Sam Ross is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jun 2020 and Nov 2021: Sortis Rescue Fund, LLC (Portland, OR — pooled investment fund — 2020–2021; $10.5M reported sold to 142 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Jefry Baker (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Sam. Each name links to their own page.
The issuer belongs to the sponsor group Sortis (14 issuers, $193.4M reported sold, 2013–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Sortis has 14 companies on file and $193.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Sam Ross and found 1 difference: No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.