Samir Malik is listed as an executive officer and director on 9 SEC Form D filings by 6 issuers between Oct 2021 and Dec 2025. Largest by amount reported sold: FirstHand Health, Inc. (New York, NY — other health care — 2021–2023; $28.1M reported sold to 13 investors), Ride Health, Inc. (New York, NY — other technology — 2021–2025; $15.5M reported sold to 21 investors), Watershed SPV XI, LLC (New York, NY — pooled investment fund — 2022; $1.59M reported sold to 41 investors), Watershed SPV XIII, LLC (New York, NY — pooled investment fund — 2022; $1.4M reported sold to 29 investors), Watershed Thrasio SPV, LLC (New York, NY — pooled investment fund — 2022; $1.17M reported sold to 37 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $47.9M sold in total.
Listed alongside Danish Munir (4 shared filings), Imraan Ahmed (4 shared filings), Brian Model (3 shared filings), Imran Cronk (3 shared filings), Todd Pietri (3 shared filings) and 8 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Samir. Each name links to their own page.
4 of the issuers belong to the sponsor group Watershed (13 issuers, $35.4M reported sold, 2020–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Watershed has 13 companies on file and $35.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Samir Malik and found 5 differences, 2 worth asking the sponsor about: Bankruptcy case: Samir A. Malik and Theresa S. Malik; 6 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.