Scott B. Harper is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 6 issuers between Jan 2010 and Feb 2024. Largest by amount reported sold: Primus Capital Fund VII, LP (Cleveland, OH — pooled investment fund — 2012; $273.2M reported sold to 22 investors), Sterling Co-Investment Fund II, LLC (Cleveland, OH — investing — 2021; $15.4M reported sold to 29 investors), Sterling Co-Investment Fund III LLC (Cleveland, OH — investing — 2024; $15.3M reported sold to 17 investors), Sterling Co-Investment Fund I, LLC (Cleveland, OH — investing — 2015; $5.45M reported sold to 18 investors), Sterling Capital Fund Management III LLC (Cleveland, OH — investing — 2024; $3.47M reported sold to 14 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, director, and promoter, over about 14 years. Across those companies the filings report $314.7M sold in total.
The issuers belong to 2 sponsor groups: Sterling (4 issuers, $39.6M reported sold, 2015–2024) and Primus (7 issuers, $275.2M reported sold, 2010–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Scott B. Harper and found 9 differences: Scott B. Harper appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.