Sam Baron is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jan 2011 and May 2011: CLIPSYNC, INC. (Campbell, CA — other technology — 2011; $1.3M reported sold to 2 investors).
What this means One deal on file with the SEC, filed May 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Itzik Cohen (2 shared filings), Jeff Price (2 shared filings) and Vince Vannelli (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Sam. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Sam Baron and found 2 differences: Sam Baron appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.