Scott Lantz is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between May 2011 and Jun 2012: Sugarmade, Inc. (San Jose, CA — industry reported as "Other" — 2011–2012; $11.7M reported sold to 50 investors) and Sugarmade, Inc. (San Jose, CA — industry reported as "Other" — 2011; $2.16M reported sold to 31 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $13.9M sold in total.
Listed alongside Kevin Russeth (2 shared filings), Clifton Leung (1 shared filing), Ed Roffman (1 shared filing), James Jensen (1 shared filing) and Sandy Salzberg (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.
All 2 issuers belong to the sponsor group Sugarmade (2 issuers, $2.16M reported sold, 2011–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Sugarmade has 2 companies on file and $2.16M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Scott Lantz and found 3 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.