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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:36 AM ET

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Scott Feldhacker

Named as an officer, director or promoter on SEC Form D filings · AZ · Feb 4, 2011 → Feb 9, 2022

2deals (issuers)
$22.9Mreported sold
35investors
4Form D filings
2011–2022years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Scott Feldhacker is listed as an executive officer, director, and promoter on 4 SEC Form D filings by 2 issuers between Feb 2011 and Feb 2022: American Standard Energy Corp. (Scottsdale, AZ — oil and gas — 2011; $21.3M reported sold to 24 investors) and AZ COFFEE BROS I, LLC (Scottsdale, AZ — restaurants — 2022; $1.6M reported sold to 11 investors).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 11 years. Across those companies the filings report $22.9M sold in total.

Listed alongside James Leeton, Jr. (2 shared filings), Randall Capps (2 shared filings), Richard Macqueen (2 shared filings), Robert Thompson (2 shared filings), Scott Mahoney (2 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.

1 of the issuers belongs to the sponsor group American Standard Energy (2 issuers, $13.5M reported sold, 2010–2011).

What this means A sponsor group is one team that sets up a new company for each deal. American Standard Energy has 2 companies on file and $13.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 state regulator order, 1 bankruptcy case matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Scott Feldhacker and found 5 differences, 1 worth asking the sponsor about: Regulator action naming a team member: Scott David Mahoney (Nov 4, 2022); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Scott Feldhacker has not run yet — it is joining a line of 36,692 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

U.S. Bank Trust National Association, not in its individual capacity, but solely as Trustee of LSRMF MH Master Participation Trust II v. The Estate of Ellen Feldhacker closed
District Court, D. Rhode Island · No. 1:22-cv-00278 · Filed Jul 22, 2022 · Closed Feb 17, 2023
Role of Ellen Feldhacker: Defendant · Outcome: Terminated 2023-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 3 federal dockets); different first name (ellen); court in RI (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Kenneth Duane Feldhacker (CRD #1801281, Registered Representative, Phoenix, Arizona)
As listed by the regulator: Kenneth Duane Feldhacker (CRD #1801281, Registered Representative, Phoenix, Arizona) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any NASD member in any capacity. Without admitting or denying the findings, Feldhacker consented to the described sanction and to the entry of findings that he opened a joint brokerage account with a public customer without the customer’s authorization or consent. Order / docket ↗ Regulator's list ↗
same rare surname (1 person in Form D filings); different first name (duane); nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Scott Feldhacker..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

AT&T Universal Card Services v. Feldhacker closed
United States Bankruptcy Court, N.D. Iowa · No. 96-05119 · Filed Jul 15, 1996 · Closed Dec 26, 1997
Role of Feldhacker: Defendant · Outcome: Case closed 1997-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 3 federal dockets); surname only in the caption; court in IA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Scott Feldhacker — 1 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Nov 4, 2022

Regulator action naming a team member: Scott David Mahoney (Nov 4, 2022)

A ap release dated Nov 4, 2022 names Scott Mahoney (listed on the same filings). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Note · Jul 15, 1996 – Dec 26, 1997

Bankruptcy case: AT&T Universal Card Services v. Feldhacker — filed Jul 15, 1996

United States Bankruptcy Court, N.D. Iowa docket "AT&T Universal Card Services v. Feldhacker" filed Jul 15, 1996, closed Dec 26, 1997. Scott Feldhacker is listed as Defendant ("Feldhacker"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jan 14, 2022 – Feb 9, 2022

Form D filed 26 days after the first sale — AZ COFFEE BROS I, LLC

The filing says the first sale was Jan 14, 2022. The Form D was filed Feb 9, 2022 — 26 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 11 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jan 14, 2022 – Feb 9, 2022

No amendment in the last 12 months on an offering that may still be open — AZ COFFEE BROS I, LLC (latest filing Feb 9, 2022)

The latest filing for this offering is dated Feb 9, 2022 (first sale Jan 14, 2022). It reports $1,600,000 sold of $2,400,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 31, 2011 – Apr 1, 2011

No amendment in the last 12 months on an offering that may still be open — American Standard Energy Corp. (latest filing Apr 1, 2011)

The latest filing for this offering is dated Apr 1, 2011 (first sale Mar 31, 2011). It reports $21,257,778 sold of $23,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 4 offerings report sales commissions totalling $2,769,914; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 9, 2022 D
AZ COFFEE BROS I, LLC
File 021-432890
$0$0$0
None.
None listed on this filingEDGAR ↗
Jul 20, 2011 D
American Standard Energy Corp.
File 021-163209
$0$0$0Canaccord Genuity Inc. BrokerCheck CRD 1020 ↗EDGAR ↗
Apr 1, 2011 D
American Standard Energy Corp.
File 021-157754
$1,537,374$0$0Northland Securities, Inc. no CRD number reported
via Northland Securities, Inc. (CRD 40258 ↗)
EDGAR ↗
Feb 4, 2011 D
American Standard Energy Corp.
File 021-154869
$1,232,540 (est.)$0 (est.)$0Northland Securities, Inc. BrokerCheck CRD 40258 ↗
via Northland Securities, Inc. (CRD 40258 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Scott Feldhacker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Restaurants

AZ COFFEE BROS I, LLC

Scottsdale, AZ · Feb 9, 2022
  • Feb 9, 2022 · D · $1,600,000 sold of $2,400,000 · 11 investors · min. $50,000 · role: Promoter (Organizer and co-founder) EDGAR ↗

Raised $1.6M from 11 investors (67% of the $2.4M target) as of the latest filing. Scott is listed as promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Restaurants / 506(b) (639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Oil and Gas · group: American Standard Energy

American Standard Energy Corp.

Scottsdale, AZ · Feb 4, 2011 → Jul 20, 2011 · 3 filings
  • Jul 20, 2011 · D · $13,000,000 sold of $13,000,000 · 2 investors · min. $250,000 · role: Director, Executive Officer (Chief Executive Officer) EDGAR ↗
  • Apr 1, 2011 · D · $21,257,778 sold of $23,000,000 · 24 investors · min. No minimum reported · role: Director, Executive Officer (Chief Executive Officer) EDGAR ↗
  • Feb 4, 2011 · D · $15,406,755 sold of $15,406,755 · 24 investors · min. No minimum reported · role: Director, Executive Officer EDGAR ↗

Raised $21.3M from 24 investors (100% of the $13M target) as of the latest filing. Scott is listed as director, executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Scott 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Mahoney

Director, Executive Officer · 2 shared filings (1 issuer) · also on 5 other issuers

Scott Mahoney is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Macqueen

Director, Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Feldhacker. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Thompson

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Scott Feldhacker. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Randall Capps

Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott Feldhacker. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

James Leeton, Jr.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott Feldhacker. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Wall

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Feldhacker. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Scott David

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Feldhacker. Their page shows their other deals.

WK
No photo found yet (own website and image search run after this page is viewed)
Person

William Killian

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Feldhacker. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Conroy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Feldhacker. Their page shows their other deals.

The team behind the deals

Sponsor group

American Standard Energy

2 issuers · 4 filings · $13.5M reported sold · 2010–2011

One team, 2 deal companies. Scott Feldhacker is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Scott Feldhacker.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Scott Feldhacker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Scott Feldhacker is listed on: none on file. No website or social profile named in American Standard Energy Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #349,604 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Scottsdale, AZ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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