SCOTT PEACOCK is listed as an executive officer, director, and promoter on 1 SEC Form D filing by 1 issuer in Sep 2009: GULLY/RILEY PROJECT JOINT VENTURE (Glasgow, KY — oil and gas — 2009; $45K reported sold to 2 investors).
What this means One deal on file with the SEC, filed Sep 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside JACK MARKWELL (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around SCOTT. Each name links to their own page.
The issuer belongs to the sponsor group Energy (3 issuers, $134K reported sold, 2009).
What this means A sponsor group is one team that sets up a new company for each deal. Energy has 3 companies on file and $134K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for SCOTT PEACOCK and found 3 differences: SCOTT PEACOCK appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.