PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:51 AM ET

Sponsor Check › Person

Sam Spadafora

Related person on Form D filings · address states/countries as listed: CA, Ontario, Canada (as filed: A6) · listed Jun 24, 2009 → Aug 16, 2017

4issuers
18Form D filings
2009–2017years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

1 of 15 offerings reports sales commissions totalling $348,500; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Sep 12, 2017 D
File 021-294441
$0$0$0 (est.)None listed on this filing
EDGAR ↗Aug 16, 2017 D
File 021-292884
$0$0$0 (est.)None listed on this filing
EDGAR ↗Dec 18, 2015 D
File 021-253410
$348,500 (est.)$0$0 (est.)Fundme Securities, LLC (dba Circleup) BrokerCheck CRD 161785 ↗
EDGAR ↗Jul 27, 2015 D
File 021-244487
$0$0$0 (est.)
Proceeds will be used for general corporate purposes, including, but not limited to, executive salaries
None listed on this filing
EDGAR ↗Apr 22, 2013 D
File 021-195319
$0$0$0 (est.)
Proceeds will be used for general corporate purposes, including, but not limited to, executive salaries
None listed on this filing
EDGAR ↗May 21, 2012 D
File 021-178532
$0$0$0None listed on this filing
EDGAR ↗Mar 9, 2012 D
File 021-174649
$0$0$0None listed on this filing
EDGAR ↗Dec 8, 2011 D
File 021-169808
$0$0$0None listed on this filing
EDGAR ↗Nov 14, 2011 D
File 021-168576
$0$0$0None listed on this filing
EDGAR ↗Sep 15, 2011 D/A
File 021-165888
$0$0$0None listed on this filing
EDGAR ↗Sep 15, 2011 D
File 021-165894
$0$0$0None listed on this filing
EDGAR ↗Sep 14, 2011 D
File 021-165865
$0$0$0None listed on this filing
EDGAR ↗Jul 7, 2011 D
File 021-162390
$0$0$0None listed on this filing
EDGAR ↗Apr 20, 2011 D
File 021-158700
$0$0$0None listed on this filing
EDGAR ↗Nov 5, 2009 D
File 021-45925
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Kik Interactive Inc.DirectorSep 12, 2017D$50,000,000
similar: $1,100,000–$15,000,000
$49,591,50050
similar: 2–17
No minimum reported
similar: $14,962–$100,000
EDGAR ↗Petzila, Inc.DirectorAug 16, 2017D$10,923,300
similar: $1,100,015–$10,001,163
$9,905,649102
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Petzila, Inc.DirectorDec 18, 2015D$11,180,000
similar: $1,000,000–$10,000,000
$5,260,00088
similar: 1–11
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Kik Interactive Inc.DirectorJul 27, 2015D$29,999,931
similar: $500,000–$7,000,000
$29,999,9318
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Kik Interactive Inc.DirectorApr 22, 2013D$14,999,997$14,999,9976No minimum reported
EDGAR ↗CHEGG, INCDirectorMay 21, 2012D$2,400,000$2,400,0003No minimum reported
EDGAR ↗CHEGG, INCDirectorMar 9, 2012D$24,983,416$24,983,41617No minimum reported
EDGAR ↗CHEGG, INCDirectorDec 8, 2011D$18,708,608$18,708,60834No minimum reported
EDGAR ↗CHEGG, INCDirectorNov 14, 2011D$1,122,188$1,122,1881No minimum reported
EDGAR ↗CHEGG, INCDirectorSep 15, 2011D/A$24,005,976$24,005,97610No minimum reported
EDGAR ↗CHEGG, INCDirectorSep 15, 2011D$5,264,652$5,264,6529No minimum reported
EDGAR ↗CHEGG, INCDirectorSep 15, 2011D$25,341,301$25,341,30110No minimum reported
EDGAR ↗CHEGG, INCDirectorSep 15, 2011D/A$24,005,976$24,005,97610No minimum reported
EDGAR ↗CHEGG, INCDirectorSep 14, 2011D$5,906,250$5,906,2502No minimum reported
EDGAR ↗CHEGG, INCDirectorJul 7, 2011D$3,772,581$3,772,58113No minimum reported
EDGAR ↗PENGUIN COMPUTING INCDirectorApr 20, 2011D$1,000,000$1,000,0003No minimum reported
EDGAR ↗PENGUIN COMPUTING INCDirector
DIRECTOR
Nov 5, 2009D$2,000,000$1,455,1404No minimum reported
EDGAR ↗PENGUIN COMPUTING INCDirector
DIRECTOR
Jun 24, 2009D$3,568,290$3,062,75713No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); Other Technology / 506(b) (17,390 filings); Other Technology / 506(c) (805 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 37 names on the same filings (0 management entities, 37 people)

People and management entities the issuers listed as related persons on the same Form D filings as Sam Spadafora. Source: the EDGAR rows in the table above.

  • Oren Zeev — 10 shared filings (1 issuer) · role as listed: Director · also listed on 18 other issuers
  • Deven Parekh — 10 shared filings (1 issuer) · role as listed: Director · also listed on 119 other issuers
  • Ted Schlein — 10 shared filings (1 issuer) · role as listed: Director · also listed on 14 other issuers
  • Frederick Bolander — 10 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Barry McCarthy — 10 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Daniel Wong — 10 shared filings (1 issuer) · role as listed: Director
  • Dan Rosensweig — 9 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Rob Chesnut — 8 shared filings (1 issuer) · role as listed: Director
  • Aayush Phumbra — 7 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Greg Stanger — 6 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • ANDREW BROWN — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 62 other issuers
  • ENRICO PESATORI — 3 shared filings (1 issuer) · role as listed: Director
  • EDWARD EKSTROM — 3 shared filings (1 issuer) · role as listed: Director
  • Scott Potter — 3 shared filings (1 issuer) · role as listed: Director · also listed on 18 other issuers
  • Fred Wilson — 3 shared filings (1 issuer) · role as listed: Director · also listed on 16 other issuers
  • Aayush Phumbhra — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Peter Heinke — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Edward Livingston — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Cameron Steele — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • CHARLES WUISCHPARD — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • JERON PAUL — 2 shared filings (1 issuer) · role as listed: Director
  • Brett Bachman — 2 shared filings (1 issuer) · role as listed: Director
  • Simon Milner — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • David P. Clark — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • STEPHEN HUANG — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • CHARLIE WUIPSCHARD — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Adam Ludwin — 1 shared filing (1 issuer) · role as listed: Director · also listed on 9 other issuers
  • George Oliva — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Rob Chestnut — 1 shared filing (1 issuer) · role as listed: Director
  • Dan Rosenweign — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • ANDY BROWN — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 9 other issuers
  • Anamitra Banerji — 1 shared filing (1 issuer) · role as listed: Director
  • Alim Dhanji — 1 shared filing (1 issuer) · role as listed: Director
  • Geoff Tanner — 1 shared filing (1 issuer) · role as listed: Director
  • Paul Holland — 1 shared filing (1 issuer) · role as listed: Director
  • Kapil Nanda — 1 shared filing (1 issuer) · role as listed: Director
  • Jim A Estill — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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