Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:49 AM ET

Sponsor Check › Person

Scott M. Maxwell

Named as an officer, director or promoter on SEC Form D filings · IN · May 13, 2009 → Oct 23, 2012

1deal (issuers)

$70Mreported sold

18investors

8Form D filings

2009–2012years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: not yet

The short version

Scott M. Maxwell is listed as a director on 8 SEC Form D filings by 1 issuer between May 2009 and Oct 2012: ExactTarget, Inc. (Indianapolis, IN — other technology — 2009–2012; $70M reported sold to 18 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Matthew W. Ferguson (8 shared filings), Michael Brown (8 shared filings), Scott Dorsey (8 shared filings), Scott McCorkle (8 shared filings), Timothy B. Kopp (8 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases (search queued; results are added automatically).

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched — search queued

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

SEC search queued. Results are added automatically.

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Scott Maxwell and Kimberly Maxwell closed

United States Bankruptcy Court, S.D. Florida. · No. 09-38633 · Filed Dec 28, 2009 · Closed Apr 28, 2015

Role of Scott Maxwell and Kimberly Maxwell: Debtor · Outcome: Case closed 2015-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)

Scott Maxwell closed

United States Bankruptcy Court, D. New Mexico · No. 97-11875 · Filed Apr 1, 1997 · Closed Jul 14, 1997

Role of Scott Maxwell: Debtor · Outcome: Case closed 1997-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); 5 people with this name in Form D filings; court in NM (not a filing state)

Scott Maxwell closed

United States Bankruptcy Court, S.D. Florida. · No. 93-13430 · Filed Sep 1, 1993 · Closed Jun 22, 1994

Role of Scott Maxwell: Debtor · Outcome: Case closed 1994-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)

Scott Maxwell closed

United States Bankruptcy Court, S.D. Florida. · No. 93-10926 · Filed Mar 10, 1993 · Closed Aug 25, 1993

Role of Scott Maxwell: Debtor · Outcome: Case closed 1993-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 23, 2012 D ExactTarget, Inc. File 021-185946	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 23, 2012 D ExactTarget, Inc. File 021-185948	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 21, 2011 D ExactTarget, Inc. File 021-169030	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 8, 2011 D ExactTarget, Inc. File 021-158107	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 15, 2010 D ExactTarget, Inc. File 021-130910	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Scott M. Maxwell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

ExactTarget, Inc.

Indianapolis, IN · May 13, 2009 → Oct 23, 2012 · 8 filings

Oct 23, 2012 · D · $6,300,003 sold of $6,300,003 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 23, 2012 · D · $9,999,999 sold of $9,999,999 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Nov 21, 2011 · D · $40,000,000 sold of $40,000,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 8, 2011 · D · $30,000,000 sold of $30,000,000 · 18 investors · min. $25,000 · role: Director EDGAR ↗
Mar 15, 2010 · D · $8,091,669 sold of $8,091,669 · 11 investors · min. $13,710 · role: Director EDGAR ↗
Nov 20, 2009 · D · $70,000,000 sold of $70,000,000 · 3 investors · min. $426,108 · role: Director EDGAR ↗
Oct 13, 2009 · D · $5,000,000 sold of $5,000,000 · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
May 13, 2009 · D · $69,999,964 sold of $69,999,964 · 10 investors · min. $473,574 · role: Director EDGAR ↗

Raised $70M from 18 investors (100% of the $6.3M target) as of the latest filing. Scott is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Scott Maxwell — MA, WA, 12 issuers, Jun 28, 2010 → Sep 1, 2022 · no shared issuer
Scott Maxwell — CA, 3 issuers, Mar 4, 2009 → Jul 18, 2022 · no shared issuer
Scott Maxwell — DE, PA, 1 issuer, Nov 20, 2012 → Oct 9, 2013 · no shared issuer
Scott Maxwell — NY, 1 issuer, May 17, 2019 → May 17, 2019 · no shared issuer

People around Scott 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Person

Timothy I. Maudlin

Director · 8 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

Matthew W. Ferguson

Director · 8 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

Scott Dorsey

Executive Officer, Director · 8 shared filings (1 issuer) · also on 34 other issuers

Scott Dorsey is on 35 issuers in total — a repeat sponsor. Their page lists every one.

Person

Scott McCorkle

Executive Officer · 8 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

Traci M. Dolan

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

Timothy B. Kopp

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

Michael Brown

Director · 8 shared filings (1 issuer) · also on 18 other issuers

Michael Brown is on 19 issuers in total — a repeat sponsor. Their page lists every one.

Person

Peter D. McCormick

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

Rory O'Driscoll

Director · 6 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

David Yuan

Director · 6 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

Robert A. Compton

Director · 4 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

C. Todd Richardson

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

Scott J. Bleczinski

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

Andrew J. Kofoid

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

Steven A. Collins

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

Julie Bradley

Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

Nikitas Koutoupes

Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

Rory T. O'Driscoll

Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

Person

William K. Boncosky

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Scott M. Maxwell. Their page shows their other deals.

The team behind the deals

Same business address

2 other issuers file from the same address

Apexian Pharmaceuticals, Inc. Indianapolis, IN · 2012
YourEncore Inc Indianapolis, IN · 2011

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Indianapolis, IN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Members get an email when Scott M. Maxwell appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Scott M. Maxwell

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 1

People around Scott 19

The team behind the deals

2 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person