Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:52 AM ET

Sponsor Check › Person

Sandra G. Wallis

Named as an officer, director or promoter on SEC Form D filings · CA · Jan 22, 2010 → Feb 17, 2017

10deals (issuers)

$705.6Mreported sold

77investors

14Form D filings

2010–2017years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: not yet

The short version

Sandra G. Wallis is listed as an executive officer on 14 SEC Form D filings by 10 issuers between Jan 2010 and Feb 2017. Largest by amount reported sold: Weathergage Venture Capital IV LP (Palo Alto, CA — pooled investment fund — 2016–2017; $190.3M reported sold to 49 investors), Weathergage Venture Capital IV (Cayman) LP (Palo Alto, CA — pooled investment fund — 2016–2017; $190.3M reported sold to 17 investors), Weathergage Capital Investments 2016 LP (Palo Alto, CA — pooled investment fund — 2016; $100M reported sold to 1 investors), Weathergage Capital Investments 2014 LP (Palo Alto, CA — pooled investment fund — 2014; $73M reported sold to 1 investors), Weathergage Venture Capital II LP (Palo Alto, CA — pooled investment fund — 2010–2011; $62M reported sold to 5 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer, over about 7 years. Across those companies the filings report $705.6M sold in total.

Listed alongside Courtney R. McCrea (14 shared filings), J. Bradford Hammond (14 shared filings), Judith B. Elsea (14 shared filings), Tim E. Bliamptis (14 shared filings), Weathergage Venture Capital Management II LLC (6 shared filings, management entity) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Sandra. Each name links to their own page.

All 10 issuers belong to the sponsor group Weathergage Venture (10 issuers, $705.6M reported sold, 2010–2017).

What this means A sponsor group is one team that sets up a new company for each deal. Weathergage Venture has 10 companies on file and $705.6M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Sandra J Wallis closed

United States Bankruptcy Court, N.D. Illinois · No. 05-72106 · Filed Apr 28, 2005 · Closed Aug 30, 2005

Role of Sandra J Wallis: Debtor · Outcome: Case closed 2005-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 8 federal dockets); court in IL (not a filing state); middle initial differs

Dean Wallis and Sandra Wallis closed

United States Bankruptcy Court, C.D. California · No. 9:92-bk-70097 · Filed Jun 8, 1992 · Closed Jul 22, 1994

Role of Sandra Wallis: Debtor · Outcome: Case closed 1994-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 8 federal dockets); court in the person's filing state (CA)

RICHARD WALLIS and SANDRA WALLIS closed

United States Bankruptcy Court, E.D. Washington · No. 92-00851 · Filed Mar 18, 1992 · Closed Aug 25, 1992

Role of SANDRA WALLIS: Debtor · Outcome: Case closed 1992-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 8 federal dockets); court in WA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

0 of 10 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Feb 17, 2017 D/A Weathergage Venture Capital IV LP File 021-257645	$0	$0	$0 The Management Company or an affiliate will receive a fee for management services calculated as a percentage of aggregate partners subscriptions.	None listed on this filing	EDGAR ↗
Feb 17, 2017 D/A Weathergage Venture Capital IV (Cayman) LP File 021-257649	$0	$0	$0 An affiliate of the General Partner will receive a fee for management services calculated as a percentage of aggregate partners subscriptions.	None listed on this filing	EDGAR ↗
Apr 13, 2016 D Weathergage Capital Investments 2016 LP File 021-261213	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Mar 13, 2014 D Weathergage Venture Capital III (Cayman) LP File 021-213493	$0	$0	$0 An affiliate of the General Partner will receive a fee for management services calculated as a percentage of aggregate partners subscriptions.	None listed on this filing	EDGAR ↗
Feb 6, 2014 D Weathergage Capital Investments 2014 LP File 021-211450	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Feb 5, 2014 D Weathergage Venture Capital III LP File 021-211321	$0	$0	$0 (est.) The Management Company or an affiliate will receive a fee for management services calculated as a percentage of aggregate partners subscriptions.	None listed on this filing	EDGAR ↗
Apr 5, 2011 D Weathergage Capital Investments A LP File 021-157813	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 5, 2011 D Weathergage Capital Investments B LP File 021-157814	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 21, 2011 D/A Weathergage Venture Capital II LP File 021-138061	$0 (est.)	$0 (est.)	$0 (est.) Issuer's general partner or affiliate will receive a fee for management services at an annual rate as a percentage of commitments. Amount to be paid, number of years to be paid and extent paid out of adjusted gross proceeds are unknown at this time.	Cazenave & Co., Inc. BrokerCheck CRD 20721 ↗	EDGAR ↗
Jan 21, 2011 D/A Weathergage Venture Capital II (Cayman) LP File 021-138062	$0 (est.)	$0 (est.)	$0 (est.) Issuer's general partner or affiliate will receive a fee for management services at an annual rate as a percentage of commitments. Amount to be paid, number of years to be paid and extent paid out of adjusted gross proceeds are unknown at this time.	Cazenave & Co., Inc. BrokerCheck CRD 20721 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Sandra G. Wallis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Weathergage Venture

