Scott Manalis is listed as an executive officer and director on 4 SEC Form D filings by 1 issuer between Jan 2015 and Aug 2016: AFFINITY BIOSENSORS LLC (Santa Barbara, CA — industry reported as "Other" — 2015–2016; $14.4M reported sold to 27 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Kenneth Babcock (4 shared filings) and L. Robert Johnson (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name listed in Key records below.
What this means 1 record came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Scott Manalis and found 2 differences, 1 worth asking the sponsor about: Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.