Samuel Varner is listed as an executive officer and promoter on 10 SEC Form D filings by 2 issuers between Apr 2009 and Feb 2013: Lexington Keystone Fund, LLC (Stamford, CT — pooled investment fund — 2010–2013; $24.4M reported sold to 124 investors) and Lexington Asset Management, LLC (Raleigh, NC — industry reported as "Other" — 2009–2012; $1.33M reported sold to 6 investors).
What this means 2 separate companies raised money with this person listed as executive officer and promoter, over about 4 years. Across those companies the filings report $25.7M sold in total.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for Samuel Varner and found 5 differences, 1 worth asking the sponsor about: Form D filed 1,228 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.