Weathergage Venture Capital IV (Cayman) LP

Palo Alto, CA · Feb 17, 2016 → Feb 17, 2017 · 2 filings

Feb 17, 2017 · D/A · $190,325,000 sold of $200,000,000 · 17 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Managing Member of the General Partner of the Issuer) EDGAR ↗
Feb 17, 2016 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $190.3M from 17 investors (95% of the $200M target) as of the latest filing. Sandra is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Weathergage Venture

Weathergage Venture Capital IV LP

Palo Alto, CA · Feb 17, 2016 → Feb 17, 2017 · 2 filings

Feb 17, 2017 · D/A · $190,325,000 sold of $200,000,000 · 49 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Managing Member of the General Partner of the General Partner of the Issuer) EDGAR ↗
Feb 17, 2016 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Managing Member of the General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $190.3M from 49 investors (95% of the $200M target) as of the latest filing. Sandra is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Weathergage Venture

Weathergage Capital Investments 2016 LP

Palo Alto, CA · Apr 13, 2016

Apr 13, 2016 · D · $100,000,000 sold of $100,000,000 · 1 investors · min. $100,000,000 · role: Executive Officer (Managing Director of the Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $100M from 1 investor (100% of the $100M target) as of the latest filing. Sandra is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Weathergage Venture

Weathergage Venture Capital III (Cayman) LP

Palo Alto, CA · Mar 13, 2014

Mar 13, 2014 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Sandra is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Weathergage Venture

Weathergage Capital Investments 2014 LP

Palo Alto, CA · Feb 6, 2014

Feb 6, 2014 · D · $73,000,000 sold of $73,000,000 · 1 investors · min. $73,000,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $73M from 1 investor (100% of the $73M target) as of the latest filing. Sandra is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Weathergage Venture

Weathergage Venture Capital III LP

Palo Alto, CA · Feb 5, 2014

Feb 5, 2014 · D · $0 sold of $200,000,000 · 0 investors · min. $2,000,000 · role: Executive Officer (Manager of the General Partner of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Sandra is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Weathergage Venture

Weathergage Capital Investments A LP

Palo Alto, CA · Apr 5, 2011

Apr 5, 2011 · D · $50,000,000 sold of $50,000,000 · 1 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the Issuer) EDGAR ↗

Raised $50M from 1 investor (100% of the $50M target) as of the latest filing. Sandra is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Weathergage Venture

Weathergage Capital Investments B LP

Palo Alto, CA · Apr 5, 2011

Apr 5, 2011 · D · $20,000,000 sold of $20,000,000 · 1 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the Issuer) EDGAR ↗

Raised $20M from 1 investor (100% of the $20M target) as of the latest filing. Sandra is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Weathergage Venture

Weathergage Venture Capital II (Cayman) LP

Palo Alto, CA · Jan 22, 2010 → Jan 21, 2011 · 2 filings

Jan 21, 2011 · D/A · $20,000,000 sold of $50,000,000 · 2 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the Issuer) EDGAR ↗
Jan 22, 2010 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the Issuer) EDGAR ↗

Raised $20M from 2 investors (40% of the $50M target) as of the latest filing. Sandra is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Weathergage Venture

Weathergage Venture Capital II LP

Palo Alto, CA · Jan 22, 2010 → Jan 21, 2011 · 2 filings

Jan 21, 2011 · D/A · $62,000,000 sold of $200,000,000 · 5 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the General Partner of the Issuer) EDGAR ↗
Jan 22, 2010 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $62M from 5 investors (31% of the $200M target) as of the latest filing. Sandra is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Sandra 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity