PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:00 AM ET

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Scott Carter

Named as an officer, director or promoter on SEC Form D filings · CA, GA · Dec 15, 2009 → Apr 28, 2020

4deals (issuers)
$106.9Mreported sold
30investors
8Form D filings
2009–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Scott Carter is listed as an executive officer and director on 8 SEC Form D filings by 4 issuers between Dec 2009 and Apr 2020: Brain Corp (San Diego, CA — other technology — 2020; $36.2M reported sold to 9 investors), ECPM Holdings, LLC (Alpharetta, GA — industry reported as "Other" — 2014–2015; $31M reported sold to 14 investors), Implantable Provider Group, Inc. (Alpharetta, GA — other technology — 2010–2013; $25.4M reported sold to 5 investors) and Acton Pharmaceuticals, Inc. (Marlborough, MA — pharmaceuticals — 2009–2013; $14.2M reported sold to 2 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $106.9M sold in total.

Listed alongside Daniel Kreisler (3 shared filings), John Simon (3 shared filings), Brit Young (2 shared filings), DAVID KAUFMAN (2 shared filings), David Gill (2 shared filings) and 23 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.

1 of the issuers belongs to the sponsor group Endochoice (2 issuers, $35.5M reported sold, 2009–2015).

What this means A sponsor group is one team that sets up a new company for each deal. Endochoice has 2 companies on file and $35.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 13 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Scott Carter and found 8 differences: No amendment in the last 12 months on an offering that may still be open; Industry group changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Scott Carter has not run yet — it is joining a line of 4,107 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

Scott N Carter v. Nadador LLC closed
District Court, C.D. California · No. 5:15-cv-01043 · Filed May 27, 2015 · Closed Sep 23, 2015 · Nature of suit: Contract: Other · Cause: 28:1441 Notice of Removal -- Other Contract
Role of Scott N Carter: Plaintiff · Outcome: Terminated 2015-09-23 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Ultra Investments Inc v. Scott Carter closed
District Court, C.D. California · No. 5:12-cv-01632 · Filed Sep 25, 2012 · Closed Oct 3, 2012 · Nature of suit: Real Property: Foreclosure · Cause: 28:1444 Notice of Removal - Foreclosure
Role of Scott Carter: Defendant · Outcome: Terminated 2012-10-03 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Scott Carter..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

13 cases: 13 closed (disposition not in docket feed)

Scott D. Carter closed
United States Bankruptcy Court, N.D. Georgia · No. 15-22423 · Filed Nov 30, 2015 · Closed Mar 15, 2016
Role of Scott D. Carter: Debtor · Outcome: Case closed 2016-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (GA)
Scott L. Carter and Jennifer L. Carter closed
United States Bankruptcy Court, M.D. Georgia · No. 13-70031 · Filed Jan 10, 2013 · Closed Aug 8, 2016
Role of Scott L. Carter and Jennifer L. Carter: Debtor · Outcome: Case closed 2016-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (GA)
Scott Carter closed
United States Bankruptcy Court, N.D. California · No. 12-55835 · Filed Aug 3, 2012 · Closed Sep 13, 2012
Role of Scott Carter: Debtor · Outcome: Case closed 2012-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Scott C Carter closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-19301 · Filed Apr 16, 2012 · Closed Jul 3, 2012
Role of Scott C Carter: Debtor · Outcome: Case closed 2012-07-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Scott Carter and Judith Lee Carter closed
United States Bankruptcy Court, E.D. California · No. 11-47562 · Filed Nov 23, 2011 · Closed Mar 9, 2012
Role of Scott Carter and Judith Lee Carter: Debtor · Outcome: Case closed 2012-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Scott T. Carter and Alexis J. Carter closed
United States Bankruptcy Court, C.D. California · No. 8:11-bk-26195 · Filed Nov 23, 2011 · Closed Mar 27, 2012
Role of Scott T. Carter and Alexis J. Carter: Debtor · Outcome: Case closed 2012-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Scott A. Carter and Christina M. Carter closed
United States Bankruptcy Court, E.D. California · No. 10-29769 · Filed Apr 15, 2010 · Closed Sep 24, 2010
Role of Scott A. Carter and Christina M. Carter: Debtor · Outcome: Case closed 2010-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Scott A. Carter and Marisol Carter closed
United States Bankruptcy Court, E.D. California · No. 08-36808 · Filed Nov 18, 2008 · Closed Jun 3, 2014
Role of Scott A. Carter and Marisol Carter: Debtor · Outcome: Case closed 2014-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Scott R Carter and Evelyn Christine Carter closed
United States Bankruptcy Court, C.D. California · No. 6:08-bk-22617 · Filed Sep 18, 2008 · Closed Jul 31, 2009
Role of Scott R Carter and Evelyn Christine Carter: Debtor · Outcome: Case closed 2009-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Scott L. Carter and Jennifer Carter closed
United States Bankruptcy Court, M.D. Georgia · No. 07-30294 · Filed Apr 2, 2007 · Closed Nov 2, 2010
Role of Scott L. Carter and Jennifer Carter: Debtor · Outcome: Case closed 2010-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (GA)
Scott Carter and Camelia Carter closed
United States Bankruptcy Court, E.D. California · No. 05-29340 · Filed Aug 1, 2005 · Closed Jan 12, 2006
Role of Scott Carter and Camelia Carter: Debtor · Outcome: Case closed 2006-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Scott Carter closed
United States Bankruptcy Court, M.D. Georgia · No. 97-71183 · Filed Oct 20, 1997 · Closed Mar 26, 1998
Role of Scott Carter: Debtor · Outcome: Case closed 1998-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (GA)
Scott J. Carter closed
United States Bankruptcy Court, N.D. Georgia · No. 91-71085 · Filed Jun 5, 1991 · Closed Sep 20, 1991
Role of Scott J. Carter: Debtor · Outcome: Case closed 1991-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 164 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (GA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Scott Carter (compared 8 filings on Oct 24, 2026)

