Spencer — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • RICH FLATHERS — 1 shared filing (1 issuer) · role as listed: Promoter
  • TYLER COTE — 1 shared filing (1 issuer) · role as listed: Promoter
  • Rhonda Landers — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • K. Leonard Judson — 1 shared filing (1 issuer) · role as listed: Director
  • Shawn Murphy — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Sean M. O'Day — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Philippe Mauchard — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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