Note · Apr 17, 2020 – Apr 28, 2020

No amendment in the last 12 months on an offering that may still be open — Brain Corp (latest filing Apr 28, 2020)

The latest filing for this offering is dated Apr 28, 2020 (first sale Apr 17, 2020). It reports $36,236,138 sold of $99,999,999 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 28, 2020 ↗Brain Corp — PartnerFacts page ↗
Sources
Note · Dec 10, 2009 – Dec 15, 2009

No amendment in the last 12 months on an offering that may still be open — Acton Pharmaceuticals, Inc. (latest filing Dec 15, 2009)

The latest filing for this offering is dated Dec 15, 2009 (first sale Dec 10, 2009). It reports $500,000 sold of $10,000,003 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 15, 2009 ↗Acton Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Feb 26, 2010 – Aug 22, 2013

Industry group changed between filings — Implantable Provider Group, Inc.

"Other Health Care" (Feb 26, 2010); then "Other Technology" (Aug 22, 2013).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 26, 2010 ↗Form D · Aug 22, 2013 ↗Implantable Provider Group, Inc. — PartnerFacts page ↗
Sources
Note · Feb 18, 2025

Same name, different state: "Scott Carter" (NY) is a separate record

This page covers filings where the address state is CA or GA. A separate record, "Scott Carter" with address state NY, is listed on 1 filing — most recently by Recruit.U Holding Corp. (Feb 18, 2025). The two records do not overlap in time: this page runs Dec 15, 2009 to Apr 28, 2020; the other has one filing dated Feb 18, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Scott Carter (NY) — PartnerFacts page ↗Form D · Feb 18, 2025 ↗Recruit.U Holding Corp. — PartnerFacts page ↗Scott Carter (CA,GA) — this page ↗
Sources
Note · Aug 24, 2012 – Oct 20, 2014

Same name, different state: "Scott Carter" (MD) is a separate record

This page covers filings where the address state is CA or GA. A separate record, "Scott Carter" with address state MD, is listed on 2 filings — most recently by Telcare, Inc. (Oct 20, 2014). Both records have filings in the same period (Aug 24, 2012 to Oct 20, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Scott Carter (MD) — PartnerFacts page ↗Form D · Oct 20, 2014 ↗Telcare, Inc. — PartnerFacts page ↗Scott Carter (CA,GA) — this page ↗
Sources
Note · Apr 20, 2012

Same name, different state: "Scott Carter" (NJ) is a separate record

This page covers filings where the address state is CA or GA. A separate record, "Scott Carter" with address state NJ, is listed on 1 filing — most recently by TIMESIGHT SYSTEMS INC (Apr 20, 2012). Both records have filings in the same period (Apr 20, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Scott Carter (NJ) — PartnerFacts page ↗Form D · Apr 20, 2012 ↗TIMESIGHT SYSTEMS INC — PartnerFacts page ↗Scott Carter (CA,GA) — this page ↗
Sources
Note · Sep 30, 2009 – Mar 9, 2011

Same name, different state: "Scott H. Carter" (MA) is a separate record

This page covers filings where the address state is CA or GA. A separate record, "Scott H. Carter" with address state MA, is listed on 4 filings — most recently by FSP Union Centre Corp. (Mar 9, 2011). Both records have filings in the same period (Dec 15, 2009 to Mar 9, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Scott H. Carter (MA) — PartnerFacts page ↗Form D · Mar 9, 2011 ↗FSP Union Centre Corp. — PartnerFacts page ↗Scott Carter (CA,GA) — this page ↗
Sources
Note · Dec 15, 2009 – Apr 28, 2020

Scott Carter is listed with 2 different address states: CA, GA

CA on 5 filings (Dec 15, 2009 to Apr 28, 2020); GA on 3 filings (Feb 26, 2010 to Mar 13, 2015).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Dec 15, 2009 ↗Form D · Feb 26, 2010 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 8 offerings reports sales commissions totalling $634,132; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 28, 2020 D
Brain Corp
File 021-365854
$634,132$0$0BofA Securities, Inc. BrokerCheck CRD 283942 ↗
via BofA Securities, Inc. (CRD 283942 ↗)
EDGAR ↗
Mar 13, 2015 D
ECPM Holdings, LLC
File 021-235917
$0$0$0None listed on this filingEDGAR ↗
Nov 7, 2014 D
ECPM Holdings, LLC
File 021-227892
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2013 D
Implantable Provider Group, Inc.
File 021-201766
$0$0$0None listed on this filingEDGAR ↗
May 20, 2013 D
Acton Pharmaceuticals, Inc.
File 021-196737
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 30, 2010 D
Acton Pharmaceuticals, Inc.
File 021-148359
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 26, 2010 D
Implantable Provider Group, Inc.
File 021-107093
$0$0$0None listed on this filingEDGAR ↗
Dec 15, 2009 D
Acton Pharmaceuticals, Inc.
File 021-136915
$0$0$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Scott Carter on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BC
Other Technology

Brain Corp

San Diego, CA · Apr 28, 2020
  • Apr 28, 2020 · D · $36,236,138 sold of $99,999,999 · 9 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $36.2M from 9 investors (36% of the $100M target) as of the latest filing. Scott is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EH
Other · group: Endochoice

ECPM Holdings, LLC

Alpharetta, GA · Nov 7, 2014 → Mar 13, 2015 · 2 filings
  • Mar 13, 2015 · D · $31,000,000 sold of $31,000,000 · 14 investors · min. No minimum reported · role: Executive Officer (Manager) EDGAR ↗
  • Nov 7, 2014 · D · $25,945,405 sold of $25,945,405 · 12 investors · min. No minimum reported · role: Executive Officer (Manager) EDGAR ↗

Raised $31M from 14 investors (100% of the $31M target) as of the latest filing. Scott is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IP
Other Technology

Implantable Provider Group, Inc.

Alpharetta, GA · Feb 26, 2010 → Aug 22, 2013 · 2 filings
  • Aug 22, 2013 · D · $10,000,000 sold of $10,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 26, 2010 · D · $25,423,169 sold of $25,423,169 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $25.4M from 5 investors (100% of the $10M target) as of the latest filing. Scott is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AP
Pharmaceuticals

Acton Pharmaceuticals, Inc.

Marlborough, MA · Dec 15, 2009 → May 20, 2013 · 3 filings
  • May 20, 2013 · D · $7,000,005 sold of $7,000,005 · 2 investors · min. $295,406 · role: Director EDGAR ↗
  • Sep 30, 2010 · D · $14,199,512 sold of $14,199,512 · 2 investors · min. $590,794 · role: Director EDGAR ↗
  • Dec 15, 2009 · D · $500,000 sold of $10,000,003 · 1 investors · min. $10,000 · role: Director EDGAR ↗

Raised $14.2M from 2 investors (100% of the $7M target) as of the latest filing. Scott is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Scott H. Carter — MA, 4 issuers, Sep 30, 2009 → Mar 9, 2011 · no shared issuer
  • Scott Carter — NJ, 1 issuer, Apr 20, 2012 → Apr 20, 2012 · no shared issuer
  • Scott Carter — NY, 1 issuer, Feb 18, 2025 → Feb 18, 2025 · no shared issuer
  • Scott Carter — MD, 1 issuer, Aug 24, 2012 → Oct 20, 2014 · no shared issuer

People around Scott 28

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Simon

Director, Executive Officer, Promoter · 3 shared filings (1 issuer) · also on 12 other issuers

John Simon is on 13 issuers in total — a repeat sponsor. Their page lists every one.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Kreisler

Director, Executive Officer, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Gilreath

Executive Officer · 2 shared filings (1 issuer) · also on 6 other issuers

Mark Gilreath is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Rik Vandevenne

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Scott Carter. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Antinori

Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

James J. Ethridge, Jr.

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID KAUFMAN

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Carter. Their page shows their other deals.

BY
No photo found yet (own website and image search run after this page is viewed)
Person

Brit Young

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Balkcom

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Huennekens

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Davis

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Rubey

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Ladd

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

UG
No photo found yet (own website and image search run after this page is viewed)
Person

Uri Geiger

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Carter. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Gill

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Carter. Their page shows their other deals.

HW
No photo found yet (own website and image search run after this page is viewed)
Person

Harvey White

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Scott Carter. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Wrona

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Dixon

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Phair

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Kersey, M.D.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Dixon

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Altman

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Carter. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Allen Gruber

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

Andy Ng

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn Swaney

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Carter. Their page shows their other deals.

EI
No photo found yet (own website and image search run after this page is viewed)
Person

Eugene Izhikevich

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Tapalaga

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Michael S Jones

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Scott Carter. Their page shows their other deals.

The team behind the deals

E
Sponsor group

Endochoice

2 issuers · 5 filings · $35.5M reported sold · 2009–2015

One team, 2 deal companies. Scott Carter is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Scott Carter.

Registrations and other filings

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Scott Carter by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Scott Carter is listed on: none on file. No website or social profile named in Brain Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #105,950 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Diego, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Georgia state courts — find the court ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Georgia Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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